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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ZAYO GROUP HOLDINGS 36,400 1,017 0.48%
2 ZAGG INCORPORATED 61,135 321 0.15%
3 YUM BRANDS INC 3,613 300 0.14%
4 YRC WORLDWIDE INC 16,085 142 0.07%
5 YINGLI GREEN ENERGY HLDG CO 14,610 59 0.03%
6 YELP INC 50,061 1,520 0.72%
7 YAHOO INC 22,751 855 0.41%
8 XYLEM INC 9,923 443 0.21%
9 XTERA COMMUNICATIONS INC 18,657 17 0.01%
10 XENIA HOTELS & RESORTS INC COM 36,022 604 0.29%
11 XCERRA CORP COM 14,069 81 0.04%
12 WYNN RESORTS LTD 3,189 289 0.14%
13 WIX COM LTD 10,278 312 0.15%
14 WILLIAMS COS INC DEL 22,221 481 0.23%
15 WESTLAKE CHEM PARTNERS LP 36,215 2 0.00%
16 WESTAR ENERGY 200 322 0.15% Call
17 WENDYS CO 50,715 488 0.23%
18 WELLS FARGO CO NEW 9,358 443 0.21%
19 WEIGHT WATCHERS INTL INC NEW 15,787 184 0.09%
20 WEBSITE PROS INC COM 22,939 417 0.20%
21 WABTEC CORP 2,896 203 0.10%
22 WABASH NATL CORP 19,884 253 0.12%
23 VONAGE HLDGS CORP 31,877 194 0.09%
24 VIVUS INC 39,280 44 0.02%
25 VISA INC 23,498 1,743 0.83%
26 VIAVI SOLUTIONS INC 12,474 83 0.04%
27 VERIZON COMMUNICATIONS INC 4,629 258 0.12%
28 VERISIGN 3,940 341 0.16%
29 VERINT SYS INC 11,493 381 0.18%
30 VANGUARD INDEX FDS 3,765 334 0.16%
31 VANECK ETF TRUST 75,000 2,078 0.99%
32 VALIDUS HOLDINGS LTD 6,653 323 0.15%
33 VAALCO ENERGY INC 34,300 36 0.02%
34 UNITED PARCEL SERVICE INC 3,121 336 0.16%
35 UNISYS CORP 34,920 254 0.12%
36 ULTIMATE SOFTWARE GROUP INC COM 1,800 379 0.18%
37 The Meet Group, Inc. 26,113 139 0.07%
38 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.56%
39 TSAKOS ENERGY NAVIGATION LTD 11,239 53 0.03%
40 TREX CO INC COM 5,940 267 0.13%
41 TREMOR VIDEO INC 84,181 155 0.07%
42 TRAVELPORT WORLDWIDE LTD 35,478 457 0.22%
43 TRAVELCENTERS AMER LLC COM 13,346 109 0.05%
44 TPG SPECIALTY LENDING INC 16,410 273 0.13%
45 TJX COS INC NEW 4,092 316 0.15%
46 TIVO INC 19,520 193 0.09%
47 TIME WARNER INC 4,242 312 0.15%
48 TIME INC NEW 12,775 210 0.10%
49 TILLYS INC CL A 10,450 61 0.03%
50 TIFFANY 3,999 242 0.12%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
4 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 VISA INC 28,400 2,106 3.71% Call
7 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
8 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 LINEAR TECHNOLOGY CORP 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 AMAZON COM INC 1,100 787 1.39% Put
14 ISHARES TR 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 AUTODESK INC 10,800 585 1.03% Put
18 LIGHT & WONDER INC COM 59,900 550 0.97% Call
19 SONY GROUP CORP 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP 8,700 444 0.78% Put
33 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
34 OPHTHOTECH CORP 8,500 434 0.77% Call
35 TRINSEO S A 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC 16,000 373 0.66% Put
38 NXP SEMICONDUCTORS N V 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL INC 6,100 314 0.55% Call
45 COMMSCOPE 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL INC 5,300 273 0.48% Call
49 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
50 CHEVRON CORP NEW 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
51 AT&T INC 21,746 940 0.46%
52 EXTREME NETWORKS COM 276,552 938 0.46%
53 SYNOPSYS INC 17,321 937 0.46%
54 NIELSEN HLDGS PLC 17,598 915 0.45%
55 BIOGEN INC 27,238 912 0.45%
56 BOYD GAMING CORP COM 49,350 908 0.45%
57 AMAZON COM INC 1,243 890 0.44%
58 GALLAGHER ARTHUR J & CO 18,240 868 0.43%
59 YAHOO INC 22,751 855 0.42%
60 PATRICK INDS INC 14,079 849 0.42%
61 LIBERTY GLOBAL PLC 28,624 832 0.41%
62 AUTOZONE INC 1,046 830 0.41%
63 DOVER CORP 11,774 816 0.40%
64 NEWS CORP CL A 71,802 815 0.40%
65 SELECT SECTOR SPDR TR 18,555 805 0.40%
66 SELECT SECTOR SPDR TR 15,118 793 0.39%
67 NEXSTAR MEDIA GROUP INC 16,470 784 0.39%
68 CHEESECAKE FACTORY INC 16,021 771 0.38%
69 LIBERTY MEDIA CORP 39,951 765 0.38%
70 OLIN CORP 29,474 732 0.36%
71 DYCOM INDS INC 8,114 728 0.36%
72 CHARLES RIV LABS INTL INC 8,662 714 0.35%
73 FACEBOOK INC 6,055 692 0.34%
74 ACACIA RESH CORP 157,279 692 0.34%
75 A O SMITH 7,693 678 0.34%
76 CLAYMORE EXCHANGE TRD FD TR 17,130 676 0.33%
77 ISLE OF CAPRI CASINOS INC COM 36,301 665 0.33%
78 COGNIZANT TECHNOLOGY SOLUTIO 11,541 661 0.33%
79 CENTRAL GARDEN & PET CO 30,335 659 0.33%
80 SELECT SECTOR SPDR TR 28,331 648 0.32%
81 LIGHT & WONDER INC COM 70,046 644 0.32%
82 INTEL CORP 19,514 640 0.32%
83 HAWAIIAN ELEC INDUSTRIES COM 19,143 628 0.31%
84 PENNEY J C INC 70,634 627 0.31%
85 58 COM INC 13,514 620 0.31%
86 ASPEN TECHNOLOGY INC 15,200 612 0.30%
87 XENIA HOTELS & RESORTS INC COM 36,022 604 0.30%
88 ALIBABA GROUP HLDG LTD 7,595 604 0.30%
89 DIGITALGLOBE INC 28,114 601 0.30%
90 RED ROBIN GOURMET BURGERS INC COM 12,600 598 0.30%
91 AIR PRODS & CHEMS INC 4,183 594 0.29%
92 CKEC 2017-01-20 33.000 C A OPQ 19,500 587 0.29%
93 GILEAD SCIENCES INC 7,014 585 0.29%
94 ALPHABET INC 820 577 0.29%
95 APPLE INC 5,998 573 0.28%
96 EXXON MOBIL CORP 5,996 562 0.28%
97 HELEN OF TROY CORP LTD 5,297 545 0.27%
98 TIER REIT INC 35,146 539 0.27%
99 CVS HEALTH CORP 5,626 539 0.27%
100 KAR AUCTION SVCS INC 12,678 529 0.26%
Page 2 of 10