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PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 48 Institutional holders with a total value of $21,294,053.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 670,006 5,936,000 27.88%
2 MSI Financial Services Inc 230,033 2,022,000 9.50%
3 Commonwealth Equity Services, Inc 212,871 1,871,000 8.79%
4 SII INVESTMENTS INC/WI 147,334 1,294,000 6.08%
5 Laurion Capital Management LP 139,618 1,227,000 5.76%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 125,535 1,103,000 5.18%
7 MORGAN STANLEY 121,488 1,068,000 5.02%
8 UBS Group AG 97,966 861,000 4.04%
9 Cambridge Investment Research Advisors, Inc. 91,252 802,000 3.77%
10 BANK OF AMERICA CORP /DE/ 55,586 488,000 2.29%
11 ROYAL BANK OF CANADA 51,640 454,000 2.13%
12 CETERA INVESTMENT ADVISERS 48,127 423,000 1.99%
13 Brick & Kyle, Associates 40,720 358,000 1.68%
14 RAYMOND JAMES & ASSOCIATES 40,212 353,000 1.66%
15 Stratos Wealth Partners, LTD. 30,000 264,000 1.24%
16 AMERIPRISE FINANCIAL INC 29,814 262,000 1.23%
17 NATIONAL PLANNING CORP 24,847 229,000 1.08%
18 Raymond James Financial Services Advisors, Inc. 25,499 224,000 1.05%
19 Virtu KCG Holdings LLC 24,672 217,000 1.02%
20 Squarepoint Ops LLC 21,300 187,000 0.88%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 20,474 180,000 0.85%
22 STIFEL FINANCIAL CORP 17,371 153,000 0.72%
23 WELLS FARGO & COMPANY/MN 16,219 142,000 0.67%
24 Private Advisor Group, LLC 15,624 140,000 0.66%
25 INVESTMENT CENTERS OF AMERICA INC 15,074 133,000 0.62%
26 GUGGENHEIM CAPITAL LLC 12,928 114,000 0.54%
27 HOLLOWAY WEALTH MANAGEMENT, LLC 12,792 112,000 0.53% PRN
28 Creative Planning 12,275 108,000 0.51%
29 Frontier Wealth Management LLC 11,750 103,000 0.48%
30 ANCHOR INVESTMENT MANAGEMENT, LLC 10,300 90,537 0.43%
31 ADVISOR GROUP, INC. 7,249 64,000 0.30%
32 Clearbridge Investments, LLC 6,394 56,000 0.26%
33 PNC FINANCIAL SERVICES GROUP, INC. 6,136 54,000 0.25%
34 NEXT Financial Group, Inc 6,070 53,000 0.25%
35 GENEOS WEALTH MANAGEMENT INC. 4,823 42,000 0.20%
36 FineMark National Bank & Trust 2,800 25,000 0.12%
37 SOWELL FINANCIAL SERVICES LLC 2,597 24,000 0.11%
38 REILLY FINANCIAL ADVISORS, LLC 1,500 13,000 0.06%
39 FIFTH THIRD BANCORP 1,350 12,000 0.06%
40 IFP ADVISORS, INC 1,345 12,000 0.06%
41 PARALLEL ADVISORS, LLC 800 7,000 0.03%
42 PENSERRA CAPITAL MANAGEMENT LLC 676 5,000 0.02%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 487 4,000 0.02%
44 Winslow, Evans & Crocker, Inc. 400 3,516 0.02%
45 CITIGROUP INC 150 1,000 0.00%
46 LEE FINANCIAL CORP 5 0 0.00% PRN
47 YORKBRIDGE WEALTH PARTNERS, LLC 5 0 0.00%
48 Allworth Financial LP 18 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.