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Institutional Investment Manager
Carnick & Kubik, LLC
Carnick & Kubik, LLC (CIK: 0001555900) incorporated in Colorado, located at 675 Southpointe Court, Suite 102, Colorado Springs, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 408 holdings with a total value of $142,869,768.
#
Name
Shares
Value ($)
%
Options
Notes
1 AOXING PHARMACEUTICAL CO INC 150 222 0.00%
2 Navidea Biopharm Inc 150 342 0.00%
3 ROVI CORP COM EXCHANGEDFOR CU 38 399 0.00%
4 ORGANOVO HLDGS INC 150 402 0.00%
5 ONCOTHYREON INC COM N/C EFF 6/ 150 411 0.00%
6 Arrowhead Pharma Inc 75 432 0.00%
7 ZIOPHARM ONCOLOGY INC 50 451 0.00%
8 GAP 18 513 0.00%
9 SIRIUS XM HOLDINGS INC 150 561 0.00%
10 ENVIVIO INC 150 614 0.00%
11 URANIUM ENERGY CORP 750 750 0.00%
12 GABELLI MULTIMEDIA TR INC 100 753 0.00%
13 MMA CAP MGMT LLC 60 784 0.00%
14 MEDIDATA SOLUTIONS INC 20 842 0.00%
15 EQUUS TOTAL RETURN INC 504 882 0.00%
16 MOTOROLA SOLUTIONS INC 14 957 0.00%
17 DU PONT E I DE NEMOURS & CO 20 964 0.00%
18 CONSOLIDATED EDISON INC 15 1,003 0.00%
19 VIVINT SOLAR INC 100 1,048 0.00%
20 HUNTINGTON BANCSHARES INC 109 1,155 0.00%
21 CONSTELLIUM NV CL A 200 1,212 0.00%
22 PPG INDS INC 16 1,403 0.00%
23 LADDER CAP CORP 100 1,432 0.00%
24 EXPRESS SCRIPTS HLDG CO 19 1,538 0.00%
25 DIREXION SHS ETF TR- 62 1,587 0.00%
26 IAMGOLD CORP 1,000 1,630 0.00%
27 AMERICAN WTR WKS CO INC NEW 30 1,652 0.00%
28 BOX SHIPS INCORPORATE 2,900 1,677 0.00%
29 MELCO ENTMT ADR 150 2,064 0.00%
30 NEW SR INVEST GRP INC COM 200 2,092 0.00%
31 XCEL ENERGY INC 60 2,132 0.00%
32 CELGENE CORP 20 2,163 0.00%
33 IQ Merger Arbitrage Etc 80 2,225 0.00%
34 PROSPECT CAPITAL CORPORATION 320 2,282 0.00%
35 SCHWAB US TIPS ETF 45 2,415 0.00%
36 SCHWAB US AGGREGATE BOND ETF 50 2,607 0.00%
37 STRATASYS LTD 100 2,649 0.00%
38 TARGET CORP 35 2,753 0.00%
39 ISHARES SILVER TR 200 2,774 0.00%
40 TIME WARNER INC NEW 16 2,870 0.00%
41 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 3,192 2,937 0.00%
42 ENCANA CORP 460 2,962 0.00%
43 PHYSICIANS RLTY TR 200 3,018 0.00%
44 ETFS PHYSICAL PRECIOUS METAL BASKET SHARES 55 3,043 0.00%
45 ISHARES TR 32 3,086 0.00%
46 REGIONS FINANCIAL CORP NEW 350 3,154 0.00%
47 TRANSCANADA CORP 100 3,158 0.00%
48 WP GLIMCHER IN COM 300 3,498 0.00%
49 HOME PROPERTIES INC 50 3,738 0.00%
50 Intuit Inc 20 3,803 0.00%
Page 1 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-15-006027, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.