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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 729 holdings with a total value of $405,010,000.
#
Name
Shares
Value ($)
%
Options
Notes
701 Inseego Corp 29,399 72,000 0.02%
702 Sunesis Pharmaceuticals, Inc. 19,857 72,000 0.02%
703 BLACKBERRY LTD 10,248 71,000 0.02%
704 CLOUD PEAK ENERGY INC COM 12,520 70,000 0.02%
705 HECLA MNG CO 13,278 70,000 0.02%
706 KEMET CORP COM NEW 10,380 69,000 0.02%
707 AVON PRODS INC 13,268 67,000 0.02%
708 RENTECH INC 25,040 62,000 0.02%
709 OVERSEAS SHIPHOLDING GROUP I 16,221 62,000 0.02%
710 ALLOT COMMUNICATIONS LTD 12,690 61,000 0.02%
711 AMERESCO INC 10,107 56,000 0.01%
712 FRONTIER COMMUNICATIONS CORP 16,100 54,000 0.01%
713 CIVEO CORP CDA 24,410 54,000 0.01%
714 IMMUNOMEDICS INCORPORATED 13,593 50,000 0.01%
715 SITO MOBILE LTD 13,092 48,000 0.01%
716 VIVUS INC 37,910 44,000 0.01%
717 RUBY TUESDAY INC COM 12,500 40,000 0.01%
718 JENSYN ACQUISITION CORP 172,473 40,000 0.01%
719 LEE ENTERPRISES INC 12,996 38,000 0.01%
720 BIOSCRIP INC 36,455 38,000 0.01%
721 YINGLI GREEN ENERGY HLDG CO 14,060 37,000 0.01%
722 VAALCO ENERGY INC 34,300 36,000 0.01%
723 JENSYN ACQUISITION CORP 314,862 35,000 0.01%
724 YAMANA GOLD INC 11,139 31,000 0.01%
725 M III ACQUISITION CORP 106,200 25,000 0.01%
726 EVERI HLDGS INC 11,700 25,000 0.01%
727 WI-LAN INC 13,902 23,000 0.01%
728 PLUG POWER INC 13,300 16,000 0.00%
729 EXCO RESOURCES INC 14,000 12,000 0.00%
Page 15 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001493152-17-001673, filed 2017.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.