| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 6,053,520 | 30,752,000 | 12.48% | ||
| 2 | MORGAN STANLEY | 5,782,855 | 29,377,000 | 11.92% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,252,052 | 26,680,000 | 10.83% | ||
| 4 | Gramercy Funds Management LLC | 3,453,571 | 17,544,000 | 7.12% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 3,217,086 | 16,342,000 | 6.63% | ||
| 6 | WELLS FARGO & COMPANY/MN | 2,775,087 | 14,098,000 | 5.72% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,582,358 | 13,118,000 | 5.32% | ||
| 8 | Bulldog Investors, LLP | 2,306,646 | 11,718,000 | 4.76% | ||
| 9 | Advisors Asset Management, Inc. | 2,141,575 | 10,879,000 | 4.41% | ||
| 10 | 1607 Capital Partners, LLC | 1,540,133 | 7,824,000 | 3.17% | ||
| 11 | Ancora Advisors LLC | 1,099,308 | 5,584,000 | 2.27% | ||
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 979,698 | 4,977,000 | 2.02% | ||
| 13 | CORNERSTONE ADVISORS INC | 871,424 | 4,427,000 | 1.80% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 863,638 | 4,387,000 | 1.78% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 837,690 | 4,255,000 | 1.73% | ||
| 16 | Shaker Financial Services, LLC | 783,792 | 3,982,000 | 1.62% | ||
| 17 | 1832 Asset Management L.P. | 779,493 | 3,975,000 | 1.61% | ||
| 18 | AQR ARBITRAGE LLC | 577,975 | 2,936,000 | 1.19% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 559,649 | 2,843,000 | 1.15% | ||
| 20 | CLOUGH CAPITAL PARTNERS L P | 536,067 | 2,723,000 | 1.10% | ||
| 21 | BANK OF NOVA SCOTIA | 534,641 | 2,712,000 | 1.10% | ||
| 22 | SIT INVESTMENT ASSOCIATES INC | 493,319 | 2,506,000 | 1.02% | ||
| 23 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 448,261 | 2,277,000 | 0.92% | ||
| 24 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 438,398 | 2,225,000 | 0.90% | ||
| 25 | Cetera Advisor Networks LLC | 386,934 | 1,963,000 | 0.80% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 267,490 | 1,359,000 | 0.55% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 252,861 | 1,284,000 | 0.52% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 237,225 | 1,205,000 | 0.49% | ||
| 29 | UBS Group AG | 179,574 | 912,000 | 0.37% | ||
| 30 | LPL Financial LLC | 155,924 | 809,000 | 0.33% | ||
| 31 | CS MCKEE LP | 148,903 | 756,000 | 0.31% | ||
| 32 | DOLIVER ADVISORS, LP | 141,536 | 719,000 | 0.29% | ||
| 33 | ROYAL BANK OF CANADA | 136,866 | 695,000 | 0.28% | ||
| 34 | Invesco Ltd. | 111,161 | 565,000 | 0.23% | ||
| 35 | OPPENHEIMER & CO INC | 95,464 | 485,000 | 0.20% | ||
| 36 | NINE MASTS CAPITAL Ltd | 92,911 | 470,000 | 0.19% | ||
| 37 | Yakira Capital Management, Inc. | 92,538 | 470,000 | 0.19% | SH | |
| 38 | SHEPHERD KAPLAN KROCHUK, LLC | 88,357 | 449,000 | 0.18% | ||
| 39 | BOOTHBAY FUND MANAGEMENT, LLC | 79,988 | 406,000 | 0.16% | ||
| 40 | Concert Wealth Management Inc. | 79,310 | 403,000 | 0.16% | ||
| 41 | D.A. DAVIDSON & CO. | 65,200 | 331,000 | 0.13% | ||
| 42 | WEDBUSH SECURITIES INC | 62,092 | 315,000 | 0.13% | ||
| 43 | Creative Planning | 55,709 | 283,000 | 0.11% | ||
| 44 | Prospera Financial Services Inc | 49,290 | 250,000 | 0.10% | ||
| 45 | Private Advisor Group, LLC | 46,752 | 237,000 | 0.10% | ||
| 46 | WFG Advisors, LP | 46,267 | 235,000 | 0.10% | ||
| 47 | HOLLENCREST CAPITAL MANAGEMENT | 42,868 | 217,000 | 0.09% | ||
| 48 | RAYMOND JAMES TRUST N.A. | 40,897 | 208,000 | 0.08% | ||
| 49 | BANK OF MONTREAL /CAN/ | 37,193 | 189,000 | 0.08% | ||
| 50 | One Capital Management, LLC | 34,172 | 174,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
