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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 TIER REIT INC 35,828 553 0.17%
152 ZAYO GROUP HOLDINGS 18,500 550 0.17%
153 KAR AUCTION SVCS INC 12,571 543 0.17%
154 GOLAR LNG LTD 25,580 542 0.17%
155 LOWES COS INC 7,485 540 0.17%
156 GALLAGHER ARTHUR J & CO 10,565 537 0.17%
157 HAWAIIAN ELEC INDUSTRIES COM 17,847 533 0.17%
158 FORWARD AIR CORP COM 12,127 525 0.16%
159 METHODE ELECTRS INC COM 14,991 524 0.16%
160 PIONEER NAT RES CO 2,802 520 0.16%
161 SALESFORCE COM INC 7,273 519 0.16%
162 WEBSITE PROS INC COM 30,044 519 0.16%
163 SEMPRA ENERGY 4,831 518 0.16%
164 SYNAPTICS INC 8,833 517 0.16%
165 AMERICAN ELEC PWR INC 8,000 514 0.16%
166 AMGEN INC 3,046 508 0.16%
167 SOTHEBYS 13,339 507 0.16%
168 UNITED PARCEL SERVICE INC 4,627 506 0.16%
169 VERIFONE SYS INC 32,008 504 0.16%
170 BIOGEN INC 1,606 503 0.16%
171 MARATHON PETE CORP 12,366 502 0.16%
172 Intuit Inc 2,629 502 0.16%
173 KANSAS CITY SOUTHERN 5,335 498 0.15%
174 CHECK POINT SOFTWARE TECH LT 6,405 497 0.15%
175 ISHARES 20 YEAR TREASURY BOND ETF 3,602 495 0.15%
176 FORTIVE CORP 9,666 492 0.15%
177 ETHAN ALLEN INTERIORS INC COM 15,600 488 0.15%
178 LIBERTY MEDIA CORP DELAWARE 16,985 487 0.15%
179 CONAGRA BRANDS INC 10,310 486 0.15%
180 PHI NON VTNG 26,589 483 0.15%
181 XENIA HOTELS & RESORTS INC COM 31,671 481 0.15%
182 MOHAWK INDS 2,402 481 0.15%
183 SAREPTA THERAPEUTICS INC 7,830 481 0.15%
184 MSG NETWORK INC 25,441 473 0.15%
185 COLGATE PALMOLIVE CO 6,358 471 0.15%
186 LIBERTY MEDIA CORP DEL 26,999 469 0.15%
187 TWENTY FIRST CENTY FOX INC 19,209 465 0.14%
188 BROADRIDGE FINL SOLUTIONS IN 6,848 464 0.14%
189 MGIC INVT CORP WIS 58,034 464 0.14%
190 SELECT SECTOR SPDR TR 24,000 463 0.14%
191 UNDER ARMOUR INC 13,620 461 0.14%
192 CADENCE DESIGN SYSTEM INC 18,027 460 0.14%
193 ISHARES 9,489 460 0.14%
194 EXELON CORP 13,790 459 0.14%
195 CHEVRON CORP NEW 4,434 456 0.14%
196 UNILEVER N V 9,890 456 0.14%
197 VMWARE INC 6,209 455 0.14%
198 ISHARES TR 12,110 454 0.14%
199 FARMER BROS CO 12,659 450 0.14%
200 ULTIMATE SOFTWARE GROUP INCORPORATED 2,204 450 0.14%
Page 4 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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