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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
201 CIMAREX ENERGY 2,629 314 0.15%
202 GAMESTOP CORP NEW 11,778 313 0.15%
203 TIME WARNER INC 4,242 312 0.15%
204 WIX COM LTD 10,278 312 0.15%
205 GENERAL ELECTRIC CO 9,852 310 0.15%
206 Pandora Media 24,868 310 0.15%
207 AROWANA INC 30,867 309 0.15%
208 DERMIRA INC 10,560 309 0.15%
209 LABORATORY CORP AMER HLDGS 2,334 304 0.14%
210 NRG YIELD INC 19,404 303 0.14%
211 HSBC HLDGS PLC 300,000 301 0.14%
212 COSAN LTD SHS A 46,238 301 0.14%
213 YUM BRANDS INC 3,613 300 0.14%
214 MADISON SQUARE GARDEN CO NEW 1,725 298 0.14%
215 JOHNSON & JOHNSON 2,457 298 0.14%
216 LOCKHEED MARTIN CORP 1,189 295 0.14%
217 AVANGRID INC COM 6,412 295 0.14%
218 PARSLEY ENERGY CLA A 10,872 294 0.14%
219 CITIZENS FINL GROUP INC 14,734 294 0.14%
220 HAYNES INTERNATIONAL INC 9,076 291 0.14%
221 LAUDER ESTEE COS INC 3,195 291 0.14%
222 MARRIOTT INTL INC NEW 4,351 289 0.14%
223 WYNN RESORTS LTD 3,189 289 0.14%
224 LOWES COS INC 3,637 288 0.14%
225 HARTE-HANKS INC 179,126 285 0.14%
226 GOLAR LNG LTD 18,294 284 0.14%
227 PFIZER INC 8,042 283 0.13%
228 ROYAL BK OF SCOTLAND PLC 300,000 281 0.13%
229 STRATASYS LTD 12,180 279 0.13%
230 SOTHEBYS 10,171 279 0.13%
231 CELANESE CORP DEL 4,229 277 0.13%
232 LINEAR TECHNOLOGY CORP 5,921 276 0.13%
233 HOME DEPOT INC 2,146 274 0.13%
234 CALLON PETE CO DEL COM 24,324 273 0.13%
235 ISHARES TR 2,374 273 0.13%
236 TPG SPECIALTY LENDING INC 16,410 273 0.13%
237 PRAXAIR INC 2,399 270 0.13%
238 AFFILIATED MANAGERS GROUP 1,907 268 0.13%
239 TREX CO INC COM 5,940 267 0.13%
240 RICE ENERGY 12,102 267 0.13%
241 PHILIP MORRIS INTL INC 2,627 267 0.13%
242 BROADSOFT INC 6,447 265 0.13%
243 FOGO DE CHAO INC COM 20,228 264 0.13%
244 HCA HEALTHCARE INC 3,424 264 0.13%
245 PINNACLE WEST 3,233 262 0.12%
246 PROTO LABS INC COM 4,555 262 0.12%
247 EDISON INTL 3,373 262 0.12%
248 TEMPUR SEALY INTL INC 4,722 261 0.12%
249 GENERAL DYNAMICS CORP 1,877 261 0.12%
250 GOODYEAR TIRE & RUBR CO 10,155 261 0.12%
Page 5 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 WORKDAY INC 7,000 523 0.92% Call
2 WORKDAY INC 6,100 455 0.80% Call
3 WESCO INTL INC 6,100 314 0.55% Call
4 WESCO INTL INC 5,300 273 0.48% Call
5 VISA INC 28,400 2,106 3.71% Call
6 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
7 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
8 VERISK ANALYTICS INC 6,000 486 0.86% Call
9 VERISIGN 5,500 476 0.84% Call
10 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
11 TRINSEO S A 9,741 418 0.74%
12 SYNOPSYS INC 9,700 525 0.93% Put
13 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
14 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
15 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
16 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
17 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
18 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
19 SONY GROUP CORP 18,000 528 0.93% Call
20 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
21 SABRE CORP 8,500 228 0.40% Call
22 ROYAL BK CDA MONTREAL QUE 7,650 226 0.40%
23 PROSHARES TR II 25,000 5,888 10.38% Call
24 OPHTHOTECH CORP 8,500 434 0.77% Call
25 OPHTHOTECH CORP 8,700 444 0.78% Put
26 NXP SEMICONDUCTORS N V 4,608 361 0.64%
27 NORTH ATLANTIC DRILLING LTD COM 10,798 73 0.13%
28 NOMAD HOLDINGS 22,263 178 0.31%
29 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
30 MEDTRONIC PLC 2,970 258 0.45%
31 LINEAR TECHNOLOGY CORP 30,800 1,433 2.53% Call
32 LINEAR TECHNOLOGY CORP 5,200 242 0.43% Call
33 LIGHT & WONDER INC COM 59,900 550 0.97% Call
34 KEYSIGHT TECHNOLOGIES INC 7,300 212 0.37% Call
35 ISHARES TR 19,500 778 1.37% Put
36 ISHARES TR 32,100 3,691 6.51% Put
37 IONIS PHARMACEUTICALS INC 16,000 373 0.66% Put
38 INTEL CORP 16,100 528 0.93% Put
39 HD SUPPLY 10,100 352 0.62% Call
40 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
41 F5 NETWORKS INC 12,300 1,400 2.47% Call
42 F5 NETWORKS INC 2,100 239 0.42% Call
43 F5 NETWORKS INC 7,100 808 1.42% Call
44 EXXON MOBIL CORP 2,500 234 0.41% Put
45 EBAY INC 10,300 241 0.42% Call
46 EATON CORP PLC 7,847 469 0.83%
47 CYTRX CORP 90,500 202 0.36% Put
48 COMMSCOPE 9,800 304 0.54% Put
49 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
50 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.91%
2 FIDELITY NATL INFORMATION SV 34,141 2,516 1.24%
3 JENSYN ACQUISITION CORP 246,817 2,436 1.20%
4 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.17%
5 BROADCOM LTD 15,151 2,354 1.16%
6 JENSYN ACQUISITION CORP 218,373 2,203 1.09%
7 VANECK ETF TRUST 75,000 2,078 1.03%
8 QLOGIC CORP 138,700 2,044 1.01%
9 SHUTTERFLY INC 43,453 2,025 1.00%
10 VISA INC 23,498 1,743 0.86%
11 RMR GROUP INC 56,159 1,739 0.86%
12 LEVEL 3 COMMUNICATIONS INC 32,966 1,697 0.84%
13 APPLIED MATLS INC 70,779 1,697 0.84%
14 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.83%
15 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.76%
16 OWENS RLTY MTG INC 91,516 1,523 0.75%
17 YELP INC 50,061 1,520 0.75%
18 IHS Markit Ltd. 12,800 1,480 0.73%
19 QTS Realty Trust Inc 26,359 1,476 0.73%
20 RED LION HOTELS CORP 202,962 1,474 0.73%
21 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.72%
22 MCKESSON CORP 7,804 1,457 0.72%
23 AV HOMES INC COM 111,614 1,364 0.67%
24 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.67%
25 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.66%
26 EASTERLY GOVT PPTYS INC 65,413 1,291 0.64%
27 CINTAS CORP 13,106 1,286 0.64%
28 Agnico Eagle 46,898 1,274 0.63%
29 APARTMENT INVT & MGMT CO 27,715 1,224 0.61%
30 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.60%
31 ISHARES TR 14,000 1,186 0.59%
32 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.59%
33 Northstar Realty Fin REIT 103,137 1,179 0.58%
34 ARGAN INC 27,431 1,144 0.57%
35 ANDINA ACQUISITION CORP II 117,115 1,140 0.56%
36 COMCAST CORP NEW 16,913 1,103 0.55%
37 KITE RLTY GROUP TR 38,829 1,088 0.54%
38 NORTHSTAR REALTY EUROPE CORP 114,000 1,055 0.52%
39 AUTODESK INC 19,113 1,035 0.51%
40 COMMSCOPE 33,022 1,025 0.51%
41 EMCORE CORP 172,035 1,022 0.51%
42 EXPEDIA INC DEL 9,563 1,017 0.50%
43 ZAYO GROUP HOLDINGS 36,400 1,017 0.50%
44 PIONEER NAT RES CO 6,660 1,007 0.50%
45 AMDOCS LTD 17,429 1,006 0.50%
46 DDR CORP 54,884 996 0.49%
47 LAM RESEARCH CORP 11,761 989 0.49%
48 NETEASE INC 5,000 966 0.48%
49 EQUITY COMWLTH COM SH BEN INT 32,869 957 0.47%
50 AMERISOURCEBERGEN CORP 11,862 941 0.47%
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