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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 TIER REIT INC 35,828 553 0.17%
152 ZAYO GROUP HOLDINGS 18,500 550 0.17%
153 KAR AUCTION SVCS INC 12,571 543 0.17%
154 GOLAR LNG LTD 25,580 542 0.17%
155 LOWES COS INC 7,485 540 0.17%
156 GALLAGHER ARTHUR J & CO 10,565 537 0.17%
157 HAWAIIAN ELEC INDUSTRIES COM 17,847 533 0.17%
158 FORWARD AIR CORP COM 12,127 525 0.16%
159 METHODE ELECTRS INC COM 14,991 524 0.16%
160 PIONEER NAT RES CO 2,802 520 0.16%
161 SALESFORCE COM INC 7,273 519 0.16%
162 WEBSITE PROS INC COM 30,044 519 0.16%
163 SEMPRA ENERGY 4,831 518 0.16%
164 SYNAPTICS INC 8,833 517 0.16%
165 AMERICAN ELEC PWR INC 8,000 514 0.16%
166 AMGEN INC 3,046 508 0.16%
167 SOTHEBYS 13,339 507 0.16%
168 UNITED PARCEL SERVICE INC 4,627 506 0.16%
169 VERIFONE SYS INC 32,008 504 0.16%
170 BIOGEN INC 1,606 503 0.16%
171 MARATHON PETE CORP 12,366 502 0.16%
172 Intuit Inc 2,629 502 0.16%
173 KANSAS CITY SOUTHERN 5,335 498 0.15%
174 CHECK POINT SOFTWARE TECH LT 6,405 497 0.15%
175 ISHARES 20 YEAR TREASURY BOND ETF 3,602 495 0.15%
176 FORTIVE CORP 9,666 492 0.15%
177 ETHAN ALLEN INTERIORS INC COM 15,600 488 0.15%
178 LIBERTY MEDIA CORP 16,985 487 0.15%
179 CONAGRA BRANDS INC 10,310 486 0.15%
180 PHI NON VTNG 26,589 483 0.15%
181 XENIA HOTELS & RESORTS INC COM 31,671 481 0.15%
182 MOHAWK INDS INC 2,402 481 0.15%
183 SAREPTA THERAPEUTICS INC 7,830 481 0.15%
184 MSG NETWORK INC 25,441 473 0.15%
185 COLGATE PALMOLIVE CO 6,358 471 0.15%
186 LIBERTY MEDIA CORP DEL 26,999 469 0.15%
187 TWENTY FIRST CENTY FOX INC 19,209 465 0.14%
188 BROADRIDGE FINL SOLUTIONS IN 6,848 464 0.14%
189 MGIC INVT CORP WIS 58,034 464 0.14%
190 SELECT SECTOR SPDR TR 24,000 463 0.14%
191 UNDER ARMOUR INC 13,620 461 0.14%
192 CADENCE DESIGN SYSTEM INC 18,027 460 0.14%
193 ISHARES 9,489 460 0.14%
194 EXELON CORP 13,790 459 0.14%
195 CHEVRON CORP NEW 4,434 456 0.14%
196 UNILEVER N V 9,890 456 0.14%
197 VMWARE INC 6,209 455 0.14%
198 ISHARES TR 12,110 454 0.14%
199 FARMER BROS CO 12,659 450 0.14%
200 ULTIMATE SOFTWARE GROUP INC COM 2,204 450 0.14%
Page 4 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 VERISK ANALYTICS INC 6,400 520 0.37% Call
2 VERISIGN 3,700 289 0.21% Call
3 VANTIV INC 11,100 625 0.45% Call
4 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
5 TWITTER INC 15,700 362 0.26% Put
6 TRIMBLE INC 41,400 1,182 0.85% Call
7 TOTAL SYS SVCS INC 8,100 382 0.27% Call
8 TIME WARNER INC 6,800 541 0.39% Call
9 TESLA INC 1,800 367 0.26% Put
10 TESARO 8,000 802 0.57% Put
11 SPDR SERIES TRUST 8,500 225 0.16% Put
12 SPDR SERIES TRUST 10,700 363 0.26% Put
13 SPDR SERIES TRUST 16,500 438 0.31% Put
14 SPDR SERIES TRUST 26,200 889 0.64% Put
15 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
16 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
17 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
18 SPDR S&P 500 ETF TR 1,600 346 0.25% Call
19 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
20 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
21 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
22 SPDR S&P 500 ETF TR 2,100 454 0.33% Call
23 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
24 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
25 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
26 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
27 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
28 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
29 SPDR GOLD TR 2,300 289 0.21% Call
30 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
31 SOUTHWEST GAS HOLDINGS INC 4,000 279 0.20% Call
32 SENSATA TECHNOLOGIES HLDG NV 14,200 551 0.39% Call
33 SELECT SECTOR SPDR TR 11,600 554 0.40% Call
34 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
35 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
36 SELECT SECTOR SPDR TR 5,500 293 0.21% Call
37 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
38 SELECT SECTOR SPDR TR 7,400 523 0.37% Call
39 SELECT SECTOR SPDR TR 5,800 410 0.29% Call
40 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
41 SCRIPPS NETWORKS INTERACT IN 8,400 533 0.38% Call
42 SAP SE 11,100 1,015 0.73% Put
43 SALESFORCE COM INC 13,500 963 0.69% Call
44 S&P GLOBAL INC 4,400 557 0.40% Put
45 QUALCOMM INC 27,100 1,856 1.33% Call
46 QUALCOMM INC 29,300 2,007 1.44% Call
47 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
48 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
49 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
50 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
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