| 1 |
BANK OF AMERICA CORP /DE/ |
4,319,066 |
46,214,000 |
23.53% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
4,309,495 |
46,112,000 |
23.48% |
|
|
| 3 |
LAZARD ASSET MANAGEMENT LLC |
1,572,515 |
16,825,000 |
8.57% |
|
|
| 4 |
UBS Group AG |
1,234,510 |
13,209,000 |
6.73% |
|
|
| 5 |
1607 Capital Partners, LLC |
950,181 |
10,167,000 |
5.18% |
|
|
| 6 |
MORGAN STANLEY |
754,155 |
8,069,000 |
4.11% |
|
|
| 7 |
Advisors Asset Management, Inc. |
695,656 |
7,444,000 |
3.79% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
614,529 |
6,575,000 |
3.35% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
524,382 |
5,610,000 |
2.86% |
|
|
| 10 |
COHEN & STEERS, INC. |
464,734 |
4,973,000 |
2.53% |
|
|
| 11 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
373,937 |
4,001,000 |
2.04% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
356,973 |
3,820,000 |
1.94% |
|
|
| 13 |
Vident Investment Advisory, LLC |
332,019 |
3,553,000 |
1.81% |
|
|
| 14 |
EATON VANCE MANAGEMENT |
315,283 |
3,374,000 |
1.72% |
|
|
| 15 |
Invesco Ltd. |
291,940 |
3,124,000 |
1.59% |
|
|
| 16 |
DOLIVER ADVISORS, LP |
241,151 |
2,580,000 |
1.31% |
|
|
| 17 |
Gramercy Funds Management LLC |
223,000 |
2,386,000 |
1.21% |
|
|
| 18 |
Shaker Financial Services, LLC |
171,489 |
1,835,000 |
0.93% |
|
|
| 19 |
Virtu KCG Holdings LLC |
100,559 |
1,076,000 |
0.55% |
|
|
| 20 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
86,022 |
920,000 |
0.47% |
|
|
| 21 |
RELATIVE VALUE PARTNERS GROUP, LLC |
70,208 |
751,000 |
0.38% |
|
|
| 22 |
Thomas J. Herzfeld Advisors, Inc. |
61,990 |
663,000 |
0.34% |
|
|
| 23 |
OPPENHEIMER & CO INC |
46,237 |
495,000 |
0.25% |
|
|
| 24 |
ROYAL BANK OF CANADA |
38,234 |
409,000 |
0.21% |
|
|
| 25 |
BOOTHBAY FUND MANAGEMENT, LLC |
37,179 |
398,000 |
0.20% |
|
|
| 26 |
AQR ARBITRAGE LLC |
35,152 |
376,000 |
0.19% |
|
|
| 27 |
Raymond James Financial Services Advisors, Inc. |
34,269 |
367,000 |
0.19% |
|
|
| 28 |
LPL Financial LLC |
31,153 |
342,000 |
0.17% |
|
|
| 29 |
Saba Capital Management, L.P. |
27,143 |
290,000 |
0.15% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
14,900 |
159,000 |
0.08% |
|
|
| 31 |
Global Endowment Management, LP |
10,000 |
107,000 |
0.05% |
|
|
| 32 |
FIFTH THIRD BANCORP |
4,550 |
49,000 |
0.02% |
|
|
| 33 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
3,178 |
34,000 |
0.02% |
|
|
| 34 |
Klingman & Associates, LLC |
2,538 |
27,000 |
0.01% |
|
PRN |
| 35 |
SIGNATUREFD, LLC |
2,300 |
25,000 |
0.01% |
|
|
| 36 |
NEXT Financial Group, Inc |
1,500 |
16,000 |
0.01% |
|
|
| 37 |
PNC FINANCIAL SERVICES GROUP, INC. |
641 |
7,000 |
0.00% |
|
|
| 38 |
THRIVENT FINANCIAL FOR LUTHERANS |
500 |
6,000 |
0.00% |
|
|
| 39 |
MSI Financial Services Inc |
500 |
5,000 |
0.00% |
|
|
| 40 |
CITIGROUP INC |
288 |
3,000 |
0.00% |
|
|
| 41 |
Tower Research Capital LLC (TRC) |
232 |
2,000 |
0.00% |
|
|
| 42 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC |
0 |
2,000 |
0.00% |
|
|
| 43 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
200 |
2,000 |
0.00% |
|
|
