| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,388,826 | 10,236,000 | 13.01% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,360,091 | 10,024,000 | 12.75% | ||
| 3 | ROYCE & ASSOCIATES LP | 1,218,700 | 8,982,000 | 11.42% | ||
| 4 | West Family Investments, Inc. | 971,122 | 7,157,000 | 9.10% | ||
| 5 | MORGAN STANLEY | 687,317 | 5,065,000 | 6.44% | ||
| 6 | CREDIT SUISSE AG/ | 652,828 | 4,812,000 | 6.12% | ||
| 7 | WYNNEFIELD CAPITAL INC | 592,659 | 4,368,000 | 5.55% | ||
| 8 | DG Capital Management, LLC | 541,282 | 3,989,000 | 5.07% | ||
| 9 | UBS Group AG | 380,797 | 2,806,000 | 3.57% | ||
| 10 | AMERIPRISE FINANCIAL INC | 315,985 | 2,329,000 | 2.96% | ||
| 11 | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) | 237,029 | 1,747,000 | 2.22% | ||
| 12 | Arbiter Partners Capital Management LLC | 190,854 | 1,407,000 | 1.79% | ||
| 13 | D. E. Shaw & Co., Inc. | 189,413 | 1,396,000 | 1.77% | ||
| 14 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 175,656 | 1,294,583 | 1.65% | ||
| 15 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 162,598 | 1,203,000 | 1.53% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 160,564 | 1,183,000 | 1.50% | ||
| 17 | Ancora Advisors LLC | 158,472 | 1,168,000 | 1.49% | ||
| 18 | CS MCKEE LP | 158,025 | 1,165,000 | 1.48% | ||
| 19 | MILLER VALUE PARTNERS, LLC | 142,600 | 1,051,000 | 1.34% | ||
| 20 | GABELLI FUNDS LLC | 126,000 | 929,000 | 1.18% | ||
| 21 | DEUTSCHE BANK AG\ | 118,780 | 874,000 | 1.11% | ||
| 22 | Teton Advisors, Inc. | 108,000 | 796,000 | 1.01% | ||
| 23 | Omega Advisors Inc. | 100,000 | 737,000 | 0.94% | ||
| 24 | BlackRock Group LTD | 89,664 | 661,000 | 0.84% | ||
| 25 | GAMCO INVESTORS, INC. ET AL | 69,000 | 509,000 | 0.65% | ||
| 26 | BOOTHBAY FUND MANAGEMENT, LLC | 61,264 | 452,000 | 0.57% | ||
| 27 | DnB Asset Management AS | 43,888 | 323,016 | 0.41% | ||
| 28 | Legal & General Group Plc | 35,741 | 263,000 | 0.33% | ||
| 29 | TWO SIGMA INVESTMENTS, LP | 33,237 | 245,000 | 0.31% | ||
| 30 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 30,300 | 223,000 | 0.28% | ||
| 31 | Jacobus Wealth Management, Inc. | 30,000 | 221,000 | 0.28% | ||
| 32 | TWO SIGMA ADVISERS, LP | 29,677 | 219,000 | 0.28% | ||
| 33 | WELLS FARGO & COMPANY/MN | 26,216 | 193,000 | 0.25% | ||
| 34 | Muzinich & Co., Inc. | 18,848 | 139,000 | 0.18% | ||
| 35 | BB&T SECURITIES, LLC | 17,851 | 131,000 | 0.17% | ||
| 36 | FIRST MANHATTAN CO. LLC. | 15,000 | 110,000 | 0.14% | ||
| 37 | CITIGROUP INC | 11,597 | 85,000 | 0.11% | ||
| 38 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,029 | 44,000 | 0.06% | ||
| 39 | ROYAL BANK OF CANADA | 4,481 | 33,000 | 0.04% | ||
| 40 | Thomas J. Herzfeld Advisors, Inc. | 2,618 | 19,000 | 0.02% | ||
| 41 | D.A. DAVIDSON & CO. | 2,500 | 18,000 | 0.02% | ||
| 42 | JPMORGAN CHASE & CO | 2,091 | 15,000 | 0.02% | ||
| 43 | PineBridge Investments, L.P. | 1,581 | 12,000 | 0.02% | ||
| 44 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,286 | 9,000 | 0.01% | ||
| 45 | IFP ADVISORS, INC | 216 | 2,000 | 0.00% | ||
| 46 | CUTLER GROUP LLC / CA | 300 | 2,000 | 0.00% | ||
| 47 | MSI Financial Services Inc | 90 | 1,000 | 0.00% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 100 | 1,000 | 0.00% | ||
| 49 | TRUST CO OF VERMONT | 200 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
