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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q1)
Original 13F HR (0001140361-15-020025) filed in 2015.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 MON 11,477,646 14,498 14.61%
2 Nano Labs Corp 2,900,000 3,402 3.43%
3 ISHARES TR 2,635,000 2,653 2.67%
4 CENVEO INC 1,751,600 1,519 1.53%
5 COH 1,040,000 1,057 1.07%
6 RYERSON HLDG CORP 1,000,000 1,013 1.02%
7 Google Inc Class C 1,751 960 0.97%
8 EPLUS INC 10,574 919 0.93%
9 ISHARES TR 28,772 869 0.88%
10 NEWS CORP NEW 52,832 846 0.85%
11 SCIENTIFIC GAMES CORP 78,765 844 0.85%
12 NRG Yield Inc 16,162 820 0.83%
13 AAPL 6,133 763 0.77%
14 JD 25,731 756 0.76%
15 COMMSCOPE HOLDING CO INC 25,516 728 0.73%
16 VULCAN MATERIALS CO 393,697 708 0.71%
17 XLU 15,838 704 0.71%
18 NFLX 650,000 667 0.67%
19 CONSOLIDATED TOMOKA LD CO 10,948 653 0.66%
20 CSG SYS INTL INC 20,790 632 0.64%
21 SRE 5,666 618 0.62%
22 EXTREME NETWORKS INC 188,280 595 0.60%
23 AUTODESK INC 10,068 590 0.59%
24 GLOBAL SHIP LEASE INC NEW 24,810,068 585 0.59%
25 UPS 5,600 543 0.55%
26 HELEN OF TROY CORP LTD 6,638 541 0.55%
27 CS 500,000 531 0.54%
28 AUTOZONE INC 779 531 0.54%
29 IAC INTERACTIVECORP 7,809 527 0.53%
30 CNX 520,000 513 0.52%
31 DATA 5,470 506 0.51%
32 HUBBELL INCORPORATED B 4,610 505 0.51%
33 XHB 13,707 505 0.51%
34 ARGAN INC 13,797 499 0.50%
35 LINCOLN ELEC HLDGS INC 7,576 495 0.50%
36 DSW INC 13,422 495 0.50%
37 MOLSON COORS BREWING CO 6,491 483 0.49%
38 AMDOCS LTD 8,842 481 0.48%
39 FLEETCOR TECHNOLOGIES INC 3,120 471 0.47%
40 A10 NETWORKS INC 106,702 462 0.47%
41 QUAD / GRAPHICS INC 20,053 461 0.46%
42 CHIPMOS TECH BERMUDA LTD 18,626 459 0.46%
43 CARBONITE INC 32,023 458 0.46%
44 ADI 7,231 456 0.46%
45 GRACO INC 6,279 453 0.46%
46 U S G CORP 16,965 453 0.46%
47 M D C HLDGS INC 15,879 453 0.46%
48 TIME WARNER INC NEW 2,972 445 0.45%
49 ALLIANCE DATA SYSTEMS CORP 1,500 444 0.45%
50 MORGANS HOTEL GROUP CO 56,482 438 0.44%
Page 1 of 6
New Holding filing (0001493152-17-007908) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPY 153,500 31,687 48.93% Call
2 SPY 25,000 5,161 7.97% Put
3 SPY 20,000 4,129 6.38% Put
4 iShares 29,200 1,464 2.26% Call
5 WDC 15,000 1,365 2.11% Call
6 BROADCOM CORP CL A 30,000 1,299 2.01% Call
7 XLNX 30,000 1,269 1.96% Call
8 XLNX 30,000 1,269 1.96% Call
9 Agnico Eagle 45,000 1,150 1.78% Call
10 CSCO 35,000 963 1.49% Call
11 BROADCOM CORP CL A 20,000 866 1.34% Call
12 YELP 17,200 814 1.26% Call
13 MXIM 22,500 783 1.21% Call
14 YUM 13,500 764 1.18% Call
15 Market Vectors Biotech 5,500 713 1.10% Put
16 DLPH 8,000 638 0.99% Call
17 F5 NETWORKS INC 5,500 632 0.98% Call
18 IWM 5,000 622 0.96% Put
19 MXIM 16,900 588 0.91% Call
20 YUM 10,000 566 0.87% Call
21 OMNIVISION TECHS INC 19,600 517 0.80% Put
22 TIVO INC 25,700 468 0.72% Call
23 HD SUPPLY HLDGS INC 15,000 467 0.72% Call
24 NVDA 22,200 465 0.72% Call
25 DOVER CORP 5,900 408 0.63% Call
26 DIEBOLD NXDF INC 11,400 404 0.62% Call
27 VMW 4,600 377 0.58% Call
28 FORTINET INC 10,500 367 0.57% Put
29 TECH DATA CORP 6,300 364 0.56% Call
30 QRVO 4,500 359 0.55% Call
31 BABA 4,200 350 0.54% Call
32 ARM HOLDINGS PLC ADR 7,000 345 0.53% Call
33 CTXS 5,800 295 0.46% Call
34 ROCKWELL AUTOMATION INC 2,500 290 0.45% Call
35 TERADYNE INC 15,000 283 0.44% Call
36 MXIM 8,000 278 0.43% Call
37 FXY 3,400 275 0.42% Put
38 BIDU 1,300 271 0.42% Call
39 T 8,000 261 0.40% Call
40 INTERSIL CORP 18,000 258 0.40% Call
41 MSFT 6,000 244 0.38% Call
42 AXP 3,000 234 0.36% Call
43 INFORMATICA CORP 5,000 219 0.34% Call
44 PROSHARES TR 10,000 213 0.33% Call
New Holding filing (0001493152-16-010672) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 CLF 11,221 54 0.32%
2 MAGNACHIP SEMICONDUCTOR CORP 11,302 62 0.37%
3 EVINE LIVE INC 10,268 69 0.41%
4 PDL BIOPHARMA INC 11,005 77 0.46%
5 OPOWER INC 10,133 103 0.62%
6 RIO ALTO MNG LTD NEW 42,025 103 0.62%
7 ABX 10,100 111 0.67%
8 AMERICAN VANGUARD CORP 10,801 115 0.69%
9 KBR INC 10,484 152 0.91%
10 BANC 12,650 156 0.94%
11 RPX CORP 11,181 161 0.97%
12 PIER 1 IMPORTS INC 12,112 169 1.02%
13 F 11,400 184 1.11%
14 VITESSE SEMICONDUCTOR CORP 34,842 185 1.11%
15 P 11,400 185 1.11%
16 MO 4,020 201 1.21%
17 MARINEMAX INC 7,686 204 1.23%
18 PUBLIC SVC ENTERPRISE GROUP 4,901 205 1.23%
19 REMY INTL INC NEW 9,218 205 1.23%
20 CORNERSTONE ONDEMAND INC 7,220 209 1.26%
21 RALLY SOFTWARE DEV CORP 13,300 209 1.26%
22 WMB 4,155 210 1.26%
23 DRI 3,043 211 1.27%
24 YAHOO INC 4,801 213 1.28%
25 KENNAMETAL INC 6,324 213 1.28%
26 VERISIGN INC 3,207 215 1.29%
27 DISH 3,096 217 1.30%
28 CYH 4,180 219 1.32%
29 WINNEBAGO INDS INC 10,450 222 1.33%
30 BECTON DICKINSON & CO 1,579 227 1.36%
31 AXP 3,060 239 1.44%
32 GARMIN LTD 5,115 243 1.46%
33 NEWPORT CORP 13,219 252 1.51%
34 WFC 4,659 253 1.52%
35 BROOKDALE SENIOR LIVING INC 6,897 260 1.56%
36 OXY 3,696 270 1.62%
37 TRUEBLUE INC 11,163 272 1.63%
38 GRAHAM HLDGS CO 260 273 1.64%
39 Google Inc Class A 495 275 1.65%
40 CCOI 8,412 297 1.79%
41 GAMESTOP CORP NEW 7,870 299 1.80%
42 AECOM 9,775 301 1.81%
43 CRM 4,528 303 1.82%
44 DIS 3,291 345 2.07%
45 SOUTHERN CO 8,088 358 2.15%
46 BIDU 1,760 367 2.21%
47 LYB 4,588 403 2.42%
48 Market Vectors Gold Miners Etf 28,248 515 3.10%
49 IWM 7,051 877 5.27%
50 SPY 25,042 5,169 31.07%
Restatement filing (0001493152-16-010670) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 Google Inc Class C 1,751 960 1.37%
2 EPLUS INC 10,574 919 1.31%
3 ISHARES TR 28,772 869 1.24%
4 SCIENTIFIC GAMES CORP 81,925 858 1.22%
5 NEWS CORP NEW 52,832 846 1.20%
6 XLU 18,974 843 1.20%
7 AAPL 6,333 788 1.12%
8 JD 25,731 756 1.08%
9 COMMSCOPE HOLDING CO INC 25,516 728 1.04%
10 CONSOLIDATED TOMOKA LD CO 10,948 653 0.93%
11 ALLIANCE DATA SYSTEMS CORP 2,150 637 0.91%
12 CSG SYS INTL INC 20,790 632 0.90%
13 SRE 5,781 630 0.90%
14 EXTREME NETWORKS INC 193,590 612 0.87%
15 AUTODESK INC 10,068 590 0.84%
16 UPS 5,815 564 0.80%
17 U S G CORP 20,520 548 0.78%
18 MOLSON COORS BREWING CO 7,169 534 0.76%
19 AUTOZONE INC 779 531 0.76%
20 IAC INTERACTIVECORP 7,809 527 0.75%
21 ARGAN INC 14,347 519 0.74%
22 FLEETCOR TECHNOLOGIES INC 3,400 513 0.73%
23 DATA 5,470 506 0.72%
24 XHB 13,707 505 0.72%
25 LINCOLN ELEC HLDGS INC 7,605 497 0.71%
26 DSW INC 13,422 495 0.70%
27 GRACO INC 6,793 490 0.70%
28 AMDOCS LTD 8,842 481 0.69%
29 M D C HLDGS INC 16,616 474 0.68%
30 A10 NETWORKS INC 106,702 462 0.66%
31 QUAD / GRAPHICS INC 20,053 461 0.66%
32 EDISON INTL 7,350 459 0.65%
33 CARBONITE INC 32,017 458 0.65%
34 ADI 7,231 456 0.65%
35 MANITEX INTL INC 46,718 455 0.65%
36 POTASH CORP SASK INC 14,084 454 0.65%
37 AON PLC 4,700 452 0.64%
38 TIME WARNER INC NEW 3,000 450 0.64%
39 WEB COM GROUP INC 23,733 450 0.64%
40 AEROHIVE NETWORKS INC 100,814 450 0.64%
41 UBIQUITI NETWORKS INC 14,976 443 0.63%
42 MORGANS HOTEL GROUP CO 56,482 438 0.62%
43 EASTMAN CHEM CO 6,289 436 0.62%
44 DYN 13,855 435 0.62%
45 SHUTTERFLY INC 9,241 418 0.60%
46 COTT CORP QUE 44,605 418 0.60%
47 ESRX 4,766 414 0.59%
48 WESCO INTL INC 5,911 413 0.59%
49 FXCM INC 528,000 411 0.59%
50 DOMINION ENERGY INC 5,646 400 0.57%
Page 1 of 5
Restatement filing (0001140361-15-023794) filed in 2015.06.10. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
151 NOODLES & CO 12,914 225 0.26%
152 ALERE INC 4,580 224 0.26%
153 BANCORPSOUTH INC 9,617 223 0.25%
154 GLOBAL CASH ACCESS HLDGS INC 29,300 223 0.25%
155 ACCURAY INC 23,899 222 0.25%
156 PATTERN ENERGY GROUP INC 7,753 220 0.25%
157 ARRIS GROUP INC COM 7,597 220 0.25%
158 Alliance Fiber Optic Products 12,585 219 0.25%
159 Old PSG Wind-down Ltd. 11,159 218 0.25%
160 Mueller Industries Inc 34,081 216 0.25%
161 TANGOE INC 15,515 214 0.24%
162 UNIVERSAL TECHNICAL INST INC 21,487 213 0.24%
163 C D I CORP 15,125 213 0.24%
164 EXAR CORP 21,077 212 0.24%
165 MACK CALI RLTY CORP 10,952 211 0.24%
166 TCF FINL CORP 13,365 210 0.24%
167 ENPRO INDS INC 3,187 210 0.24%
168 WORTHINGTON INDS INC 7,904 210 0.24%
169 INVACARE CORP 10,725 208 0.24%
170 BROADSOFT INC 6,218 208 0.24%
171 CALIX INC 24,512 206 0.24%
172 LIBERTY TRIPADVISOR HLDGS IN 6,452 205 0.23%
173 TRAVELPORT WORLDWIDE LTD 12,252 205 0.23%
174 CI 1,577 204 0.23%
175 CROWN MEDIA HLDGS INC 51,123 204 0.23%
176 EXFO Inc. 53,778 203 0.23%
177 EXC 6,017 202 0.23%
178 OWENS RLTY MTG INC 13,451 201 0.23%
179 MONSTER BEVERAGE CORP 1,451 200 0.23%
180 Royal Gold Inc 15,265 196 0.22%
181 CY 13,712 193 0.22%
182 PERNIX THERAPEUTICS HLDGS IN 18,063 193 0.22%
183 UMPQUA HLDGS CORP 11,252 193 0.22%
184 OMEGA PROTEIN CORP 13,735 188 0.21%
185 REGIONS FINL CORP NEW 19,175 181 0.21%
186 BAC 11,758 181 0.21%
187 INTELIQUENT ORD 11,378 179 0.20%
188 ATTUNITY LTD 17,604 177 0.20%
189 COSAN LTD 27,334 173 0.20%
190 SUPERCOM LTD NEW 20,451 172 0.20%
191 BLACK DIAMOND INC 18,008 170 0.19%
192 UTI WORLDWIDE INC 13,686 168 0.19%
193 ICICI BK LTD 16,000 166 0.19%
194 SOUFUN HLDGS LTD 27,363 164 0.19%
195 ARMADA HOFFLER PPTYS INC 15,198 162 0.19%
196 PACIFIC PREMIER BANCORP 10,000 162 0.19%
197 CENTERSTATE BANKS INC 13,481 161 0.18%
198 WHITESTONE REIT 10,000 159 0.18%
199 Verso Corp 86,830 157 0.18%
200 LEVY ACQUISITION CORP 11,400 150 0.17%
Page 4 of 5