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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 77,926 514 0.29%
2 1347 PROPERTY INSURANCE HOLD 23,191 169 0.10%
3 A10 NETWORKS INC 44,248 265 0.15%
4 ACCO BRANDS CORP COM 16,810 119 0.07%
5 ACE LTD 4,109 425 0.24%
6 ADAM NAT RES FD INC 13,674 248 0.14%
7 ADTRAN INC 42,411 619 0.35%
8 ADVANCED ENERGY INDS 8,976 236 0.13%
9 AEROHIVE NETWORK 10,487 63 0.04%
10 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,125 86 0.05%
11 AGREE REALTY CORP 10,560 315 0.18%
12 AIR PRODS & CHEMS INC 5,198 663 0.37%
13 ALEXANDER & BALDWIN INC NEW 8,737 300 0.17%
14 ALLIED WRLD ASSUR COM HLDG A 14,012 535 0.30%
15 ALLOT COMMUNICATIONS LTD 26,400 130 0.07%
16 ALLY FINL INC 15,762 321 0.18%
17 ALPINE GLOBAL DYNAMIC DIVD F 42,454 363 0.20%
18 ALPINE GLOBAL PREMIER PPTYS 15,931 89 0.05%
19 AMAG PHARMACEUTICALS INC 9,791 387 0.22%
20 AMEREN CORP 6,508 275 0.16%
21 AMERESCO INC CL A 16,748 98 0.06%
22 AMERICAN EQTY INVT LIFE 22,827 532 0.30%
23 AMERICAN HOMES 4 RENT CL A 22,422 361 0.20%
24 AMERIPRISE FINL INC 3,143 343 0.19%
25 AMGEN INC COM 3,018 417 0.24%
26 AMPLIFY SNACK BRAN 10,431 112 0.06%
27 ANADARKO PETE CORP 3,446 208 0.12%
28 ANALOG DEVICES INC 4,873 275 0.16%
29 API TECHNOLOGIES CORP 48,873 106 0.06%
30 APPLE INC 3,288 363 0.20%
31 ARGO GROUP INTL HLDGS LTD 4,276 242 0.14%
32 ARRIS GROUP INC COM 11,636 302 0.17%
33 ASPEN INSURANCE HOLDINGS LTD 11,046 513 0.29%
34 ASTORIA FINL CORP 40,825 657 0.37%
35 ASTROTECH CORP 17,144 35 0.02%
36 ATLANTIC PWR CORP 11,640 22 0.01%
37 ATLAS FINANCIAL HOLDINGS INC 23,113 428 0.24%
38 ATTUNITY LTD 15,232 208 0.12%
39 AUTOZONE INC 737 533 0.30%
40 AV Homes 46,746 632 0.36%
41 Advanced Micro Devices Inc 40,161 69 0.04%
42 Affiliated Managers Group 2,050 351 0.20%
43 Alliance Fiber Optic Products 15,478 265 0.15%
44 American Electric Power Inc 6,185 352 0.20%
45 Applied Materials Inc 11,302 166 0.09%
46 Argan Inc 17,699 614 0.35%
47 Atlantica Yield plc 17,242 467 0.26%
48 Atlantica Yield plc 21,200 351 0.20% Put
49 BANC OF CALIFORNIA INC 21,686 266 0.15%
50 BANK OF AMERICA CORP 11,402 178 0.10%
Page 1 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 Index ETF 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 Index ETF 21,100 4,043 5.63% Put
5 PPG INDS INC COM 12,500 1,096 1.53% Call
6 SPDR S&P Oil & Gas Explor & Pr 30,000 985 1.37% Call
7 Kansas City Southern 8,300 754 1.05% Call
8 GENERAC HOLDINGS INC 18,800 566 0.79% Put
9 CURRENCYSHARES EURO TRUST 4,900 537 0.75% Put
10 Conns Inc 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 Index ETF 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 Index ETF 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 iShares Nasdaq Biotechnology 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HOLDINGS 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 Index ETF 22,046 4,225 13.47%
2 iShares Russell 2000 Index ETF 15,924 1,739 5.54%
3 WILLIAMS COS INC DEL 28,537 1,052 3.35%
4 YELP INC 44,516 964 3.07%
5 YAHOO INC 28,218 816 2.60%
6 WATTS WATER TECHNOLOGIES INC 14,894 787 2.51%
7 Whirlpool Corp 3,887 572 1.82%
8 Danaher Corp 6,558 559 1.78%
9 WESTERN DIGITAL CORP 6,763 537 1.71%
10 XPO LOGISTICS INC 21,978 524 1.67%
11 Wal-Mart Stores, Inc. 7,989 518 1.65%
12 SPDR DOW JONES INDL AVRG ETF 3,000 488 1.56%
13 SELECT SECTOR SPDR TR 10,894 472 1.50%
14 Technology Select Sector SPDR 10,789 426 1.36%
15 Con-Way Inc 8,184 388 1.24%
16 Alphabet Inc. 608 388 1.24%
17 Martin Marietta Materials Inc 2,530 384 1.22%
18 WHITESTONE REIT 32,922 380 1.21%
19 iShares Nasdaq Biotechnology 1,250 379 1.21%
20 STRAIGHT PATH COMMUNICATNS I 9,101 368 1.17%
21 KINDER MORGAN INC 13,192 365 1.16%
22 TOLL BROTHERS INC 10,210 350 1.12%
23 Sotheby's 10,892 348 1.11%
24 Walgreens Boots Alliance Inc 4,038 336 1.07%
25 PG&E CORP 5,758 304 0.97%
26 Verizon Communications Inc. 6,946 302 0.96%
27 DOMINION RESOURCES INC VA NEW 4,169 293 0.93%
28 BROOKDALE SR LIVING 12,493 287 0.91%
29 ACCUSHARES COMMODITIES TR I 42,424 284 0.91%
30 Chevron Corporation 3,580 282 0.90%
31 ACCUSHARES COMMODITIES TR I 43,965 281 0.90%
32 LEAR CORP 2,564 279 0.89%
33 EXPRESS SCRIPTS HLDG CO 3,392 275 0.88%
34 COCA COLA CO COM 6,736 270 0.86%
35 Primoris Services Corp 15,100 270 0.86%
36 Energy Select Sector SPDR 4,391 269 0.86%
37 WELLTOWER INC 3,916 265 0.84%
38 Microsoft Corporation 5,877 260 0.83%
39 SEMPRA ENERGY 2,685 260 0.83%
40 GULFPORT ENERGY CORP NEW 8,305 246 0.78%
41 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
42 ALBEMARLE CORP 5,519 243 0.77%
43 TESORO CORP 2,481 241 0.77%
44 CROWN MEDIA HLDGS INC 44,932 240 0.76%
45 Monsanto Company 2,806 239 0.76%
46 Citigroup Inc 4,801 238 0.76%
47 HD SUPPLY HLDGS INC 8,126 233 0.74%
48 CARDTRONICS PLC 7,119 233 0.74%
49 PHILLIPS 66 2,995 230 0.73%
50 DISNEY (WALT) COMPANY HOLDING CO 2,251 230 0.73%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 EXTREME NETWORKS INC 458,181 1,539 1.43%
2 SCIENTIFIC GAMES CORP 113,256 1,184 1.10%
3 Consolidated Tomoka Land Co 23,319 1,161 1.08%
4 MCKESSON CORP 6,244 1,155 1.08%
5 General Motors Company 34,843 1,046 0.98%
6 PPG INDUSTRIES INC 10,542 924 0.86%
7 Kansas City Southern 9,952 904 0.84%
8 FIRST REP BK SAN FRANCISCO C 14,172 890 0.83%
9 SHUTTERFLY INC 24,433 873 0.81%
10 NEWS CORP NEW 69,131 872 0.81%
11 SPDR KBW Bank ETF 25,527 849 0.79%
12 ePlus inc. 10,346 818 0.76%
13 TWENTY FIRST CENTY FOX INC 28,305 764 0.71%
14 ROCKWELL AUTOMATION INC 7,459 757 0.71%
15 LYONDELLBASELL INDUSTRIES N 9,015 751 0.70%
16 QTS RLTY TR INC CL A 16,493 721 0.67%
17 QIHOO 360 TECHNOLOGY CO LTD 15,000 717 0.67%
18 EXELON CORP 23,929 711 0.66%
19 EAGLE MATERIALS INC 10,214 699 0.65%
20 EASTMAN CHEM CO 10,763 697 0.65%
21 ITT CORP 20,860 697 0.65%
22 SOLERA HOLDINGS INC 12,746 688 0.64%
23 AUTOZONE INC 921 667 0.62%
24 ADTRAN INC 45,449 664 0.62%
25 AIR PRODUCTS & CHEMICAL INC 5,198 663 0.62%
26 ASTORIA FINL CORP 41,099 662 0.62%
27 Argan Inc 19,047 661 0.62%
28 Korn Ferry Internati 19,723 652 0.61%
29 EMERSON ELECTRIC CO 14,569 644 0.60%
30 AV Homes 47,425 641 0.60%
31 Comcast Corporation Class A 11,245 640 0.60%
32 RED LION HOTELS CORP 75,203 639 0.60%
33 Patrick Industries I 16,130 637 0.59%
34 Barrett Business Services, Inc 14,680 630 0.59%
35 SONUS NETWORKS 109,366 626 0.58%
36 NEXTERA ENERGY INC 6,378 622 0.58%
37 EASTERLY GOVERNMEN 38,728 618 0.58%
38 KAR Auction Services, Inc. 17,340 616 0.57%
39 NAUTILUS INC 40,806 612 0.57%
40 Del Friscos Restaurant Group I 43,958 611 0.57%
41 SPDR SERIES TRUST 8,993 607 0.57%
42 GOODYEAR TIRE & RUBR CO 20,217 593 0.55%
43 FEDEX CORP 4,117 593 0.55%
44 General Dynamics Corp 4,295 592 0.55%
45 DU PONT E I DE NEMOURS & CO 12,179 587 0.55%
46 GALLAGHER ARTHUR J & CO 14,065 581 0.54%
47 STARZ SERIES A 15,541 580 0.54%
48 Safety Ins Group Inc 10,684 579 0.54%
49 Materials Select Sector SPDR E 14,048 561 0.52%
50 PEPCO HOLDINGS INC 22,212 538 0.50%
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