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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 10,757 147 0.07%
2 58 COM INC 13,514 620 0.29%
3 A O SMITH 7,693 678 0.32%
4 ABBOTT LABS 5,951 234 0.11%
5 ACACIA RESH CORP ACACIA TCH COM 157,279 692 0.33%
6 ACCO BRANDS CORPORATION COM 11,243 116 0.06%
7 ACTIVISION BLIZZARD INC 5,937 235 0.11%
8 ACTUA CORP 14,049 127 0.06%
9 AECOM 10,696 340 0.16%
10 AEGEAN MARINE PETROLEUM NETW 21,167 116 0.06%
11 AES CORP 15,544 194 0.09%
12 AFFILIATED MANAGERS GROUP 1,907 268 0.13%
13 AIR PRODS & CHEMS INC 4,183 594 0.28%
14 AIRMEDIA GROUP INC 43,653 150 0.07%
15 ALASKA AIR GROUP INC 3,792 221 0.11%
16 ALIBABA GROUP HLDG LTD 7,595 604 0.29%
17 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.63%
18 ALLOT COMMUNICATIONS LTD 23,853 117 0.06%
19 ALLSCRIPTS HEALTHCARE SOLUTN 14,752 187 0.09%
20 ALON USA PARTNERS LP 17,535 3 0.00%
21 ALPHABET INC 475 329 0.16%
22 ALPHABET INC 820 577 0.27%
23 AMAZON COM INC 1,243 890 0.42%
24 AMDOCS LTD 17,429 1,006 0.48%
25 AMEREN CORP 8,120 435 0.21%
26 AMERESCO INC 10,107 44 0.02%
27 AMERICAN AXLE & MFG HLDGS INC COM 13,567 196 0.09%
28 AMERIPRISE FINANCIAL, INC. 19,828 422 0.20%
29 AMERISOURCEBERGEN CORP 11,862 941 0.45%
30 AMETEK INC NEW 4,540 210 0.10%
31 AMGEN INC 1,598 243 0.12%
32 ANDINA ACQUISITION CORP II 117,115 1,140 0.54%
33 ANTHERA PHARMACEUTICALS I 15,960 49 0.02%
34 AON PLC 2,002 219 0.10%
35 APARTMENT INVT & MGMT CO 27,715 1,224 0.58%
36 APPLE INC 5,998 573 0.27%
37 APPLIED MATLS INC 70,779 1,697 0.81%
38 ARC DOCUMENT SOLUTIONS INC COM 29,880 116 0.06%
39 ARCHER DANIELS MIDLAND CO 4,839 208 0.10%
40 ARCHROCK INC COM 18,106 171 0.08%
41 ARGAN INC 27,431 1,144 0.54%
42 ARISTA NETWORKS INC 3,343 215 0.10%
43 AROWANA INC 30,867 309 0.15%
44 ASPEN AEROGELS INC COM 11,787 59 0.03%
45 ASPEN TECHNOLOGY COM USD0.10 15,200 612 0.29%
46 ASTROTECH CORP 36,980 62 0.03%
47 AT&T INC 21,746 940 0.45%
48 ATTUNITY LTD 22,408 209 0.10%
49 AUTODESK INC 19,113 1,035 0.49%
50 AUTOLIV INC 1,910 205 0.10%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
4 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 VISA INC 28,400 2,106 3.71% Call
7 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
8 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 Linear Technology Corp 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 AMAZON COM INC 1,100 787 1.39% Put
14 ISHARES TR 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 AUTODESK INC 10,800 585 1.03% Put
18 LIGHT & WONDER INC COM 59,900 550 0.97% Call
19 SONY GROUP CORP 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN INC 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP 8,700 444 0.78% Put
33 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
34 OPHTHOTECH CORP 8,500 434 0.77% Call
35 TRINSEO S A 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC COM 16,000 373 0.66% Put
38 NXP SEMICONDUCTORS N V 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL INC 6,100 314 0.55% Call
45 COMMSCOPE HLDG COMPANY INCORPORATED 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL INC 5,300 273 0.48% Call
49 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
50 CHEVRON CORP NEW 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
201 TIME WARNER INC 4,242 312 0.15%
202 Pandora Media Inc 24,868 310 0.15%
203 GENERAL ELECTRIC CO 9,852 310 0.15%
204 DERMIRA INC COM 10,560 309 0.15%
205 AROWANA INC 30,867 309 0.15%
206 LABORATORY CORP AMER HLDGS 2,334 304 0.15%
207 NRG YIELD INC 19,404 303 0.15%
208 COSAN LTD 46,238 301 0.15%
209 HSBC HLDGS PLC NOTE 6.87512/3 300,000 301 0.15% PRN
210 YUM BRANDS INC 3,613 300 0.15%
211 JOHNSON & JOHNSON 2,457 298 0.15%
212 MADISON SQUARE GARDEN CO NEW 1,725 298 0.15%
213 LOCKHEED MARTIN CORP 1,189 295 0.15%
214 AVANGRID INC COM 6,412 295 0.15%
215 PARSLEY ENERGY CLA A 10,872 294 0.15%
216 CITIZENS FINL GROUP INC 14,734 294 0.15%
217 LAUDER ESTEE COS INC 3,195 291 0.14%
218 HAYNES INTERNATIONAL INC 9,076 291 0.14%
219 MARRIOTT INTL INC NEW 4,351 289 0.14%
220 WYNN RESORTS LTD 3,189 289 0.14%
221 LOWES COS INC 3,637 288 0.14%
222 HARTE-HANKS INC 179,126 285 0.14%
223 GOLAR LNG LTD 18,294 284 0.14%
224 PFIZER INC 8,042 283 0.14%
225 ROYAL BK OF SCOTLAND PLC 300,000 281 0.14% PRN
226 STRATASYS LTD 12,180 279 0.14%
227 SOTHEBYS 10,171 279 0.14%
228 CELANESE CORP DEL 4,229 277 0.14%
229 Linear Technology Corp 5,921 276 0.14%
230 HOME DEPOT INC 2,146 274 0.14%
231 TPG SPECIALTY LENDING INC 16,410 273 0.14%
232 ISHARES TR 2,374 273 0.14%
233 CALLON PETE CO DEL 24,324 273 0.14%
234 PRAXAIR INC 2,399 270 0.13%
235 AFFILIATED MANAGERS GROUP 1,907 268 0.13%
236 TREX CO INC COM 5,940 267 0.13%
237 PHILIP MORRIS INTL INC 2,627 267 0.13%
238 RICE ENERGY INCORPORATED 12,102 267 0.13%
239 BROADSOFT INC 6,447 265 0.13%
240 HCA HOLDINGS INC 3,424 264 0.13%
241 FOGO DE CHAO INC 20,228 264 0.13%
242 EDISON INTL 3,373 262 0.13%
243 PROTO LABS INC COM 4,555 262 0.13%
244 PINNACLE WEST 3,233 262 0.13%
245 TEMPUR SEALY INTL INC 4,722 261 0.13%
246 GOODYEAR TIRE & RUBR CO 10,155 261 0.13%
247 EXELON CORP 7,166 261 0.13%
248 GENERAL DYNAMICS CORP 1,877 261 0.13%
249 ELDORADO RESORTS INC COM 17,100 260 0.13%
250 QUALCOMM INC 4,842 259 0.13%
Page 5 of 10