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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 12,500 2,548 1.62% Put
2 ITC HOLDINGS 45,200 1,774 1.13% Call
3 CONSOLIDATED TOMOKA LD CO 24,485 1,291 0.82%
4 MCKESSON CORP 6,243 1,231 0.78%
5 LYONDELLBASELL INDUSTRIES N 13,254 1,152 0.73%
6 EXTREME NETWORKS INC 278,729 1,137 0.72%
7 ARGAN INC 34,721 1,125 0.72%
8 SYNOPSYS INC 24,502 1,118 0.71%
9 ALPHABET INC 1,403 1,092 0.70%
10 RYANAIR HLDGS PLC 12,406 1,073 0.68%
11 SHUTTERFLY INC 23,207 1,034 0.66%
12 FIDELITY NATL INFORMATION SV 16,412 995 0.63%
13 VALIDUS HOLDINGS LTD 25,075 982 0.63%
14 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 41,757 926 0.59%
15 ACCUSHARES COMMODITIES TR I 99,503 925 0.59%
16 GOODYEAR TIRE & RUBR CO 26,811 874 0.56%
17 DELAWARE ENHANCED GBL DIV & 93,486 867 0.55%
18 ASPEN INSURANCE HOLDINGS LTD 17,428 842 0.54%
19 ALLIED WRLD ASSUR COM HLDG A 22,607 841 0.54%
20 LEVEL 3 COMM 15,401 837 0.53%
21 FIRST REP BK SAN FRANCISCO C 12,562 828 0.53%
22 AMERICAN EQTY INVT LIFE HLD CO COM 34,123 820 0.52%
23 LAM RESEARCH CORP 10,150 806 0.51%
24 ITC HOLDINGS 20,400 801 0.51% Put
25 ARAMARK 24,800 800 0.51%
26 BORGWARNER INC 18,000 778 0.50% Call
27 WEX INC 8,800 778 0.50% Call
28 DUKE ENERGY CORP NEW 10,893 778 0.50%
29 AV HOMES INC 60,494 775 0.49%
30 Red Lion Hotels 109,141 765 0.49%
31 KORN FERRY COM NEW 22,840 758 0.48%
32 TWENTY FIRST CENTY FOX INC 27,523 748 0.48%
33 EASTERLY GOVT PPTYS INC 43,160 741 0.47%
34 ZAYO GROUP HOLDINGS 27,776 739 0.47%
35 SPDR SERIES TRUST 16,894 730 0.47%
36 VALIDUS HOLDINGS LTD 15,616 723 0.46%
37 BAIDU INC 3,791 717 0.46%
38 EPLUS INC COM 7,659 714 0.46%
39 JPMORGAN CHASE & CO 10,795 708 0.45%
40 CALAMOS GBL DYN INCOME FUND COM 100,037 708 0.45%
41 KAR AUCTION SVCS INC 19,069 706 0.45%
42 PATRICK INDS INC 16,024 697 0.44%
43 YELP INC 23,779 685 0.44%
44 SENIOR HOUSING PROPERTIES TRUST 46,620 674 0.43%
45 OCLARO INC 192,464 670 0.43%
46 AIR PRODS & CHEMS INC 5,099 663 0.42%
47 AUTOZONE INC 875 649 0.41%
48 ANTERO RES CORP 29,408 641 0.41%
49 CONSTELLATION BRANDS INC 4,434 630 0.40%
50 EXPRESS SCRIPTS HLDG CO 7,137 624 0.40%
Page 1 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 Pandora Media Inc 56,600 759 1.57% Call
14 AMPHENOL CORP NEW 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology Corp 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG LTD 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC COM 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL A 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP SUNOCO FIN CORP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
201 ORACLE CORP 8,858 324 0.18%
202 LATTICE SEMICONDUCTOR CORP 49,856 323 0.18%
203 BWX TECHNOLOGIES INC COM 10,096 321 0.18%
204 FTD GROUP INC 12,255 321 0.18%
205 NCI BLDG SYS INC 25,776 320 0.18%
206 ADVENT CLAY CONV SEC INCORPORATED FD II 57,490 319 0.18%
207 BROOKFIELD MORTGAGE 21,580 318 0.18%
208 PPG INDS INC 3,206 317 0.18%
209 CDW CORP 7,506 316 0.18%
210 UNITED FIRE GROUP INC COM 8,230 315 0.18%
211 CONAGRA BRANDS INC 7,422 313 0.18%
212 CALIX INC COM 39,620 312 0.18%
213 COSTCO WHSL CORP NEW 1,934 312 0.18%
214 HOME DEPOT INC 2,349 311 0.18%
215 CA INC 10,892 311 0.18%
216 AMEREN CORP 7,184 311 0.18%
217 BROADSOFT INC 8,732 309 0.17%
218 MICROSOFT CORP 5,573 309 0.17%
219 Carriage Services Inc. 12,790 308 0.17%
220 CENTRAL SECS CORP COM 16,142 307 0.17%
221 UNITED RENTALS INC 4,225 306 0.17%
222 TREX CO INC COM 8,014 305 0.17%
223 Del Taco Restaurants, Inc. 28,573 304 0.17%
224 SPDR GOLD TR 3,000 304 0.17%
225 ANADARKO PETE CORP 6,200 301 0.17%
226 MID AMER APT CMNTYS INC 3,318 301 0.17%
227 FINISAR CORP 20,722 301 0.17%
228 OMEGA PROTEIN CORP COM 13,520 300 0.17%
229 RACKSPACE HOSTING INC 11,854 300 0.17%
230 MICRON TECHNOLOGY INC 21,058 298 0.17%
231 WESTERN ASSET GLOBAL HIGH IN 34,030 297 0.17%
232 EATON VANCE RISK MNGD DIV EQ 29,166 296 0.17%
233 BANK AMER CORP 17,594 296 0.17%
234 CIMAREX ENERGY 3,317 296 0.17%
235 CVS HEALTH CORP 3,017 295 0.17%
236 TANGOE INC COM DELETED 35,020 294 0.17%
237 INVESCO DYNAMIC CR OPPORTUNI 27,805 293 0.17%
238 PBF ENERGY INC 7,861 289 0.16%
239 MSA SAFETY INC 6,625 288 0.16%
240 CONCHO RESOURCES 3,086 287 0.16%
241 PITNEY BOWES INC 13,829 286 0.16%
242 HAWAIIAN ELEC INDUSTRIES COM 9,876 286 0.16%
243 WELLS FARGO & CO NEW 5,238 285 0.16%
244 WHITESTONE REIT 23,669 284 0.16%
245 RICE ENERGY INCORPORATED 25,995 283 0.16%
246 MADISON SQUARE GARDEN CO NEW 1,748 283 0.16%
247 ProShares TR 8,936 283 0.16%
248 AMERICAN VANGUARD CORP COM 20,146 282 0.16%
249 NUVEEN GLOBAL HIGH INCOME FD 20,501 282 0.16%
250 CONOCOPHILLIPS 6,034 282 0.16%
Page 5 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF TR 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON CORPORATION COM 39,512 574 1.74%
6 ISHARES TR 4,400 484 1.47%
7 TRIMBLE INC 22,189 476 1.44%
8 SPDR SER TR 11,203 470 1.42%
9 DISNEY WALT CO 4,417 464 1.40%
10 EXXON MOBIL CORP 5,942 463 1.40%
11 S&P GLOBAL INC 4,571 451 1.37%
12 ARISTA NETWORKS INC 5,540 431 1.30%
13 LEAR CORP 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORP NEW 4,385 394 1.19%
16 AMGEN INC 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFNG LP 18,509 350 1.06%
19 Pandora Media Inc 24,954 335 1.01%
20 VERIZON COMMUNICATIONS INC 7,170 331 1.00%
21 SYMANTEC CORP 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORP 8,858 324 0.98%
24 NCI BLDG SYS INC 25,776 320 0.97%
25 CA INC 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD TR 3,000 304 0.92%
29 OMEGA PROTEIN CORP COM 13,520 300 0.91%
30 CONCHO RESOURCES 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO & CO NEW 5,238 285 0.86%
33 ProShares TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP COM 20,146 282 0.85%
36 UNITED PARCEL SERVICE INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD INC COM 18,306 277 0.84%
38 QUIDEL CORP COM 12,959 275 0.83%
39 DOMINION ENERGY INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN GROUP 2,562 259 0.78%
42 TOWER INTL INC 9,063 259 0.78%
43 AMDOCS LTD 4,725 258 0.78%
44 PINNACLE WEST 3,958 255 0.77%
45 BROOKDALE SR LIVING INC 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
101 AECOM 15,296 459 0.32%
102 CITIGROUPINC 8,865 459 0.32%
103 INFINITY PROPERTY & CASUALTY CORP 5,540 456 0.32%
104 MVC CAPITAL INC 61,264 452 0.31%
105 INVESCO LTD 13,369 448 0.31%
106 AIRMEDIA GROUP INC 80,000 447 0.31%
107 HEWLETT PACKARD ENTERPRISE C 28,961 440 0.30%
108 SELECT COMFORT CORP 20,364 436 0.30%
109 UNITED CONTL HLDGS INC 7,591 435 0.30%
110 SILVER BAY RLTY TR CORP 27,800 435 0.30%
111 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 60,000 431 0.30%
112 TOLL BROTHERS INC 12,813 427 0.30%
113 NIKE INC 6,835 427 0.30%
114 EOG RES INC 5,971 423 0.29%
115 AVENUE INCOME 36,935 419 0.29%
116 DELPHI AUTOMOTIVE PLC 4,864 417 0.29%
117 SCHLUMBERGER LTD 5,962 416 0.29%
118 CORE LABORATORIES N V 3,814 415 0.29%
119 STARZ SERIES A 12,269 411 0.28%
120 FCB FINL HLDGS INC CL A 11,415 409 0.28%
121 SPDR SERIES TRUST 11,977 409 0.28%
122 AMERICAN TOWER CORP NEW 4,206 408 0.28%
123 B/E AEROSPACE INC 9,512 403 0.28%
124 ROYCE MICRO CAP TR INC 55,092 400 0.28%
125 SEMPRA ENERGY 4,252 400 0.28%
126 MGP INGREDIENTS INC NEW COM 15,426 400 0.28%
127 ALLOT COMMUNICATIONS LTD 67,791 395 0.27%
128 GARMIN LTD 10,543 392 0.27%
129 GENERAL MTRS CO 11,538 392 0.27%
130 HANESBRANDS INC 13,287 391 0.27%
131 KEYCORP 29,605 390 0.27%
132 HALLIBURTON CO 11,409 388 0.27%
133 FLAGSTAR BANCORP INC 16,780 388 0.27%
134 FRESH MKT INC 16,499 386 0.27%
135 GAMESTOP CORP NEW 13,746 385 0.27%
136 TIME INC NEW 24,495 384 0.27%
137 BANC OF CALIFORNIA INC COM 26,085 381 0.26%
138 LMP CAP & INCOME FD INC 30,788 381 0.26%
139 OCEANEERING INTL INC 10,166 381 0.26%
140 COTT CORP QUE 34,632 381 0.26%
141 NEXPOINT STRATEGIC OPPORTES 18,535 379 0.26%
142 DST SYS INC DEL 3,293 376 0.26%
143 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 36,044 376 0.26%
144 CARDINAL HEALTH INC 4,215 376 0.26%
145 MACQUARIE GLOBAL INFRASTRUCT 19,673 375 0.26%
146 SS&C TECHNOLOGIES HLDGS INC 5,500 375 0.26%
147 CONTINENTAL BLDG PRODS INC COM 21,424 374 0.26%
148 VIACOM INC NEW 8,435 371 0.26%
149 DIVIDEND & INCOME FUND 33,107 365 0.25%
150 OLIN CORP 21,141 365 0.25%
Page 3 of 8