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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 729 holdings with a total value of $405,010,000.
#
Name
Shares
Value ($)
%
Options
Notes
651 AES CORP 10,931 127,000 0.03%
652 SRC ENERGY INC 14,145 126,000 0.03%
653 COEUR MNG INC 13,822 126,000 0.03%
654 SILVER STD RES INC 14,128 126,000 0.03%
655 FIREEYE INC 10,509 125,000 0.03%
656 ORASURE TECHNOLOGIES INC 14,083 124,000 0.03%
657 AK STL HLDG CORP 12,054 123,000 0.03%
658 VERA BRADLEY INC 10,513 123,000 0.03%
659 SEARS HLDGS CORP 13,282 123,000 0.03%
660 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 13,704 121,000 0.03%
661 PACIFIC ETHANOL INC 12,642 120,000 0.03%
662 ANNALY CAP MGMT INC 12,000 120,000 0.03%
663 EXPRESS INC COM 10,934 118,000 0.03%
664 SERVICESOURCE INTL 20,716 118,000 0.03%
665 COSAN LTD 15,665 118,000 0.03%
666 NOVADAQ TECHNOLOGIES INC 16,660 118,000 0.03%
667 ALLSCRIPTS HEALTHCARE SOLUTN 11,491 117,000 0.03%
668 New York REIT Inc 11,421 116,000 0.03%
669 KALVISTA PHARMACEUTICALS INC 16,346 116,000 0.03%
670 B2GOLD CORP 48,918 116,000 0.03%
671 CALIX INC COM 14,805 114,000 0.03%
672 BRIDGEPOINT ED INC COM 11,149 113,000 0.03%
673 ASANKO GOLD INC 36,320 111,000 0.03%
674 EQUUS TOTAL RETURN INC 54,000 109,000 0.03%
675 TREMOR VIDEO INC 43,309 108,000 0.03%
676 ASTROTECH CORP 71,725 108,000 0.03%
677 THL CR INC 10,795 108,000 0.03%
678 EXFO INC 24,219 107,000 0.03%
679 WESTERN ASSET MTG CAP CORP 10,317 104,000 0.03%
680 SPRINT CORP 12,187 103,000 0.03%
681 CHEMOCENTRYX INC 13,380 99,000 0.02%
682 AXT INC 20,351 98,000 0.02%
683 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 17,342 94,000 0.02%
684 KINROSS GOLD CORP 28,035 87,000 0.02%
685 INDEPENDENCE CONTRACT DRIL I COM 13,000 87,000 0.02%
686 SORL AUTO PTS INC 28,491 87,000 0.02%
687 DENBURY RESOURCES INC 22,482 83,000 0.02%
688 FIRST BANCORP P R COM NEW 12,493 83,000 0.02%
689 NORTH AMERN ENERGY PARTNERS COM 21,313 82,000 0.02%
690 APPROACH RESOURCES INC 23,810 80,000 0.02%
691 PRGX GLOBAL INC 13,335 79,000 0.02%
692 Marinus Pharmaceuticals Inc 78,662 79,000 0.02%
693 XCERRA CORP 10,215 78,000 0.02%
694 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,000 77,000 0.02%
695 HORNBECK OFFSHORE SVCS IN 10,582 76,000 0.02%
696 TERRAFORM GLOBAL INC 19,060 75,000 0.02%
697 STELLAR ACQUISITION III INC 376,773 75,000 0.02%
698 M I ACQUISITIONS INC 298,600 74,000 0.02%
699 CROCS INC 10,717 74,000 0.02%
700 SIGMA DESIGNS INC COM 12,000 72,000 0.02%
Page 14 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001493152-17-001673, filed 2017.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.