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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 45 Institutional holders with a total value of $80,578,548.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 567,655 15,786,000 19.59%
2 Composition Wealth, LLC 408,058 11,348,000 14.08%
3 RAYMOND JAMES & ASSOCIATES 295,700 8,223,000 10.20%
4 MORGAN STANLEY 283,759 7,891,000 9.79%
5 Commonwealth Equity Services, Inc 187,666 5,219,000 6.48%
6 JOHNSON INVESTMENT COUNSEL INC 151,845 4,222,000 5.24%
7 STRINGER ASSET MANAGEMENT, LLC 148,556 4,131,000 5.13%
8 AVIANCE CAPITAL MANAGEMENT, LLC 91,409 2,542,000 3.15%
9 Carroll Financial Associates, Inc. 90,809 2,517,000 3.12%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,754 2,135,000 2.65%
11 First Allied Advisory Services, Inc. 65,612 1,838,000 2.28%
12 Stonehearth Capital Management, LLC 63,474 1,765,000 2.19%
13 Hilltop Holdings Inc. 52,469 1,459,000 1.81%
14 Cambridge Investment Research Advisors, Inc. 48,530 1,350,000 1.68%
15 BANK OF AMERICA CORP /DE/ 46,888 1,304,000 1.62%
16 Orion Porfolio Solutions, LLC 40,311 1,121,000 1.39%
17 JPMORGAN CHASE & CO 35,952 1,000,000 1.24%
18 LPL Financial LLC 26,582 739,000 0.92%
19 ENVESTNET ASSET MANAGEMENT INC 24,102 670,000 0.83%
20 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 18,945 527,000 0.65%
21 Transamerica Financial Advisors, LLC 18,903 526,000 0.65%
22 ROYAL BANK OF CANADA 16,060 447,000 0.55%
23 Argentus Capital Management, LLC 13,692 381,000 0.47%
24 MassMutual Private Wealth & Trust, FSB 13,569 372,323 0.46%
25 Strategic Capital Alternatives LLC 12,679 353,000 0.44%
26 SII INVESTMENTS INC/WI 12,386 345,000 0.43%
27 HENGEHOLD CAPITAL MANAGEMENT LLC 12,234 340,000 0.42%
28 AMERIPRISE FINANCIAL INC 12,196 339,000 0.42%
29 JANE STREET GROUP, LLC 10,045 279,000 0.35%
30 CIDEL ASSET MANAGEMENT INC 9,795 272,000 0.34%
31 PALLADIEM, LLC 9,090 253,000 0.31%
32 Virtu KCG Holdings LLC 8,804 245,000 0.30%
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 8,450 235,000 0.29%
34 TOCQUEVILLE ASSET MANAGEMENT L.P. 7,250 202,000 0.25%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 2,562 71,000 0.09%
36 VALLEY NATIONAL ADVISERS INC 1,733 48,000 0.06%
37 AMERICAN INTERNATIONAL GROUP, INC. 908 25,000 0.03%
38 BANK OF MONTREAL /CAN/ 795 22,000 0.03%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 603 17,000 0.02%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 318 9,000 0.01%
41 MSI Financial Services Inc 268 7,000 0.01%
42 Carnick & Kubik, LLC 80 2,225 0.00%
43 COLONY GROUP LLC 21 1,000 0.00%
44 Tower Research Capital LLC (TRC) 10 0 0.00%
45 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.