| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,820,844 | 96,311,000 | 26.85% | ||
| 2 | UBS Group AG | 3,739,986 | 52,809,000 | 14.72% | ||
| 3 | Invesco Ltd. | 2,023,409 | 28,571,000 | 7.96% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 1,867,360 | 26,367,000 | 7.35% | ||
| 5 | Relative Value Partners, LLC | 1,243,916 | 17,564,000 | 4.90% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 797,570 | 11,262,000 | 3.14% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 775,671 | 10,952,000 | 3.05% | ||
| 8 | AMERIPRISE FINANCIAL INC | 617,126 | 8,710,000 | 2.43% | ||
| 9 | Advisors Asset Management, Inc. | 587,184 | 8,291,000 | 2.31% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 573,625 | 8,099,000 | 2.26% | ||
| 11 | Commonwealth Equity Services, Inc | 495,903 | 7,002,000 | 1.95% | ||
| 12 | DEUTSCHE BANK AG\ | 412,343 | 5,822,000 | 1.62% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 359,855 | 5,082,000 | 1.42% | ||
| 14 | Horizon Kinetics LLC | 343,184 | 4,846,000 | 1.35% | ||
| 15 | SG Americas Securities, LLC | 331,784 | 4,685,000 | 1.31% | ||
| 16 | CITIGROUP INC | 330,995 | 4,674,000 | 1.30% | ||
| 17 | LPL Financial LLC | 260,231 | 3,674,000 | 1.02% | ||
| 18 | AQR CAPITAL MANAGEMENT LLC | 241,207 | 3,406,000 | 0.95% | ||
| 19 | Shaker Financial Services, LLC | 214,783 | 3,033,000 | 0.85% | ||
| 20 | ZAZOVE ASSOCIATES LLC | 201,785 | 2,849,000 | 0.79% | ||
| 21 | WELLS FARGO & COMPANY/MN | 167,997 | 2,372,000 | 0.66% | ||
| 22 | Capital Investment Advisors, LLC | 165,168 | 2,332,000 | 0.65% | ||
| 23 | DOLIVER ADVISORS, LP | 150,153 | 2,120,000 | 0.59% | ||
| 24 | HighTower Advisors, LLC | 141,542 | 1,999,000 | 0.56% | ||
| 25 | Index Management Solutions, LLC | 138,478 | 1,955,000 | 0.54% | ||
| 26 | Ken Stern & Associates, Inc. | 130,467 | 1,842,000 | 0.51% | ||
| 27 | First Allied Advisory Services, Inc. | 124,566 | 1,753,000 | 0.49% | ||
| 28 | STIFEL FINANCIAL CORP | 106,399 | 1,502,000 | 0.42% | ||
| 29 | Investors Capital Advisory Services | 95,039 | 1,341,000 | 0.37% | ||
| 30 | ROYAL BANK OF CANADA | 82,642 | 1,167,000 | 0.33% | ||
| 31 | COHEN & STEERS, INC. | 77,737 | 1,098,000 | 0.31% | ||
| 32 | Blume Capital Management, Inc. | 76,475 | 1,080,000 | 0.30% | ||
| 33 | ALETHEA CAPITAL MANAGEMENT, LLC | 70,527 | 996,000 | 0.28% | ||
| 34 | FIRST TRUST ADVISORS LP | 67,102 | 947,000 | 0.26% | ||
| 35 | Allen Investment Management, LLC | 60,032 | 848,000 | 0.24% | ||
| 36 | RAYMOND JAMES & ASSOCIATES | 58,858 | 831,000 | 0.23% | ||
| 37 | Creative Planning | 56,987 | 805,000 | 0.22% | ||
| 38 | BNP PARIBAS FINANCIAL MARKETS | 56,881 | 803,160 | 0.22% | ||
| 39 | Greenwich Wealth Management LLC | 54,058 | 763,000 | 0.21% | ||
| 40 | OPPENHEIMER & CO INC | 50,687 | 716,000 | 0.20% | ||
| 41 | Cambridge Investment Research Advisors, Inc. | 48,023 | 678,000 | 0.19% | ||
| 42 | Independence Trust CO | 45,441 | 642,000 | 0.18% | ||
| 43 | INVESTMENT CENTERS OF AMERICA INC | 44,557 | 630,000 | 0.18% | ||
| 44 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 43,394 | 613,000 | 0.17% | ||
| 45 | CONNING INC. | 42,079 | 594,000 | 0.17% | ||
| 46 | Peachtree Investment Advisors, Inc. | 41,819 | 590,000 | 0.16% | ||
| 47 | Janney Montgomery Scott LLC | 39,745 | 561,199 | 0.16% | ||
| 48 | SHUFRO ROSE & CO LLC | 39,550 | 558,000 | 0.16% | ||
| 49 | Atria Investments, Inc | 38,077 | 538,000 | 0.15% | ||
| 50 | OARSMAN CAPITAL, INC. | 38,085 | 538,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
