| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 5,954,867 | 32,037,000 | 9.41% | ||
| 2 | Oxbow Advisors, LLC | 5,596,125 | 30,107,000 | 8.84% | ||
| 3 | TERRIL BROTHERS, INC. | 4,814,887 | 26,289,000 | 7.72% | ||
| 4 | STIFEL FINANCIAL CORP | 4,544,794 | 24,451,000 | 7.18% | ||
| 5 | MORGAN STANLEY | 4,534,428 | 24,395,000 | 7.16% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,987,546 | 21,453,000 | 6.30% | ||
| 7 | Saba Capital Management, L.P. | 2,726,824 | 14,670,000 | 4.31% | ||
| 8 | WELLS FARGO & COMPANY/MN | 2,623,903 | 14,116,000 | 4.15% | ||
| 9 | PENN MUTUAL LIFE INSURANCE CO | 2,405,000 | 12,939,000 | 3.80% | ||
| 10 | Invesco Ltd. | 2,242,930 | 12,067,000 | 3.54% | ||
| 11 | 1607 Capital Partners, LLC | 1,944,808 | 10,463,000 | 3.07% | ||
| 12 | PEG CAPITAL MANAGEMENT INC /NH/ | 1,615,031 | 8,689,000 | 2.55% | ||
| 13 | Tortoise Investment Management, LLC | 1,591,208 | 8,561,000 | 2.51% | ||
| 14 | Evanson Asset Management, LLC | 1,195,617 | 6,432,000 | 1.89% | ||
| 15 | HOLLENCREST CAPITAL MANAGEMENT | 1,181,505 | 6,356,000 | 1.87% | ||
| 16 | Robert W. Baird & Co. Inc | 1,074,875 | 5,783,000 | 1.70% | ||
| 17 | ROYAL BANK OF CANADA | 1,029,762 | 5,541,000 | 1.63% | ||
| 18 | Verity Asset Management, Inc. | 884,726 | 4,760,000 | 1.40% | ||
| 19 | Baltimore-Washington Financial Advisors, Inc. | 869,635 | 4,679,000 | 1.37% | ||
| 20 | LPL Financial LLC | 822,132 | 4,464,000 | 1.31% | ||
| 21 | CEDAR HILL ASSOCIATES, LLC | 725,189 | 3,902,000 | 1.15% | ||
| 22 | CITIGROUP INC | 595,587 | 3,204,000 | 0.94% | ||
| 23 | Bedell Frazier Investment Counselling, LLC | 501,600 | 2,699,000 | 0.79% | ||
| 24 | A. D. Beadell Investment Counsel, Inc. | 493,471 | 2,654,000 | 0.78% | ||
| 25 | BANK OF AMERICA CORP /DE/ | 451,048 | 2,427,000 | 0.71% | ||
| 26 | EMERSON INVESTMENT MANAGEMENT, LLC | 443,884 | 2,388,000 | 0.70% | ||
| 27 | SUMMIT CAPITAL MANAGEMENT LLC | 431,276 | 2,320,000 | 0.68% | ||
| 28 | Private Harbour Investment Management & Counsel, LLC | 414,575 | 2,230,000 | 0.65% | ||
| 29 | CENTRAL TRUST Co | 393,198 | 2,115,000 | 0.62% | ||
| 30 | THRIVENT FINANCIAL FOR LUTHERANS | 392,617 | 2,112,000 | 0.62% | ||
| 31 | SCOTIA CAPITAL INC. | 382,277 | 2,057,000 | 0.60% | ||
| 32 | NINE MASTS CAPITAL Ltd | 373,700 | 2,011,000 | 0.59% | ||
| 33 | First Allied Advisory Services, Inc. | 284,386 | 1,532,000 | 0.45% | ||
| 34 | Commonwealth Equity Services, Inc | 267,260 | 1,438,000 | 0.42% | ||
| 35 | JPMORGAN CHASE & CO | 261,200 | 1,405,000 | 0.41% | ||
| 36 | Family Firm, Inc. | 257,663 | 1,386,000 | 0.41% | ||
| 37 | WealthTrust Axiom LLC | 253,163 | 1,362,000 | 0.40% | ||
| 38 | Trust Asset Management LLC | 236,400 | 1,272,000 | 0.37% | ||
| 39 | D.A. DAVIDSON & CO. | 235,549 | 1,267,000 | 0.37% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 222,603 | 1,199,000 | 0.35% | ||
| 41 | NAPLES GLOBAL ADVISORS, LLC | 212,565 | 1,144,000 | 0.34% | ||
| 42 | Thomas J. Herzfeld Advisors, Inc. | 203,952 | 1,097,000 | 0.32% | ||
| 43 | MACQUARIE GROUP LTD | 165,662 | 891,000 | 0.26% | ||
| 44 | Mengis Capital Management, Inc. | 152,500 | 820,000 | 0.24% | ||
| 45 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 142,925 | 773,000 | 0.23% | ||
| 46 | RAYMOND JAMES & ASSOCIATES | 138,088 | 743,000 | 0.22% | ||
| 47 | BAR HARBOR TRUST SERVICES | 136,930 | 737,000 | 0.22% | ||
| 48 | NWAM LLC | 132,499 | 713,000 | 0.21% | ||
| 49 | PINNACLE ASSOCIATES LTD | 126,159 | 679,000 | 0.20% | ||
| 50 | Allen Investment Management, LLC | 115,574 | 622,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
