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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,344 17.69% Call
2 SPDR SERIES TRUST 30,000 16,426 9.27% Call
3 SPDR S&P 500 ETF TR 23,000 4,407 2.49% Put
4 EXTREME NETWORKS INC 440,272 1,479 0.83%
5 Ryanair Hldgs Plc Adr 15,376 1,204 0.68%
6 CONSOLIDATED TOMOKA LD CO 23,319 1,161 0.66%
7 MCKESSON CORP 6,244 1,155 0.65%
8 PROSHARES TR II 20,100 1,125 0.63% Put
9 PPG INDS INC 12,500 1,096 0.62% Call
10 Pandora Media Inc 49,500 1,056 0.60% Call
11 WILLIAMS COS INC DEL 28,043 1,033 0.58%
12 LIGHT & WONDER INC COM 96,041 1,004 0.57%
13 GENERAL MTRS CO 31,750 953 0.54%
14 PPG INDS INC 10,667 947 0.53%
15 YELP INC 42,441 891 0.50%
16 FIRST REP BK SAN FRANCISCO C 14,172 890 0.50%
17 SHUTTERFLY INC 24,446 874 0.49%
18 SPDR SERIES TRUST 25,527 849 0.48%
19 EPLUS INC COM 10,346 818 0.46%
20 YAHOO INC 27,800 804 0.45% Call
21 NEWS CORP CL A 63,448 801 0.45%
22 KANSAS CITY SOUTHERN 8,668 791 0.45%
23 WATTS WATER TECHNOLOGIES INC 14,894 787 0.44%
24 KANSAS CITY SOUTHERN 8,300 754 0.43% Call
25 GOLAR LNG LTD 25,312 727 0.41%
26 QTS RLTY TR INC 16,419 717 0.40%
27 EXELON CORP 23,929 711 0.40%
28 EASTMAN CHEM CO 10,652 689 0.39%
29 SOLERA HOLDINGS INC 12,746 688 0.39%
30 TWENTY FIRST CENTY FOX INC 25,264 682 0.38%
31 LYONDELLBASELL INDUSTRIES N 8,072 673 0.38%
32 QIHOO 360 TECHNOLOGY CO LTD 13,813 665 0.38%
33 AIR PRODS & CHEMS INC 5,198 663 0.37%
34 ASTORIA FINL CORPORATION 40,825 657 0.37%
35 EAGLE MATERIALS INC 9,472 648 0.37%
36 COMCAST CORP NEW 11,245 640 0.36%
37 Red Lion Hotels 75,203 639 0.36%
38 PATRICK INDS INC 16,130 637 0.36%
39 AV HOMES INC 46,746 632 0.36%
40 BARRETT BUSINESS SERVICES IN COM 14,680 630 0.36%
41 KORN FERRY COM NEW 18,922 626 0.35%
42 SONUS NETWORKS INC 109,366 626 0.35%
43 NEXTERA ENERGY INC 6,378 622 0.35%
44 ADTRAN INC COM 42,411 619 0.35%
45 EASTERLY GOVT PPTYS INC 38,728 618 0.35%
46 ARGAN INC 17,699 614 0.35%
47 KAR AUCTION SVCS INC 17,278 613 0.35%
48 NAUTILUS INC 40,806 612 0.35%
49 SPDR SERIES TRUST 8,993 607 0.34%
50 DEL FRISCOS RESTAURANT GROUP COM 42,779 594 0.34%
Page 1 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURRENCYSHARES EURO TR 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 22,046 4,225 13.47%
2 ISHARES TR 15,924 1,739 5.54%
3 WILLIAMS COS INC DEL 28,537 1,052 3.35%
4 YELP INC 44,516 964 3.07%
5 YAHOO INC 28,218 816 2.60%
6 WATTS WATER TECHNOLOGIES INC 14,894 787 2.51%
7 WHIRLPOOL CORP 3,887 572 1.82%
8 DANAHER CORP DEL 6,558 559 1.78%
9 WESTERN DIGITAL CORP 6,763 537 1.71%
10 XPO LOGISTICS INC 21,978 524 1.67%
11 WAL-MART STORES INC 7,989 518 1.65%
12 SPDR DOW JONES INDL AVRG ETF 3,000 488 1.56%
13 SELECT SECTOR SPDR TR 10,894 472 1.50%
14 SELECT SECTOR SPDR TR 10,789 426 1.36%
15 Con-Way Inc 8,184 388 1.24%
16 ISHARES NASDAQ BIOTECHNOLOGY ETF 608 388 1.24%
17 MARTIN MARIETTA MATLS INC 2,530 384 1.22%
18 WHITESTONE REIT 32,922 380 1.21%
19 ISHARES TR 1,250 379 1.21%
20 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 9,101 368 1.17%
21 KINDER MORGAN INC DEL 13,192 365 1.16%
22 TOLL BROTHERS INC 10,210 350 1.12%
23 SOTHEBYS 10,892 348 1.11%
24 WALGREENS BOOTS ALLIANCE INC 4,038 336 1.07%
25 PG&E CORP 5,758 304 0.97%
26 VERIZON COMMUNICATIONS INC 6,946 302 0.96%
27 DOMINION ENERGY INC 4,169 293 0.93%
28 BROOKDALE SR LIVING INC 12,493 287 0.91%
29 ACCUSHARES COMMODITIES TR I 42,424 284 0.91%
30 CHEVRON CORP NEW 3,580 282 0.90%
31 ACCUSHARES COMMODITIES TR I 43,965 281 0.90%
32 LEAR CORP 2,564 279 0.89%
33 EXPRESS SCRIPTS HLDG CO 3,392 275 0.88%
34 COCA COLA CO 6,736 270 0.86%
35 PRIMORIS SVCS CORP 15,100 270 0.86%
36 SELECT SECTOR SPDR TR 4,391 269 0.86%
37 WELLTOWER INC 3,916 265 0.84%
38 MICROSOFT CORP 5,877 260 0.83%
39 SEMPRA ENERGY 2,685 260 0.83%
40 GULFPORT ENERGY CORP 8,305 246 0.78%
41 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
42 ALBEMARLE CORP 5,519 243 0.77%
43 TESORO CORP 2,481 241 0.77%
44 CROWN MEDIA HLDGS INC 44,932 240 0.76%
45 MONSANTO CO NEW 2,806 239 0.76%
46 CITIGROUPINC 4,801 238 0.76%
47 HD SUPPLY HLDGS INCORPORATED 8,126 233 0.74%
48 CARDTRONICS INC COM 7,119 233 0.74%
49 PHILLIPS 66 2,995 230 0.73%
50 DISNEY WALT CO 2,251 230 0.73%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
51 OCLARO INC 233,559 537 0.50%
52 FANG HOLDINGS LTD 81,183 536 0.50%
53 AMERICAN EQTY INVT LIFE HLD CO COM 22,827 532 0.50%
54 CABELAS INC 11,624 530 0.49%
55 DDR CORP 34,305 528 0.49%
56 BRANDYWINE RLTY TR 42,399 522 0.49%
57 DIAMOND FOODS INC 16,844 520 0.48%
58 EXPEDIA INC DEL 4,387 516 0.48%
59 MATRIX SVC CO COM 22,872 514 0.48%
60 D R HORTON INC 17,279 507 0.47%
61 FIRST HORIZON CORPORATION COM 35,691 506 0.47%
62 BROADSOFT INC 16,835 504 0.47%
63 HONEYWELL INTL INC 5,324 504 0.47%
64 NIELSEN HLDGS PLC 11,206 498 0.46%
65 CONNS INC 20,669 497 0.46%
66 TERRAFORM PWR INC CL A COM 34,537 491 0.46%
67 DISCOVER FINL SVCS 9,421 490 0.46%
68 FLY LEASING LIMITED SPONSORED ADR 36,555 483 0.45%
69 COTT CORP QUE 43,672 473 0.44%
70 HARTFORD FINL SVCS GROUP INC 9,800 449 0.42%
71 WEBSITE PROS INC COM 21,278 449 0.42%
72 S&P GLOBAL INC 4,970 430 0.40%
73 GAMESTOP CORP NEW 10,403 429 0.40%
74 ATLAS FINANCIAL HOLDINGS INC SHS NEW 23,113 428 0.40%
75 SCHLUMBERGER LTD 6,117 422 0.39%
76 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 70,000 418 0.39%
77 AMGEN INC 3,018 417 0.39%
78 APPLE INC 3,755 414 0.39%
79 ROYAL DUTCH SHELL PLC 8,675 412 0.38%
80 TANGER FACTORY OUTLET CTRS I 12,450 410 0.38%
81 U S CONCRETE INC 8,516 407 0.38%
82 CENTERSTATE BANKS COMMON STK USD0.01 27,606 406 0.38%
83 LIBERTY ALL STAR EQUITY FD 79,988 406 0.38%
84 LIBERTY PROP 12,802 403 0.38%
85 KLX INC COM 11,222 401 0.37%
86 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 37,179 398 0.37%
87 FXCM INC 528,000 396 0.37%
88 NETEASE INC 3,273 393 0.37%
89 VIACOM INC NEW 8,800 390 0.36%
90 Atlantica Yield plc 23,486 389 0.36%
91 AMAG PHARMACEUTICALS INC 9,800 389 0.36%
92 PAYPAL HLDGS INC 12,507 388 0.36%
93 MOHAWK INDS 2,135 388 0.36%
94 GILEAD SCIENCES INC 3,867 380 0.35%
95 CENVEO INC 202,070 380 0.35%
96 FIRSTENERGY CORP 12,070 378 0.35%
97 MACYS INC 7,324 376 0.35%
98 CHARLES RIV LABS INTL INC 5,903 375 0.35%
99 BIOMED REALTY TRUST INC 18,621 372 0.35%
100 YANDEX N V 34,686 372 0.35%
Page 2 of 7