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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,344 17.69% Call
2 SPDR SERIES TRUST 30,000 16,426 9.27% Call
3 SPDR S&P 500 ETF TR 23,000 4,407 2.49% Put
4 EXTREME NETWORKS INC 440,272 1,479 0.83%
5 Ryanair Hldgs Plc Adr 15,376 1,204 0.68%
6 CONSOLIDATED TOMOKA LD CO 23,319 1,161 0.66%
7 MCKESSON CORP 6,244 1,155 0.65%
8 PROSHARES TR II 20,100 1,125 0.63% Put
9 PPG INDS INC 12,500 1,096 0.62% Call
10 Pandora Media Inc 49,500 1,056 0.60% Call
11 WILLIAMS COS INC DEL 28,043 1,033 0.58%
12 LIGHT & WONDER INC COM 96,041 1,004 0.57%
13 GENERAL MTRS CO 31,750 953 0.54%
14 PPG INDS INC 10,667 947 0.53%
15 YELP INC 42,441 891 0.50%
16 FIRST REP BK SAN FRANCISCO C 14,172 890 0.50%
17 SHUTTERFLY INC 24,446 874 0.49%
18 SPDR SERIES TRUST 25,527 849 0.48%
19 EPLUS INC COM 10,346 818 0.46%
20 YAHOO INC 27,800 804 0.45% Call
21 NEWS CORP CL A 63,448 801 0.45%
22 KANSAS CITY SOUTHERN 8,668 791 0.45%
23 WATTS WATER TECHNOLOGIES INC 14,894 787 0.44%
24 KANSAS CITY SOUTHERN 8,300 754 0.43% Call
25 GOLAR LNG LTD 25,312 727 0.41%
26 QTS RLTY TR INC 16,419 717 0.40%
27 EXELON CORP 23,929 711 0.40%
28 EASTMAN CHEM CO 10,652 689 0.39%
29 SOLERA HOLDINGS INC 12,746 688 0.39%
30 TWENTY FIRST CENTY FOX INC 25,264 682 0.38%
31 LYONDELLBASELL INDUSTRIES N 8,072 673 0.38%
32 QIHOO 360 TECHNOLOGY CO LTD 13,813 665 0.38%
33 AIR PRODS & CHEMS INC 5,198 663 0.37%
34 ASTORIA FINL CORPORATION 40,825 657 0.37%
35 EAGLE MATERIALS INC 9,472 648 0.37%
36 COMCAST CORP NEW 11,245 640 0.36%
37 Red Lion Hotels 75,203 639 0.36%
38 PATRICK INDS INC 16,130 637 0.36%
39 AV HOMES INC 46,746 632 0.36%
40 BARRETT BUSINESS SERVICES IN COM 14,680 630 0.36%
41 KORN FERRY COM NEW 18,922 626 0.35%
42 SONUS NETWORKS INC 109,366 626 0.35%
43 NEXTERA ENERGY INC 6,378 622 0.35%
44 ADTRAN INC COM 42,411 619 0.35%
45 EASTERLY GOVT PPTYS INC 38,728 618 0.35%
46 ARGAN INC 17,699 614 0.35%
47 KAR AUCTION SVCS INC 17,278 613 0.35%
48 NAUTILUS INC 40,806 612 0.35%
49 SPDR SERIES TRUST 8,993 607 0.34%
50 DEL FRISCOS RESTAURANT GROUP COM 42,779 594 0.34%
Page 1 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURRENCYSHARES EURO TR 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 22,046 4,225 13.47%
2 ISHARES TR 15,924 1,739 5.54%
3 WILLIAMS COS INC DEL 28,537 1,052 3.35%
4 YELP INC 44,516 964 3.07%
5 YAHOO INC 28,218 816 2.60%
6 WATTS WATER TECHNOLOGIES INC 14,894 787 2.51%
7 WHIRLPOOL CORP 3,887 572 1.82%
8 DANAHER CORP DEL 6,558 559 1.78%
9 WESTERN DIGITAL CORP 6,763 537 1.71%
10 XPO LOGISTICS INC 21,978 524 1.67%
11 WAL-MART STORES INC 7,989 518 1.65%
12 SPDR DOW JONES INDL AVRG ETF 3,000 488 1.56%
13 SELECT SECTOR SPDR TR 10,894 472 1.50%
14 SELECT SECTOR SPDR TR 10,789 426 1.36%
15 Con-Way Inc 8,184 388 1.24%
16 ISHARES NASDAQ BIOTECHNOLOGY ETF 608 388 1.24%
17 MARTIN MARIETTA MATLS INC 2,530 384 1.22%
18 WHITESTONE REIT 32,922 380 1.21%
19 ISHARES TR 1,250 379 1.21%
20 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 9,101 368 1.17%
21 KINDER MORGAN INC DEL 13,192 365 1.16%
22 TOLL BROTHERS INC 10,210 350 1.12%
23 SOTHEBYS 10,892 348 1.11%
24 WALGREENS BOOTS ALLIANCE INC 4,038 336 1.07%
25 PG&E CORP 5,758 304 0.97%
26 VERIZON COMMUNICATIONS INC 6,946 302 0.96%
27 DOMINION ENERGY INC 4,169 293 0.93%
28 BROOKDALE SR LIVING INC 12,493 287 0.91%
29 ACCUSHARES COMMODITIES TR I 42,424 284 0.91%
30 CHEVRON CORP NEW 3,580 282 0.90%
31 ACCUSHARES COMMODITIES TR I 43,965 281 0.90%
32 LEAR CORP 2,564 279 0.89%
33 EXPRESS SCRIPTS HLDG CO 3,392 275 0.88%
34 COCA COLA CO 6,736 270 0.86%
35 PRIMORIS SVCS CORP 15,100 270 0.86%
36 SELECT SECTOR SPDR TR 4,391 269 0.86%
37 WELLTOWER INC 3,916 265 0.84%
38 MICROSOFT CORP 5,877 260 0.83%
39 SEMPRA ENERGY 2,685 260 0.83%
40 GULFPORT ENERGY CORP 8,305 246 0.78%
41 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
42 ALBEMARLE CORP 5,519 243 0.77%
43 TESORO CORP 2,481 241 0.77%
44 CROWN MEDIA HLDGS INC 44,932 240 0.76%
45 MONSANTO CO NEW 2,806 239 0.76%
46 CITIGROUPINC 4,801 238 0.76%
47 HD SUPPLY HLDGS INCORPORATED 8,126 233 0.74%
48 CARDTRONICS INC COM 7,119 233 0.74%
49 PHILLIPS 66 2,995 230 0.73%
50 DISNEY WALT CO 2,251 230 0.73%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
101 HOMEAWAY INC 7,825 208 0.19%
102 ENERSYS 3,898 209 0.19%
103 PRUDENTIAL FINL INC 2,737 209 0.19%
104 BOSTON SCIENTIFIC CORP 12,800 210 0.20%
105 Pandora Media Inc 495 210 0.20% Call
106 SunEdison Inc 29,391 211 0.20%
107 MID AMER APT CMNTYS INC 2,600 213 0.20%
108 JUNIPER NETWORKS 8,296 213 0.20%
109 APPLIED MATLS INC 14,495 213 0.20%
110 FINISH LINE INC CL A 11,201 216 0.20%
111 LATTICE SEMICONDUCTOR CORP 56,365 217 0.20%
112 GANNETT CO INC 14,728 217 0.20%
113 LAM RESEARCH CORP 3,337 218 0.20%
114 SUNCOKE ENERGY INC COM 27,978 218 0.20%
115 TRI CONTL CORP 11,163 218 0.20%
116 MAXWELL TECHNOLOGIES INC 40,266 218 0.20%
117 FLAGSTAR BANCORP INC 10,665 219 0.20%
118 LINCOLN ELEC HLDGS INC 4,201 220 0.21%
119 NEWPORT CORP 16,107 221 0.21%
120 IAC INTERACTIVECORP 3,401 222 0.21%
121 PAYCHEX INC 3,920 223 0.21%
122 OLIN CORP 13,398 225 0.21%
123 QUAD/GRAPHICS INC 18,687 226 0.21%
124 HARRIS CORP 3,139 230 0.21%
125 TIMKEN CO COM 8,382 230 0.21%
126 COMMERCIAL METALS CO COM 17,276 234 0.22%
127 DINE BRANDS GLOBAL INC 2,562 235 0.22%
128 ZOGENIX INC 17,478 236 0.22%
129 CISCO SYS INC 8,981 236 0.22%
130 EVERI HLDGS INC 45,971 236 0.22%
131 NORTHERN OIL & GAS INC NEV 53,473 236 0.22%
132 ENERGIZER HLDGS INC NEW COM 6,130 237 0.22%
133 CITIZENS FINL GROUP INC 9,928 237 0.22%
134 ADVANCED ENERGY INDS COM 9,052 238 0.22%
135 PROASSURANCE CORP COM 5,000 245 0.23%
136 EXFO INC 81,756 246 0.23%
137 SONY GROUP CORP 10,052 246 0.23%
138 VOYA EMERGING MKTS HIGH DIVI 31,928 246 0.23%
139 ADAM NAT RES FD INC 13,674 248 0.23%
140 KROGER CO 6,868 248 0.23%
141 Dipexium Pharmaceuticals Inc 18,043 253 0.24%
142 TENET HEALTHCARE CORP 6,869 254 0.24%
143 UNITED CONTL HLDGS INC 4,841 257 0.24%
144 CROWN CASTLE INTL CORP NEW 3,267 258 0.24%
145 NORTHERN TRUST 3,784 258 0.24%
146 CITRIX SYS INC 3,740 259 0.24%
147 SIRIUS XM HOLDINGS INC 69,654 261 0.24%
148 BAXTER INTL INC 7,976 262 0.24%
149 HALYARD HEALTH INC 9,224 262 0.24%
150 CONIFER HLDGS INCORPORATED 27,002 263 0.25%
Page 3 of 7