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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
501 CHEGG INC 23,670 168 0.05%
502 SCICLONE PHARMACEUTICALS INC 15,941 163 0.05%
503 RUTHS HOSPITALITY GROUP INC COM 11,413 161 0.05%
504 VIPSHOP HLDGS LTD 10,898 160 0.05%
505 NIMBLE STORAGE INC 18,072 160 0.05%
506 SIRIUS XM HOLDINGS INC 38,153 159 0.05%
507 FRANKS INTL N V 11,943 155 0.05%
508 PINNACLE ENTMT INC NEW COM 12,489 154 0.05%
509 MEDICAL PPTYS TRUST INC 10,454 154 0.05%
510 CARBO CERAMICS INC 13,939 152 0.05%
511 TANGOE INC 18,470 152 0.05%
512 INVESTORS BANCORP INC NEW 12,496 150 0.05%
513 Laredo Petroleum Inc 11,658 150 0.05%
514 TILLYS INC CL A 15,738 148 0.05%
515 NET 1 UEPS TECHNOLOGIES INC 17,281 148 0.05%
516 GRAPHIC PACKAGING HLDG CO 10,478 147 0.05%
517 AVID TECHNOLOGY INCORPORATED 18,300 145 0.05%
518 ASHFORD HOSPITALITY TR INC 24,543 145 0.05%
519 The Meet Group, Inc. 23,140 143 0.04%
520 ARC DOCUMENT SOLUTIONS INC COM 38,017 142 0.04%
521 POTBELLY CORP COM 11,451 142 0.04%
522 DICE HOLDINGS INC 17,625 139 0.04%
523 RYERSON HLDG CORP COM 12,074 136 0.04%
524 GRAY TELEVISION INC COM 13,028 135 0.04%
525 ENZO BIOCHEM INC 26,137 133 0.04%
526 Marchex Inc 47,859 133 0.04%
527 GANNETT CO INC 11,304 132 0.04%
528 AEGEAN MARINE PETROLEUM NETW 13,201 132 0.04%
529 CAREER EDUCATION CRP 19,316 131 0.04%
530 CAMECO CORP 15,231 130 0.04%
531 TTM TECHNOLOGIES 11,333 130 0.04%
532 ACCO BRANDS CORPORATION COM 13,392 129 0.04%
533 TECHTARGET INC 15,837 128 0.04%
534 FLAMEL TECHNOLOGIES SA SPONSORED ADR 10,300 128 0.04%
535 EXPRESS INC COM NEW 10,798 127 0.04%
536 ARRAY BIOPHARMA INC 18,163 123 0.04%
537 Alcoa 12,103 123 0.04%
538 EXFO INC 32,790 122 0.04%
539 SERVICESOURCE INTL 24,858 121 0.04%
540 RENTECH INC 40,952 120 0.04%
541 Del Taco Restaurants, Inc. 10,000 119 0.04%
542 CROSS CTRY HEALTHCARE INC COM 10,075 119 0.04%
543 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF 10,000 117 0.04%
544 PLATFORM SPECIALTY PRODS COR 14,100 114 0.04%
545 CALIX INC COM 15,370 113 0.04%
546 QUOTIENT LTD 14,289 112 0.03%
547 KLR ENERGY ACQUISITION CORP 265,165 111 0.03%
548 INTRALINKS HLDGS INC 10,984 110 0.03%
549 VIAVI SOLUTIONS INC 14,917 110 0.03%
550 ENSCO PLC 12,714 108 0.03%
Page 11 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 VERISK ANALYTICS INC 6,400 520 0.37% Call
2 VERISIGN 3,700 289 0.21% Call
3 VANTIV INC 11,100 625 0.45% Call
4 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
5 TWITTER INC 15,700 362 0.26% Put
6 TRIMBLE INC 41,400 1,182 0.85% Call
7 TOTAL SYS SVCS INC 8,100 382 0.27% Call
8 TIME WARNER INC 6,800 541 0.39% Call
9 TESLA INC 1,800 367 0.26% Put
10 TESARO 8,000 802 0.57% Put
11 SPDR SERIES TRUST 8,500 225 0.16% Put
12 SPDR SERIES TRUST 10,700 363 0.26% Put
13 SPDR SERIES TRUST 16,500 438 0.31% Put
14 SPDR SERIES TRUST 26,200 889 0.64% Put
15 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
16 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
17 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
18 SPDR S&P 500 ETF TR 1,600 346 0.25% Call
19 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
20 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
21 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
22 SPDR S&P 500 ETF TR 2,100 454 0.33% Call
23 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
24 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
25 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
26 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
27 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
28 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
29 SPDR GOLD TR 2,300 289 0.21% Call
30 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
31 SOUTHWEST GAS HOLDINGS INC 4,000 279 0.20% Call
32 SENSATA TECHNOLOGIES HLDG NV 14,200 551 0.39% Call
33 SELECT SECTOR SPDR TR 11,600 554 0.40% Call
34 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
35 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
36 SELECT SECTOR SPDR TR 5,500 293 0.21% Call
37 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
38 SELECT SECTOR SPDR TR 7,400 523 0.37% Call
39 SELECT SECTOR SPDR TR 5,800 410 0.29% Call
40 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
41 SCRIPPS NETWORKS INTERACT IN 8,400 533 0.38% Call
42 SAP SE 11,100 1,015 0.73% Put
43 SALESFORCE COM INC 13,500 963 0.69% Call
44 S&P GLOBAL INC 4,400 557 0.40% Put
45 QUALCOMM INC 27,100 1,856 1.33% Call
46 QUALCOMM INC 29,300 2,007 1.44% Call
47 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
48 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
49 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
50 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
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