| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 978,109 | 8,363,000 | 32.46% | ||
| 2 | MORGAN STANLEY | 816,602 | 6,982,000 | 27.10% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 314,089 | 2,685,000 | 10.42% | ||
| 4 | CORNERSTONE ADVISORS INC | 251,945 | 2,154,000 | 8.36% | ||
| 5 | 1607 Capital Partners, LLC | 235,776 | 2,016,000 | 7.82% | ||
| 6 | AQR ARBITRAGE LLC | 87,156 | 745,000 | 2.89% | ||
| 7 | ROYAL BANK OF CANADA | 57,065 | 488,000 | 1.89% | ||
| 8 | BOOTHBAY FUND MANAGEMENT, LLC | 42,454 | 363,000 | 1.41% | ||
| 9 | DOLIVER ADVISORS, LP | 34,769 | 297,000 | 1.15% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 33,522 | 287,000 | 1.11% | ||
| 11 | CSS LLC/IL | 32,396 | 277,000 | 1.08% | ||
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 23,989 | 205,000 | 0.80% | ||
| 13 | LPL Financial LLC | 20,203 | 179,000 | 0.69% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 15,443 | 132,000 | 0.51% | ||
| 15 | Shaker Financial Services, LLC | 12,017 | 103,000 | 0.40% | ||
| 16 | Invesco Ltd. | 11,592 | 99,000 | 0.38% | ||
| 17 | WELLS FARGO & COMPANY/MN | 11,239 | 97,000 | 0.38% | ||
| 18 | Gramercy Funds Management LLC | 11,200 | 96,000 | 0.37% | ||
| 19 | UBS Group AG | 8,795 | 75,000 | 0.29% | ||
| 20 | SIGNATUREFD, LLC | 6,000 | 51,000 | 0.20% | ||
| 21 | BANK OF MONTREAL /CAN/ | 2,500 | 21,000 | 0.08% | ||
| 22 | CITIGROUP INC | 1,756 | 15,000 | 0.06% | ||
| 23 | NEXT Financial Group, Inc | 1,552 | 13,000 | 0.05% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,592 | 13,000 | 0.05% | ||
| 25 | JFS WEALTH ADVISORS, LLC | 296 | 3,000 | 0.01% | ||
| 26 | Forward Management, LLC | 225 | 2,000 | 0.01% | ||
| 27 | PIERSHALE FINANCIAL GROUP, INC. | 250 | 2,000 | 0.01% | ||
| 28 | Allworth Financial LP | 250 | 2,000 | 0.01% | PRN | |
| 29 | Creative Planning | 93 | 1,000 | 0.00% | ||
| 30 | Tower Research Capital LLC (TRC) | 30 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
