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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 GIGPEAK INC 159,779 375 0.12%
252 CONSOL ENERGY INC 19,506 375 0.12%
253 TJX COS INC NEW 4,997 374 0.12%
254 SYMANTEC CORP 14,731 370 0.12%
255 XYLEM INC 6,997 367 0.11%
256 DENTSPLY SIRONA INC 6,183 367 0.11%
257 POWERSHARES QQQ TRUST 3,085 366 0.11%
258 KELLOGG CO 4,717 365 0.11%
259 WASTE MGMT INC DEL 5,717 365 0.11%
260 MALIBU BOATS INCORPORATED COM CLASS A 24,400 364 0.11%
261 SCORPIO TANKERS INC 78,367 363 0.11%
262 INVESCO LTD 11,545 361 0.11%
263 DIGITALGLOBE INC 13,114 361 0.11%
264 HARTE-HANKS INC 222,759 361 0.11%
265 STAPLES INC 41,841 358 0.11%
266 BOB EVANS FARMS INC COM 9,359 358 0.11%
267 INTERCONTINENTAL EXCHANGE IN 1,327 357 0.11%
268 PAYCHEX INC 6,135 355 0.11%
269 GENERAL ELECTRIC CO 11,901 353 0.11%
270 TRAVELPORT WORLDWIDE LTD 23,305 350 0.11%
271 IAC INTERACTIVECORP 5,588 349 0.11%
272 DELL TECHNOLOGIES INC 7,256 347 0.11%
273 INTERNATIONAL BUSINESS MACHS 2,184 347 0.11%
274 STATE STR CORP 4,955 345 0.11%
275 RADIAN GROUP INC 25,455 345 0.11%
276 PALO ALTO NETWORKS INC 2,156 344 0.11%
277 LAM RESEARCH CORP 3,625 343 0.11%
278 PG&E CORP 5,586 342 0.11%
279 DAVE & BUSTERS ENTMT INC 8,694 341 0.11%
280 PFIZER INC 10,032 340 0.11%
281 OLIN CORP 16,471 338 0.11%
282 CHURCHILL DOWNS INC 2,280 334 0.10%
283 CSW INDUSTRIALS INC COM 10,256 332 0.10%
284 SILICON LABORATORIES INC 5,650 332 0.10%
285 MADISON SQUARE GARDEN CO NEW 1,956 331 0.10%
286 BANK AMER CORP 21,106 330 0.10%
287 JPMORGAN CHASE & CO 4,944 329 0.10%
288 NEWS CORP CL A 23,383 327 0.10%
289 TERADATA CORP DEL 10,540 327 0.10%
290 Aaron's Inc 12,826 326 0.10%
291 NEENAH INC COM 4,101 324 0.10%
292 DR PEPPER SNAPPLE GROUP INC 3,541 323 0.10%
293 ORBITAL ATK INC 4,228 322 0.10%
294 PENN ENTERTAINMENT INC COM 23,584 320 0.10%
295 EDGEWELL PERS CARE CO 3,992 317 0.10%
296 MCDONALDS CORP 2,747 317 0.10%
297 AROWANA INC 30,867 315 0.10%
298 IPG PHOTONICS CORP 3,810 314 0.10%
299 MASCO CORP 9,129 313 0.10%
300 CHARTER COMMUNICATIONS INC N 1,154 312 0.10%
Page 6 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 ISHARES TR 23,900 2,969 2.13% Put
4 AMAZON COM INC 1,400 1,172 0.84% Put
5 SAP SE 11,100 1,015 0.73% Put
6 SPDR SERIES TRUST 26,200 889 0.64% Put
7 TESARO 8,000 802 0.57% Put
8 ISHARES TR 19,500 770 0.55% Put
9 ISHARES TR 6,000 745 0.53% Put
10 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
11 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
12 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
13 IONIS PHARMACEUTICALS INC 16,000 586 0.42% Put
14 S&P GLOBAL INC 4,400 557 0.40% Put
15 NETFLIX INC 5,600 552 0.40% Put
16 GILEAD SCIENCES INC 6,400 506 0.36% Put
17 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
18 DIREXION SHS ETF TR 16,900 454 0.33% Put
19 SPDR SERIES TRUST 16,500 438 0.31% Put
20 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
21 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
22 ALEXION PHARMACEUTICALS INC 3,200 392 0.28% Put
23 APACHE CORP 6,000 383 0.27% Put
24 TESLA INC 1,800 367 0.26% Put
25 SPDR SERIES TRUST 10,700 363 0.26% Put
26 TWITTER INC 15,700 362 0.26% Put
27 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
28 CHEVRON CORP NEW 3,000 309 0.22% Put
29 CURENCYSHARES EURO TR EURO SHS 2,800 306 0.22% Put
30 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
31 CURENCYSHARES EURO TR EURO SHS 2,500 273 0.20% Put
32 CIMAREX ENERGY 2,000 269 0.19% Put
33 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
34 GOLAR LNG LTD 12,500 265 0.19% Put
35 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
36 PROSHARES TR II 3,400 249 0.18% Put
37 SPDR SERIES TRUST 8,500 225 0.16% Put
38 EXXON MOBIL CORP 2,500 218 0.16% Put
39 BLUEBIRD BIO INC 3,200 217 0.16% Put
40 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
41 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
42 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
43 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
44 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
45 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
46 DISNEY WALT CO 27,100 2,517 1.80% Call
47 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
48 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
49 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
50 QUALCOMM INC 29,300 2,007 1.44% Call
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