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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
2 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
3 STELLAR ACQUISITION III INC 800,000 7,976 2.48%
4 KLR ENERGY ACQUISITION CORP 635,330 6,430 2.00%
5 M I ACQUISITIONS INC 600,000 6,012 1.87%
6 SPDR S&P 500 ETF TR 250 5,408 1.68% Put
7 JENSYN ACQUISITION CORP 465,190 4,666 1.45%
8 FIDELITY NATL INFORMATION SV 40,430 3,114 0.97%
9 SPDR S&P 500 ETF TR 11,993 2,594 0.81%
10 SHUTTERFLY INC 49,885 2,227 0.69%
11 CIMAREX ENERGY 14,781 1,986 0.62%
12 CONSOLIDATED TOMOKA LD CO 38,082 1,949 0.61%
13 QEP RES INC 97,179 1,898 0.59%
14 AMAZON COM INC 2,241 1,876 0.58%
15 ALPHABET INC 2,399 1,865 0.58%
16 ISHARES TR 14,873 1,847 0.57%
17 CALLON PETE CO DEL 117,412 1,843 0.57%
18 IHS MARKIT LTD SHS 48,435 1,819 0.57%
19 ANADARKO PETE CORP 27,941 1,770 0.55%
20 OWENS RLTY MTG INC 99,373 1,721 0.54%
21 AMERIPRISE FINANCIAL, INC. 64,122 1,695 0.53%
22 Red Lion Hotels 200,083 1,669 0.52%
23 AV HOMES INC 96,942 1,613 0.50%
24 AMDOCS LTD 27,669 1,601 0.50%
25 WESTAR ENERGY 282 1,600 0.50% Call
26 RMR GROUP INC 41,854 1,588 0.49%
27 PACIFIC SPL ACQUISITION CORP 151,680 1,555 0.48%
28 DIAMONDBACK ENERGY INC 16,089 1,553 0.48%
29 ALLIANCE DATA SYSTEMS CORP 7,224 1,550 0.48%
30 MCKESSON CORP 8,897 1,484 0.46%
31 FLEETCOR TECHNOLOGIES INC 8,433 1,465 0.46%
32 REXNORD CORP NEW COM 68,352 1,463 0.45%
33 RSP PERMIAN INC COM 37,712 1,462 0.45%
34 EXPEDIA INC DEL 12,492 1,458 0.45%
35 YELP INC 34,729 1,448 0.45%
36 ENCANA CORP 135,081 1,414 0.44%
37 KIRBY CORP 22,216 1,381 0.43%
38 CROWN CASTLE INTL CORP NEW 14,113 1,330 0.41%
39 LIFE STORAGE INC 14,900 1,325 0.41%
40 HEWLETT PACKARD ENTERPRISE C 57,771 1,314 0.41%
41 APPLE INC 11,384 1,287 0.40%
42 ADOBE INC 11,830 1,284 0.40%
43 AUTODESK INC 17,677 1,279 0.40%
44 RAMCO-GERSHENSON PPTYS TR 67,196 1,259 0.39%
45 ISLE OF CAPRI CASINOS INC COM 56,327 1,255 0.39%
46 UNION PAC CORP 12,837 1,252 0.39%
47 QUALCOMM INC 18,243 1,250 0.39%
48 RICE ENERGY INCORPORATED 47,461 1,239 0.39%
49 ANDINA ACQUISITION CORP II 117,115 1,161 0.36%
50 INTEL CORP 30,059 1,135 0.35%
Page 1 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 ISHARES TR 23,900 2,969 2.13% Put
4 AMAZON COM INC 1,400 1,172 0.84% Put
5 SAP SE 11,100 1,015 0.73% Put
6 SPDR SERIES TRUST 26,200 889 0.64% Put
7 TESARO INCORPORATED 8,000 802 0.57% Put
8 ISHARES TR 19,500 770 0.55% Put
9 ISHARES TR 6,000 745 0.53% Put
10 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
11 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
12 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
13 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
14 S&P GLOBAL INC 4,400 557 0.40% Put
15 NETFLIX INC 5,600 552 0.40% Put
16 GILEAD SCIENCES INC 6,400 506 0.36% Put
17 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
18 DIREXION SHS ETF TR 16,900 454 0.33% Put
19 SPDR SERIES TRUST 16,500 438 0.31% Put
20 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
21 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
22 ALEXION PHARMACEUTIC 3,200 392 0.28% Put
23 APACHE CORP 6,000 383 0.27% Put
24 TESLA INC 1,800 367 0.26% Put
25 SPDR SERIES TRUST 10,700 363 0.26% Put
26 TWITTER INC 15,700 362 0.26% Put
27 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
28 CHEVRON CORP NEW 3,000 309 0.22% Put
29 CURRENCYSHARES EURO TR 2,800 306 0.22% Put
30 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
31 CURRENCYSHARES EURO TR 2,500 273 0.20% Put
32 CIMAREX ENERGY 2,000 269 0.19% Put
33 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
34 GOLAR LNG LTD 12,500 265 0.19% Put
35 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
36 PROSHARES TR II 3,400 249 0.18% Put
37 SPDR SERIES TRUST 8,500 225 0.16% Put
38 EXXON MOBIL CORP 2,500 218 0.16% Put
39 BLUEBIRD BIO INC COM 3,200 217 0.16% Put
40 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
41 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
42 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
43 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
44 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
45 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
46 DISNEY WALT CO 27,100 2,517 1.80% Call
47 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
48 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
49 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
50 QUALCOMM INC 29,300 2,007 1.44% Call
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