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Institutional Investment Manager
Allworth Financial LP
Allworth Financial LP (CIK: 0001555170) incorporated in California, located at 340 Palladio Pkwy, Folsom, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 720 holdings with a total value of $987,122,000.
#
Name
Shares
Value ($)
%
Options
Notes
651 VMWARE INC 15 1,000 0.00%
652 ADVANSIX INC 23 1,000 0.00%
653 AVIS BUDGET GROUP 20 1,000 0.00%
654 SELECT SECTOR SPDR TR 26 1,000 0.00%
655 YELP INC 15 1,000 0.00%
656 SPDR SERIES TRUST 19 1,000 0.00%
657 IMAX CORP 43 1,000 0.00%
658 SELECT SECTOR SPDR TR 18 1,000 0.00%
659 BLACKROCK INTL GRWTH & INC T 245 1,000 0.00% PRN
660 CARE CAP PPTYS INC 48 1,000 0.00%
661 ANHEUSER BUSCH INBEV SA/NV 9 1,000 0.00%
662 ISHARES 7-10 YEAR TREASURY BOND ETF 12 1,000 0.00%
663 SHIP FINANCE INTERNATIONAL L 100 1,000 0.00%
664 ACCO BRANDS CORPORATION COM 82 1,000 0.00%
665 THERAPEUTICSMD INC 100 1,000 0.00%
666 AVIAT NETWORKS INCORPORATED COM NEW 2 0 0.00%
667 Pandora Media Inc 18 0 0.00%
668 ENSCO PLC 47 0 0.00%
669 TANZANIAN ROYALTY EXPL CORP 200 0 0.00%
670 TTM TECHNOLOGIES 25 0 0.00%
671 OTELCO INC 5 0 0.00%
672 CEMEX SAB DE CV 58 0 0.00%
673 CEL SCI CORP 3,020 0 0.00%
674 ABERCROMBIE & FITCH CO 6 0 0.00%
675 JOINT CORP COM 86 0 0.00%
676 MFC BANCORP LTD 11 0 0.00%
677 SYNGENTA AG 6 0 0.00%
678 MALLINCKRODT PUB LTD CO 6 0 0.00%
679 TEMPLETON EMERGING COM 12 0 0.00%
680 HUNTINGTON INGALLS INDS INC 1 0 0.00%
681 TARGA RES CORP 2 0 0.00%
682 MONEYGRAM INTL INC COM NEW 16 0 0.00%
683 ADVANTAGE OIL & GAS LTD 28 0 0.00%
684 IMATION CORP 20 0 0.00%
685 CROSS TIMBERS RTY TR 1 0 0.00%
686 PIMCO STRATEGIC INCOME FD 18 0 0.00%
687 LULULEMON ATHLETICA INC 7 0 0.00%
688 WESTERN ASSET EMERGING MKTS 7 0 0.00% PRN
689 TRANSOCEAN LTD 26 0 0.00%
690 The McClatchy Company 21 0 0.00%
691 PETROLEO BRASILEIRO SA PETRO 10 0 0.00%
692 NEWMONT CORP 12 0 0.00%
693 VIVUS INC 250 0 0.00%
694 HARMONY GOLD MINING CO LTD 6 0 0.00%
695 TIME INC NEW 10 0 0.00%
696 LUMENTUM HLDGS INC COM 3 0 0.00%
697 AES TRUST III PFD CV 6.75 6 0 0.00%
698 DENISON MINES CORP 124 0 0.00%
699 TG THERAPEUTICS INC COM 62 0 0.00%
700 WMI HOLDINGS CORP. 29 0 0.00%
Page 14 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-004133, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.