Dark
Light
System
Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 FIREEYE INC 14,430 213 0.07%
452 STARWOOD PPTY TR INC COM 9,471 213 0.07%
453 FRANKLIN RESOURCES INC 5,973 212 0.07%
454 CVS HEALTH CORP 2,383 212 0.07%
455 SUPERNUS PHARMACEUTICALS INC 8,557 212 0.07%
456 DIAMONDROCK HOSPITALITY CO COM 23,199 211 0.07%
457 WORLD ACCEP CORPORATION COM 4,305 211 0.07%
458 EAGLE MATERIALS INC 2,721 210 0.07%
459 HEADWATERS INC COM 12,357 209 0.06%
460 CHURCH & DWIGHT 4,357 209 0.06%
461 THERAPEUTICSMD INC 30,572 208 0.06%
462 ALASKA AIR GROUP INC 3,156 208 0.06%
463 MARTIN MARIETTA MATLS INC 1,161 208 0.06%
464 ATMOS ENERGY CORP 2,792 208 0.06%
465 FEDERATED HERMES INC CL B 7,009 208 0.06%
466 EMPLOYERS HOLDINGS INC 6,957 208 0.06%
467 RAYTHEON CO 1,519 207 0.06%
468 WEC ENERGY GROUP INC 3,437 206 0.06%
469 ANIKA THERAPEUTICS INC 4,298 206 0.06%
470 OWENS & MINOR INC NEW 5,861 204 0.06%
471 WHITING PETE CORP NEW 23,300 204 0.06%
472 EVERTEC INC COM 12,069 203 0.06%
473 ISHARES TR 2,510 202 0.06%
474 ENERGY RECOVERY INC 12,629 202 0.06%
475 AMERICAN AXLE & MFG HLDGS INC COM 11,645 201 0.06%
476 CONCHO RESOURCES 1,462 201 0.06%
477 DANAHER CORP DEL 2,561 201 0.06%
478 XEROX CORP 19,775 200 0.06%
479 HEARTLAND EXPRESS INC COM 10,577 200 0.06%
480 ADTRAN INC COM 10,145 194 0.06%
481 SELECT MED HLDGS CORP COM 14,287 193 0.06%
482 HACKETT GROUP INC 11,660 193 0.06%
483 HOST HOTELS & RESORTS INC 12,394 193 0.06%
484 ENNIS INC COM 11,266 190 0.06%
485 FIRST DATA CORP NEW 14,436 190 0.06%
486 FREEPORT-MCMORAN INC 17,110 186 0.06%
487 SUPERVALU INC 36,664 183 0.06%
488 REGIS CORP MINN COM 14,480 182 0.06%
489 STILLWATER MNG CO 13,570 181 0.06%
490 DEAN FOODS CO NEW 11,021 181 0.06%
491 FIRST MAJESTIC SILVER CORP 17,548 181 0.06%
492 LIBERTY TAX INC 14,104 180 0.06%
493 HECLA MNG CO 31,441 179 0.06%
494 ENERNOC INC 32,917 178 0.06%
495 FORD MTR CO DEL 14,641 177 0.06%
496 RETAILMENOT INC COM SER 1 17,692 175 0.05%
497 FLEX LTD 12,767 174 0.05%
498 ENDOLOGIX INC 13,573 174 0.05%
499 VIMPELCOM LTD 50,000 174 0.05%
500 CONTANGO OIL & GAS CO COM NEW 16,802 172 0.05%
Page 10 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
Page 1 of 3