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FLAMEL TECHNOLOGIES SA SPONSORED ADR
FLAMEL TECHNOLOGIES SA SPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 91 Institutional holders with a total value of $358,365,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 4,394,464 54,491,000 15.21%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 4,072,809 50,503,000 14.09%
3 JANUS HENDERSON INVESTORS US LLC 2,184,836 27,092,000 7.56%
4 Bank of New York Mellon Corp 1,775,587 22,017,000 6.14%
5 ACADIAN ASSET MANAGEMENT LLC 1,654,673 20,515,000 5.72%
6 PERCEPTIVE ADVISORS LLC 1,363,711 16,910,000 4.72%
7 DEUTSCHE BANK AG\ 1,292,728 16,029,000 4.47%
8 MORGAN STANLEY 1,103,494 13,683,000 3.82%
9 BROWN CAPITAL MANAGEMENT LLC 926,559 11,489,000 3.21%
10 J. Goldman & Co LP 823,000 10,205,000 2.85%
11 Portolan Capital Management, LLC 737,529 9,145,000 2.55%
12 FALCON POINT CAPITAL, LLC 830,672 8,971,000 2.50%
13 Tekla Capital Management LLC 624,288 7,741,000 2.16%
14 ARMISTICE CAPITAL, LLC 600,000 7,440,000 2.08%
15 Ghost Tree Capital, LLC 575,000 7,130,000 1.99%
16 BlackRock Fund Advisors 534,511 6,628,000 1.85%
17 VHCP Management, LLC 500,000 6,200,000 1.73%
18 PNC FINANCIAL SERVICES GROUP, INC. 496,867 6,161,000 1.72%
19 JW Asset Management, LLC 444,439 5,511,000 1.54%
20 HEARTLAND ADVISORS INC 400,000 4,960,000 1.38%
21 EMERALD ACQUISITION LTD. 337,871 4,190,000 1.17%
22 OXFORD ASSET MANAGEMENT LLP 287,549 3,566,000 1.00%
23 PARAMETRIC PORTFOLIO ASSOCIATES LLC 264,332 3,278,000 0.91%
24 Asset Management One Co., Ltd. 245,862 2,962,000 0.83%
25 D. E. Shaw & Co., Inc. 220,755 2,737,000 0.76%
26 Iguana Healthcare Management, LLC 200,000 2,480,000 0.69%
27 KELLEHER FINANCIAL ADVISORS 187,150 2,320,000 0.65%
28 AMERIPRISE FINANCIAL INC 176,357 2,174,000 0.61%
29 MILLENNIUM MANAGEMENT LLC 163,884 2,032,000 0.57%
30 Janney Montgomery Scott LLC 135,100 1,675,000 0.47%
31 BAILARD, INC. 120,700 1,497,000 0.42%
32 Candriam S.C.A. 111,000 1,376,000 0.38%
33 KNOTT DAVID M 99,587 1,235,000 0.34%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 92,700 1,150,000 0.32%
35 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 77,918 966,000 0.27%
36 TURNER INVESTMENTS LLC 70,058 869,000 0.24%
37 GAM Holding AG 59,700 740,000 0.21%
38 STIFEL FINANCIAL CORP 56,000 694,000 0.19%
39 COLUMBUS CIRCLE INVESTORS 49,571 615,000 0.17%
40 DEERE & CO 43,887 544,000 0.15%
41 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 42,033 521,000 0.15%
42 EATON VANCE MANAGEMENT 34,700 430,000 0.12%
43 State of New Jersey Common Pension Fund D 32,915 408,000 0.11%
44 CREDIT SUISSE AG/ 32,024 398,000 0.11%
45 GOLDMAN SACHS GROUP INC 31,626 392,000 0.11%
46 SMITH ASSET MANAGEMENT GROUP LP 30,430 377,000 0.11%
47 STATE STREET CORP 29,545 366,000 0.10%
48 BANK OF AMERICA CORP /DE/ 29,376 364,000 0.10%
49 ProShare Advisors LLC 25,439 315,000 0.09%
50 Yorktown Management & Research Co Inc 25,000 310,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.