Dark
Light
System
Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
501 SELECT SECTOR SPDR TR 11,960 957 0.30%
502 SELECT SECTOR SPDR TR 17,501 931 0.29%
503 SELECT SECTOR SPDR TR 17,088 816 0.25%
504 SEMPRA ENERGY 4,831 518 0.16%
505 SERVICESOURCE INTL 24,858 121 0.04%
506 SHOPIFY INC 9,503 408 0.13%
507 SHUTTERFLY INC 49,885 2,227 0.69%
508 SIRIUS XM HOLDINGS INC 38,153 159 0.05%
509 SITO MOBILE LTD 20,028 88 0.03%
510 SKECHERS U S A INC 10,393 238 0.07%
511 SKYWORKS SOLUTIONS INC 5,235 399 0.12%
512 SM ENERGY CO 24,343 939 0.29%
513 SMITH & WESSON HLDG 10,119 269 0.08%
514 SONY GROUP CORP 12,774 424 0.13%
515 SOTHEBYS 13,339 507 0.16%
516 SOUTHWEST AIRLS CO 11,114 432 0.13%
517 SPDR GOLD TR 3,000 377 0.12%
518 SPDR S&P 500 ETF TR 250 5,408 1.68% Put
519 SPDR S&P 500 ETF TR 11,993 2,594 0.81%
520 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
521 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
522 SPDR SER TR 20,637 872 0.27%
523 SPECTRUM PHARMACEUTICALS INC COM 12,347 58 0.02%
524 SPORTSMANS WAREHOUSE 20,954 220 0.07%
525 SPRINT CORP 11,250 75 0.02%
526 SRC ENERGY INC 13,200 91 0.03%
527 STAPLES INC 41,841 358 0.11%
528 STARWOOD PPTY TR INC COM 9,471 213 0.07%
529 STATE STR CORP 4,955 345 0.11%
530 STELLAR ACQUISITION III INC 800,000 7,976 2.48%
531 STILLWATER MNG CO 13,570 181 0.06%
532 STRATASYS LTD 9,920 239 0.07%
533 SUNOPTA INC 33,495 236 0.07%
534 SUPERNUS PHARMACEUTICALS INC 8,557 212 0.07%
535 SUPERVALU INC 36,664 183 0.06%
536 SYMANTEC CORP 14,731 370 0.12%
537 SYNACOR INC COM 15,408 45 0.01%
538 SYNAPTICS INC 8,833 517 0.16%
539 SYNOPSYS INC 4,669 277 0.09%
540 Servicemaster Global Hldgs I 7,962 268 0.08%
541 Silicon Laboratories Inc 5,650 332 0.10%
542 Sunesis Pharmaceuticals, Inc. 15,999 70 0.02%
543 TABLEAU SOFTWARE INC 5,121 283 0.09%
544 TAKE-TWO INTERACTIVE SOFTWAR 12,886 581 0.18%
545 TANGOE INC COM DELETED 18,470 152 0.05%
546 TARGA RES CORP 15,343 753 0.23%
547 TECHTARGET INC 15,837 128 0.04%
548 TELEPHONE DATA SYS INC 10,640 289 0.09%
549 TEMPUR SEALY INTL INC 4,778 271 0.08%
550 TERADATA CORP DEL 10,540 327 0.10%
Page 11 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
Page 1 of 3