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Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001221073-15-000016) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1 WISDOMTREE TR 111,700 414 0.42% Call
2 POWERSHARES QQQ TRUST 12,700 132 0.13% Call
3 ISHARES TR 30,300 118 0.12% Call
4 DEERE & CO 11,500 85 0.09% Call
5 BANK AMER CORP 24,000 37 0.04% Call
6 ISHARES TR 83,700 32 0.03% Call
7 DISNEY WALT CO 8,000 16 0.02% Call
8 APPLE INC 5,000 12 0.01% Call
9 HALLIBURTON CO 20,000 2 0.00% Call
10 QUALCOMM INC 2,000 2 0.00% Call
11 DOW CHEM CO 10,000 1 0.00% Call
12 CHICAGO BRIDGE & IRON CO N V 12,200 1 0.00% Call
13 FORD MTR CO DEL 25,000 0 0.00% Call
14 CAPITAL ONE FINL CORP 172,658 14,253 14.52%
15 NEURALSTEM INC COM 2,134,442 5,806 5.92%
16 ISHARES TR 78,896 4,615 4.70%
17 AVALONBAY COMM 16,942 2,768 2.82%
18 ESSEX PPTY TR INC 13,280 2,744 2.80%
19 JOHNSON CTLS INTL PLC 56,648 2,738 2.79%
20 C H ROBINSON WORLDWIDE INC 36,470 2,731 2.78%
21 SYMANTEC CORP 102,449 2,628 2.68%
22 BLOCK H & R INC 77,879 2,623 2.67%
23 GANNETT CO. 80,912 2,584 2.63%
24 FORD MTR CO DEL 163,592 2,536 2.58%
25 INTEL CORP 69,737 2,531 2.58%
26 REPUBLIC SVCS INC 62,239 2,505 2.55%
27 DELAWARE ENHANCED GBL DIV & 174,453 1,966 2.00%
28 CHINA MOBILE LIMITED 29,560 1,739 1.77%
29 SELECT SECTOR SPDR TR 31,453 1,485 1.51%
30 SELECT SECTOR SPDR TR 25,524 1,444 1.47%
31 KLA-TENCOR CORP 20,049 1,410 1.44%
32 ROYAL DUTCH SHELL PLC 19,830 1,379 1.41%
33 WILLIAMS COS INC DEL 28,066 1,261 1.28%
34 FREEPORT-MCMORAN INC 51,579 1,205 1.23%
35 WindStream Corp (win) 144,739 1,193 1.22%
36 SELECT SECTOR SPDR TR 15,292 1,046 1.07%
37 DOUBLELINE OPPORTUNISTIC CR 41,725 1,025 1.04%
38 POWERSHARES QQQ TRUST 9,782 1,010 1.03%
39 SELECT SECTOR SPDR TR 20,803 1,009 1.03%
40 EATON VANCE LTD DURATION INC 70,527 996 1.01%
41 SELECT SECTOR SPDR TR 39,709 982 1.00%
42 EATON VANCE CALIF MUN BD FD 83,097 978 1.00%
43 SELECT SECTOR SPDR TR 13,507 975 0.99%
44 SELECT SECTOR SPDR TR 23,445 969 0.99%
45 APPLE INC 8,744 965 0.98%
46 EQUITY RESIDENTIAL 13,390 962 0.98%
47 SELECT SECTOR SPDR TR 11,833 937 0.95%
48 3M CO 5,700 936 0.95%
49 WEYERHAEUSER CO 24,533 880 0.90%
50 HONEYWELL INTL INC 8,600 859 0.88%
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