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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ZAYO GROUP HOLDINGS 36,400 1,017 0.48%
2 ZAGG INCORPORATED 61,135 321 0.15%
3 YUM BRANDS INC 3,613 300 0.14%
4 YRC WORLDWIDE INC 16,085 142 0.07%
5 YINGLI GREEN ENERGY HLDG CO 14,610 59 0.03%
6 YELP INC 50,061 1,520 0.72%
7 YAHOO INC 22,751 855 0.41%
8 XYLEM INC 9,923 443 0.21%
9 XTERA COMMUNICATIONS INC 18,657 17 0.01%
10 XENIA HOTELS & RESORTS INC COM 36,022 604 0.29%
11 XCERRA CORP COM 14,069 81 0.04%
12 WYNN RESORTS LTD 3,189 289 0.14%
13 WIX COM LTD 10,278 312 0.15%
14 WILLIAMS COS INC DEL 22,221 481 0.23%
15 WESTLAKE CHEM PARTNERS LP 36,215 2 0.00%
16 WESTAR ENERGY 200 322 0.15% Call
17 WENDYS CO 50,715 488 0.23%
18 WELLS FARGO CO NEW 9,358 443 0.21%
19 WEIGHT WATCHERS INTL INC NEW 15,787 184 0.09%
20 WEBSITE PROS INC COM 22,939 417 0.20%
21 WABTEC CORP 2,896 203 0.10%
22 WABASH NATL CORP 19,884 253 0.12%
23 VONAGE HLDGS CORP 31,877 194 0.09%
24 VIVUS INC 39,280 44 0.02%
25 VISA INC 23,498 1,743 0.83%
26 VIAVI SOLUTIONS INC 12,474 83 0.04%
27 VERIZON COMMUNICATIONS INC 4,629 258 0.12%
28 VERISIGN 3,940 341 0.16%
29 VERINT SYS INC 11,493 381 0.18%
30 VANGUARD INDEX FDS 3,765 334 0.16%
31 VANECK ETF TRUST 75,000 2,078 0.99%
32 VALIDUS HOLDINGS LTD 6,653 323 0.15%
33 VAALCO ENERGY INC 34,300 36 0.02%
34 UNITED PARCEL SERVICE INC 3,121 336 0.16%
35 UNISYS CORP 34,920 254 0.12%
36 ULTIMATE SOFTWARE GROUP INC COM 1,800 379 0.18%
37 The Meet Group, Inc. 26,113 139 0.07%
38 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.56%
39 TSAKOS ENERGY NAVIGATION LTD 11,239 53 0.03%
40 TREX CO INC COM 5,940 267 0.13%
41 TREMOR VIDEO INC 84,181 155 0.07%
42 TRAVELPORT WORLDWIDE LTD 35,478 457 0.22%
43 TRAVELCENTERS AMER LLC COM 13,346 109 0.05%
44 TPG SPECIALTY LENDING INC 16,410 273 0.13%
45 TJX COS INC NEW 4,092 316 0.15%
46 TIVO INC 19,520 193 0.09%
47 TIME WARNER INC 4,242 312 0.15%
48 TIME INC NEW 12,775 210 0.10%
49 TILLYS INC CL A 10,450 61 0.03%
50 TIFFANY 3,999 242 0.12%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
4 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 VISA INC 28,400 2,106 3.71% Call
7 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
8 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 LINEAR TECHNOLOGY CORP 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 AMAZON COM INC 1,100 787 1.39% Put
14 ISHARES TR 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 AUTODESK INC 10,800 585 1.03% Put
18 LIGHT & WONDER INC COM 59,900 550 0.97% Call
19 SONY GROUP CORP 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP 8,700 444 0.78% Put
33 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
34 OPHTHOTECH CORP 8,500 434 0.77% Call
35 TRINSEO S A 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC 16,000 373 0.66% Put
38 NXP SEMICONDUCTORS N V 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL INC 6,100 314 0.55% Call
45 COMMSCOPE 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL INC 5,300 273 0.48% Call
49 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
50 CHEVRON CORP NEW 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
101 NAUTILUS INC COM 29,306 523 0.26%
102 PEPSICO INC 4,934 523 0.26%
103 PATTERN ENERGY GROUP INC 22,562 518 0.26%
104 T MOBILE US INC 11,921 516 0.26%
105 INTERNATIONAL GAME TECHNOLOG 27,359 513 0.25%
106 CARNIVAL CORP 11,210 495 0.24%
107 PNC FINL SVCS GROUP INC 6,083 495 0.24%
108 DELPHI AUTOMOTIVE PLC 7,892 494 0.24%
109 BAIDU INC 2,994 494 0.24%
110 RAMCO GERSHENSON PPTY TR SH BEN INT 25,056 491 0.24%
111 DIAMONDBACK ENERGY INC 5,376 490 0.24%
112 WENDYS CO 50,715 488 0.24%
113 DELTA AIRLINES INC DEL 13,205 481 0.24%
114 WILLIAMS COS INC DEL 22,221 481 0.24%
115 RSP PERMIAN INC COM 13,717 479 0.24%
116 CONSTELLATION BRANDS INC 2,888 478 0.24%
117 CONAGRA BRANDS INC 9,981 477 0.24%
118 JACK IN THE BOX INC 5,478 471 0.23%
119 EZCORP INC CL A NON VTG 61,255 463 0.23%
120 FARMER BROS CO 14,352 460 0.23%
121 CHEVRON CORP NEW 4,369 458 0.23%
122 ENTERGY CORP NEW 5,631 458 0.23%
123 TRAVELPORT WORLDWIDE LTD 35,478 457 0.23%
124 WELLS FARGO CO NEW 9,358 443 0.22%
125 NORTEK INC COM NEW 7,466 443 0.22%
126 XYLEM INC 9,923 443 0.22%
127 COOPER STD HLDGS INC 5,584 441 0.22%
128 MOHAWK INDS INC 2,307 438 0.22%
129 AMEREN CORP 8,120 435 0.22%
130 ON SEMICONDUCTOR CORP 49,226 434 0.21%
131 INTERACTIVE BROKERS GROUP IN 12,220 433 0.21%
132 ISHARES TR 12,954 431 0.21%
133 DISH NETWORK A 8,166 428 0.21%
134 INVESCO LTD 16,692 426 0.21%
135 BROOKDALE SENIOR LIVING INC COM 27,394 423 0.21%
136 AMERIPRISE FINANCIAL, INC. 19,828 422 0.21%
137 WEBSITE PROS INC COM 22,939 417 0.21%
138 KEYCORP NEW 37,478 414 0.20%
139 ENERNOC INC 65,274 413 0.20%
140 CONTINENTAL BLDG PRODS INC COM 18,544 412 0.20%
141 Carriage Services Inc. 17,189 407 0.20%
142 HEWLETT PACKARD ENTERPRISE C 22,070 403 0.20%
143 GULFPORT ENERGY CORP 12,717 398 0.20%
144 NUANCE COMMUNICATIONS INC 25,343 396 0.20%
145 FORWARD AIR CORP COM 8,882 396 0.20%
146 EPLUS INC COM 4,835 395 0.20%
147 SKYWORKS SOLUTIONS INC 6,234 394 0.19%
148 ISHARES TR 2,655 394 0.19%
149 PG&E CORP 6,120 391 0.19%
150 DEL FRISCOS RESTAURANT GROUP COM 27,255 390 0.19%
Page 3 of 10