| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 617,746 | 9,359,000 | 15.29% | ||
| 2 | MORGAN STANLEY | 412,549 | 6,251,000 | 10.21% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 383,015 | 5,802,000 | 9.48% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 306,928 | 4,650,000 | 7.60% | ||
| 5 | Invesco Ltd. | 292,432 | 4,430,000 | 7.24% | ||
| 6 | Advisors Asset Management, Inc. | 250,110 | 3,789,000 | 6.19% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 155,807 | 2,361,000 | 3.86% | ||
| 8 | DOLIVER ADVISORS, LP | 154,268 | 2,337,000 | 3.82% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 151,321 | 2,293,000 | 3.75% | ||
| 10 | WELLS FARGO & COMPANY/MN | 139,857 | 2,119,000 | 3.46% | ||
| 11 | Shaker Financial Services, LLC | 128,951 | 1,954,000 | 3.19% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 121,479 | 1,840,000 | 3.01% | ||
| 13 | Apollo Management Holdings, L.P. | 105,236 | 1,594,000 | 2.60% | ||
| 14 | 1832 Asset Management L.P. | 100,000 | 1,517,000 | 2.48% | ||
| 15 | ROBINSON CAPITAL MANAGEMENT, LLC | 91,333 | 1,384,000 | 2.26% | ||
| 16 | HighTower Advisors, LLC | 72,378 | 1,093,000 | 1.79% | ||
| 17 | Yorktown Management & Research Co Inc | 70,000 | 1,061,000 | 1.73% | ||
| 18 | GREAT AMERICAN GROUP, INC. | 48,393 | 733,000 | 1.20% | ||
| 19 | SG Americas Securities, LLC | 42,444 | 643,000 | 1.05% | ||
| 20 | AQR ARBITRAGE LLC | 41,665 | 631,000 | 1.03% | ||
| 21 | Squarepoint Ops LLC | 39,100 | 592,000 | 0.97% | ||
| 22 | UBS Group AG | 38,947 | 590,000 | 0.96% | ||
| 23 | BOOTHBAY FUND MANAGEMENT, LLC | 36,612 | 554,000 | 0.91% | ||
| 24 | Weiss Asset Management LP | 32,207 | 488,000 | 0.80% | ||
| 25 | JPMORGAN CHASE & CO | 31,114 | 471,000 | 0.77% | ||
| 26 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 29,661 | 449,000 | 0.73% | ||
| 27 | DEUTSCHE BANK AG\ | 27,500 | 416,000 | 0.68% | ||
| 28 | LPL Financial LLC | 26,672 | 403,000 | 0.66% | ||
| 29 | Cetera Advisor Networks LLC | 23,438 | 357,000 | 0.58% | ||
| 30 | STIFEL FINANCIAL CORP | 20,000 | 303,000 | 0.50% | ||
| 31 | CLOUGH CAPITAL PARTNERS L P | 16,900 | 256,000 | 0.42% | ||
| 32 | OPPENHEIMER & CO INC | 14,419 | 219,000 | 0.36% | ||
| 33 | Carroll Financial Associates, Inc. | 10,000 | 151,000 | 0.25% | ||
| 34 | BANK OF MONTREAL /CAN/ | 2,920 | 44,000 | 0.07% | ||
| 35 | MSI Financial Services Inc | 1,381 | 21,000 | 0.03% | ||
| 36 | FIRST MANHATTAN CO. LLC. | 1,250 | 18,000 | 0.03% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 444 | 7,000 | 0.01% | ||
| 38 | ROYAL BANK OF CANADA | 350 | 5,000 | 0.01% | ||
| 39 | US FINANCIAL ADVISORS, LLC | 275 | 4,000 | 0.01% | ||
| 40 | IFP ADVISORS, INC | 228 | 3,000 | 0.00% | ||
| 41 | PENSERRA CAPITAL MANAGEMENT LLC | 177 | 3,000 | 0.00% | ||
| 42 | Hedeker Wealth, LLC | 100 | 1,000 | 0.00% | ||
| 43 | US BANCORP \DE\ | 57 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
