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DOUBLELINE OPPORTUNISTIC CR
DOUBLELINE OPPORTUNISTIC CR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 48 Institutional holders with a total value of $80,190,039.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Horizon Kinetics LLC 546,030 13,410,000 16.72%
2 GUGGENHEIM CAPITAL LLC 377,896 9,281,000 11.57%
3 MORGAN STANLEY 326,918 8,029,000 10.01%
4 UBS Group AG 314,469 7,723,000 9.63%
5 BB&T SECURITIES, LLC 25,333 6,221,000 7.76%
6 Apriem Advisors 160,128 3,933,000 4.90%
7 LPL Financial LLC 122,655 3,012,000 3.76%
8 HighTower Advisors, LLC 118,624 2,913,000 3.63%
9 Hilton Capital Management, LLC 115,503 2,837,000 3.54% PRN
10 RAYMOND JAMES & ASSOCIATES 85,542 2,101,000 2.62%
11 Invesco Ltd. 69,300 1,702,000 2.12%
12 Cetera Advisor Networks LLC 63,871 1,572,000 1.96%
13 FIRST FOUNDATION ADVISORS 63,735 1,565,000 1.95%
14 BANK OF AMERICA CORP /DE/ 59,858 1,470,000 1.83%
15 DEUTSCHE BANK AG\ 49,265 1,209,000 1.51%
16 Homrich & Berg 48,032 1,180,000 1.47%
17 ROYAL BANK OF CANADA 47,409 1,165,000 1.45%
18 WELLS FARGO & COMPANY/MN 45,581 1,120,000 1.40%
19 ALETHEA CAPITAL MANAGEMENT, LLC 41,725 1,025,000 1.28%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,674 851,000 1.06%
21 CABOT WEALTH MANAGEMENT INC 32,395 796,000 0.99%
22 NATIONAL PLANNING CORP 30,630 774,935 0.97%
23 WEDBUSH SECURITIES INC 29,235 718,000 0.90%
24 ArchPoint Investors 25,720 632,000 0.79%
25 BANK OF MONTREAL /CAN/ 23,590 579,000 0.72%
26 SeaBridge Investment Advisors LLC 22,530 553,000 0.69%
27 Private Advisor Group, LLC 21,753 534,000 0.67%
28 LBA Wealth Management, LLC 21,488 528,000 0.66%
29 Focused Wealth Management, Inc 19,032 467,000 0.58%
30 Joel Isaacson & Co., LLC 16,917 415,000 0.52%
31 Cambridge Investment Research Advisors, Inc. 14,054 345,000 0.43%
32 STIFEL FINANCIAL CORP 11,965 294,000 0.37%
33 Brown Advisory Securities, LLC 10,700 262,000 0.33%
34 VSR Financial Services, Inc. 9,406 231,000 0.29%
35 US BANCORP \DE\ 8,936 219,000 0.27%
36 SIT INVESTMENT ASSOCIATES INC 8,400 206,000 0.26%
37 B. Riley Wealth Management, Inc. 2,928 71,000 0.09%
38 MSI Financial Services Inc 2,590 64,000 0.08%
39 FIFTH THIRD BANCORP 2,000 49,000 0.06%
40 Tower Research Capital LLC (TRC) 1,455 36,000 0.04%
41 B. Riley Wealth Advisors, Inc. 1,350 33,000 0.04%
42 Winslow, Evans & Crocker, Inc. 900 22,104 0.03%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 450 11,000 0.01%
44 Blume Capital Management, Inc. 400 10,000 0.01%
45 PINNACLE FINANCIAL PARTNERS INC 378 9,000 0.01%
46 Stanford Investment Group, Inc. 200 5,000 0.01%
47 WFG Advisors, LP 180 4,000 0.00%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 105 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.