Dark
Light
System
Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 APPLIED MATLS INC 9,464 285 0.09%
52 AQUA AMERICA INC 8,980 274 0.09%
53 ARC DOCUMENT SOLUTIONS INC COM 38,017 142 0.04%
54 ARCHROCK INC COM 21,507 281 0.09%
55 ARGAN INC 15,814 936 0.29%
56 AROWANA INC 30,867 315 0.10%
57 ARRAY BIOPHARMA INC 18,163 123 0.04%
58 ARRIS INTL INC 8,852 251 0.08%
59 ASHFORD HOSPITALITY TR INC 24,543 145 0.05%
60 ASPEN AEROGELS INC COM 13,437 80 0.02%
61 ASPEN TECHNOLOGY COM USD0.10 13,140 615 0.19%
62 ASTROTECH CORP 41,268 68 0.02%
63 AT&T INC 5,253 213 0.07%
64 ATMOS ENERGY CORP 2,792 208 0.06%
65 ATTUNITY LTD 10,411 69 0.02%
66 AURINIA PHARMACEUTICALS INC 16,345 49 0.02%
67 AUTODESK INC 17,677 1,279 0.40%
68 AUTOZONE INC 1,185 910 0.28%
69 AV HOMES INC 96,942 1,613 0.50%
70 AVANGRID INC COM 18,443 771 0.24%
71 AVERY DENNISON CORP 14,279 1,111 0.35%
72 AVID TECHNOLOGY 18,300 145 0.05%
73 AVISTA CORP 6,976 292 0.09%
74 AXALTA COATING SYS LTD 10,764 304 0.09%
75 Aaron's Inc 12,826 326 0.10%
76 Agile Therapeutics, Inc. 14,724 103 0.03%
77 Alcoa 12,103 123 0.04%
78 B2GOLD CORP 40,394 106 0.03%
79 BAIDU INC 5,740 1,045 0.32%
80 BANK AMER CORP 21,106 330 0.10%
81 BANKUNITED INC 9,342 282 0.09%
82 BARRETT BUSINESS SERVICES IN COM 8,700 432 0.13%
83 BAXTER INTL INC 4,482 213 0.07%
84 BEAZER HOMES USA INC COM NEW 36,664 428 0.13%
85 BERKSHIRE HATHAWAY INC DEL 1,650 238 0.07%
86 BERRY PLASTICS GROUP INC 8,611 378 0.12%
87 BIOGEN INC 1,606 503 0.16%
88 BIOSPECIFICS TECHNOLOGIES CO 5,204 238 0.07%
89 BJS RESTAURANTS INC COM 17,677 628 0.20%
90 BLACKHAWK NETWORK 22,428 677 0.21%
91 BOB EVANS FARMS INC COM 9,359 358 0.11%
92 BOYD GAMING CORP COM 47,400 938 0.29%
93 BRIDGEPOINT ED INC COM 10,850 75 0.02%
94 BRINKS CO 7,112 264 0.08%
95 BRISTOL MYERS SQUIBB CO 7,878 425 0.13%
96 BROADCOM LTD 1,235 213 0.07%
97 BROADRIDGE FINL SOLUTIONS IN 6,848 464 0.14%
98 BROADSOFT INC 8,771 408 0.13%
99 BROCADE COMMUNICATIONS SYS I 26,101 241 0.07%
100 BROOKDALE SR LIVING INC 50,925 889 0.28%
Page 2 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
Page 1 of 3