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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,344 17.69% Call
2 SPDR SERIES TRUST 30,000 16,426 9.27% Call
3 SPDR S&P 500 ETF TR 23,000 4,407 2.49% Put
4 EXTREME NETWORKS INC 440,272 1,479 0.83%
5 Ryanair Hldgs Plc Adr 15,376 1,204 0.68%
6 CONSOLIDATED TOMOKA LD CO 23,319 1,161 0.66%
7 MCKESSON CORP 6,244 1,155 0.65%
8 PROSHARES TR II 20,100 1,125 0.63% Put
9 PPG INDS INC 12,500 1,096 0.62% Call
10 Pandora Media Inc 49,500 1,056 0.60% Call
11 WILLIAMS COS INC DEL 28,043 1,033 0.58%
12 LIGHT & WONDER INC COM 96,041 1,004 0.57%
13 GENERAL MTRS CO 31,750 953 0.54%
14 PPG INDS INC 10,667 947 0.53%
15 YELP INC 42,441 891 0.50%
16 FIRST REP BK SAN FRANCISCO C 14,172 890 0.50%
17 SHUTTERFLY INC 24,446 874 0.49%
18 SPDR SERIES TRUST 25,527 849 0.48%
19 EPLUS INC COM 10,346 818 0.46%
20 YAHOO INC 27,800 804 0.45% Call
21 NEWS CORP CL A 63,448 801 0.45%
22 KANSAS CITY SOUTHERN 8,668 791 0.45%
23 WATTS WATER TECHNOLOGIES INC 14,894 787 0.44%
24 KANSAS CITY SOUTHERN 8,300 754 0.43% Call
25 GOLAR LNG LTD 25,312 727 0.41%
26 QTS RLTY TR INC 16,419 717 0.40%
27 EXELON CORP 23,929 711 0.40%
28 EASTMAN CHEM CO 10,652 689 0.39%
29 SOLERA HOLDINGS INC 12,746 688 0.39%
30 TWENTY FIRST CENTY FOX INC 25,264 682 0.38%
31 LYONDELLBASELL INDUSTRIES N 8,072 673 0.38%
32 QIHOO 360 TECHNOLOGY CO LTD 13,813 665 0.38%
33 AIR PRODS & CHEMS INC 5,198 663 0.37%
34 ASTORIA FINL CORPORATION 40,825 657 0.37%
35 EAGLE MATERIALS INC 9,472 648 0.37%
36 COMCAST CORP NEW 11,245 640 0.36%
37 Red Lion Hotels 75,203 639 0.36%
38 PATRICK INDS INC 16,130 637 0.36%
39 AV HOMES INC 46,746 632 0.36%
40 BARRETT BUSINESS SERVICES IN COM 14,680 630 0.36%
41 KORN FERRY COM NEW 18,922 626 0.35%
42 SONUS NETWORKS INC 109,366 626 0.35%
43 NEXTERA ENERGY INC 6,378 622 0.35%
44 ADTRAN INC COM 42,411 619 0.35%
45 EASTERLY GOVT PPTYS INC 38,728 618 0.35%
46 ARGAN INC 17,699 614 0.35%
47 KAR AUCTION SVCS INC 17,278 613 0.35%
48 NAUTILUS INC 40,806 612 0.35%
49 SPDR SERIES TRUST 8,993 607 0.34%
50 DEL FRISCOS RESTAURANT GROUP COM 42,779 594 0.34%
Page 1 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURRENCYSHARES EURO TR 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ACCUSHARES COMMODITIES TR I 42,424 284 0.91%
2 ACCUSHARES COMMODITIES TR I 43,965 281 0.90%
3 ALBEMARLE CORP 5,519 243 0.77%
4 ALLIQUA BIOMEDICAL INC 10,242 32 0.10%
5 AMERICAN AXLE & MFG HLDGS INC COM 10,985 219 0.70%
6 AMERICAN VANGUARD CORP COM 18,067 209 0.67%
7 BLACK DIAMOND INC 11,986 75 0.24%
8 BROOKDALE SR LIVING INC 12,493 287 0.91%
9 CABOT OIL & GAS CORP 9,236 202 0.64%
10 CARDTRONICS INC COM 7,119 233 0.74%
11 CHEVRON CORP NEW 3,580 282 0.90%
12 CITIGROUPINC 4,801 238 0.76%
13 COCA COLA CO 6,736 270 0.86%
14 COEUR MNG INC 19,325 54 0.17%
15 CONSTELLIUM NV CL A 16,809 102 0.33%
16 CROWN MEDIA HLDGS INC 44,932 240 0.76%
17 CUMULUS MEDIA INC 30,000 21 0.07%
18 CommVault Systems Inc 6,471 220 0.70%
19 Con-Way Inc 8,184 388 1.24%
20 DANAHER CORP DEL 6,558 559 1.78%
21 DISNEY WALT CO 2,251 230 0.73%
22 DOMINION ENERGY INC 4,169 293 0.93%
23 ELECTRONIC ARTS INC 3,042 206 0.66%
24 EOG RES INC 3,053 222 0.71%
25 EVERSOURCE ENERGY 3,956 200 0.64%
26 EXPRESS SCRIPTS HLDG CO 3,392 275 0.88%
27 EZCORP INC CL A NON VTG 13,713 85 0.27%
28 GLOBALSTAR INC 15,800 25 0.08%
29 GREAT LAKES DREDGE & DOCK CO 17,861 90 0.29%
30 GULFPORT ENERGY CORP 8,305 246 0.78%
31 HCP INC 5,632 210 0.67%
32 HD SUPPLY HLDGS INCORPORATED 8,126 233 0.74%
33 HUDSON CITY BANCORP INC 10,000 102 0.33%
34 IRIDIUM COMMUNICATIONS INC 13,032 80 0.25%
35 ISHARES NASDAQ BIOTECHNOLOGY ETF 608 388 1.24%
36 ISHARES TR 15,924 1,739 5.54%
37 ISHARES TR 1,250 379 1.21%
38 KINDER MORGAN INC DEL 13,192 365 1.16%
39 LEAR CORP 2,564 279 0.89%
40 LIBERTY GLOBAL PLC 5,010 206 0.66%
41 LILLY ELI & CO 2,590 217 0.69%
42 LOCKHEED MARTIN CORP 975 202 0.64%
43 MARINEMAX INC COM 10,017 142 0.45%
44 MARTIN MARIETTA MATLS INC 2,530 384 1.22%
45 MEMORIAL RESOURCE DEV CORP 11,070 195 0.62%
46 MICROSOFT CORP 5,877 260 0.83%
47 MONSANTO CO NEW 2,806 239 0.76%
48 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
49 NEWMONT CORP 11,615 187 0.60%
50 NOW INC 14,083 208 0.66%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
301 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,931 89 0.08%
302 ZAGG INCORPORATED 13,181 89 0.08%
303 Nuverra Environmental Solutions Inc 64,341 88 0.08%
304 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,125 86 0.08%
305 DICE HOLDINGS INC 11,695 85 0.08%
306 ADVANCED MICRO DEVICES INC 46,594 80 0.07%
307 VINCE HLDG CORP 22,872 78 0.07%
308 STUDENT TRANSN INC 18,060 73 0.07%
309 WESTERN ASSET HIGH INCOME OP 15,000 70 0.07%
310 ITAU UNIBANCO HLDG SA 10,204 68 0.06%
311 PENN WEST PETE LTD NEW 147,990 67 0.06%
312 NEVSUN RES LTD 22,929 66 0.06%
313 BANCO BRADESCO S A 11,950 64 0.06%
314 GAMCO NATL RES GOLDINCM 10,800 63 0.06%
315 COMPANHIA ENERGETICA DE MINA 32,247 57 0.05%
316 Mizuho Financial Group 14,486 54 0.05%
317 HARMONY GOLD MINING CO LTD 82,973 50 0.05%
318 PARKER DRILLING COMPANY 18,311 48 0.04%
319 CYMABAY THERAPEUTICS INC 21,897 42 0.04%
320 RIGEL PHARMACEUTICAL INC 17,068 42 0.04%
321 ASTROTECH CORP 17,144 35 0.03%
322 YAMANA GOLD INC 19,220 32 0.03%
323 CHRISTOPHER & BANKS CORP 25,000 28 0.03%
324 VIVUS INC 16,050 26 0.02%
325 ATLANTIC PWR CORP 11,640 22 0.02%
326 SYSOREX GLOBAL COM NEW 19,316 20 0.02%
327 CIVEO CORP CDA 10,360 15 0.01%
328 Rubicon Technology 12,890 13 0.01%
Page 7 of 7