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ETFS PHYSICAL
ETFS PHYSICAL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $32,553,043.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 177,966 9,847,000 30.25%
2 UBS Group AG 88,049 4,872,000 14.97%
3 Courage Miller Partners, LLC 75,651 4,186,000 12.86%
4 FIFTH THIRD BANCORP 42,850 2,371,000 7.28%
5 MORGAN STANLEY 30,527 1,689,000 5.19%
6 BANK OF AMERICA CORP /DE/ 26,920 1,489,000 4.57%
7 Virtu Financial LLC 23,133 1,280,000 3.93%
8 Advisory Alpha, LLC 20,506 1,135,000 3.49%
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 17,695 1,021,000 3.14%
10 Virtu KCG Holdings LLC 13,855 767,000 2.36%
11 LPL Financial LLC 12,988 744,000 2.29%
12 AMERIPRISE FINANCIAL INC 8,533 473,000 1.45%
13 Commonwealth Equity Services, Inc 8,485 469,000 1.44%
14 WELLS FARGO & COMPANY/MN 7,746 429,000 1.32%
15 Cambridge Investment Research Advisors, Inc. 6,166 341,000 1.05%
16 Cutter & CO Brokerage, Inc. 5,425 300,000 0.92%
17 M&T BANK CORP 3,892 250,000 0.77%
18 Fernwood Investment Management, LLC 4,100 227,000 0.70%
19 Gradient Investments LLC 4,069 225,000 0.69%
20 JANE STREET GROUP, LLC 4,073 225,000 0.69%
21 PNC FINANCIAL SERVICES GROUP, INC. 1,253 68,000 0.21%
22 ROYAL BANK OF CANADA 785 43,000 0.13%
23 AMERICAN INTERNATIONAL GROUP, INC. 600 33,000 0.10%
24 MSI Financial Services Inc 240 13,000 0.04%
25 CITIGROUP INC 235 13,000 0.04%
26 BANK OF MONTREAL /CAN/ 120 7,000 0.02%
27 Horrell Capital Management, Inc. 500 7,000 0.02%
28 US BANCORP \DE\ 129 7,000 0.02%
29 GUPTA WEALTH MANAGEMENT LLC 100 6,000 0.02%
30 NewSquare Capital LLC 85 5,000 0.02%
31 Smithfield Trust Co 77 4,000 0.01%
32 Carnick & Kubik, LLC 55 3,043 0.01%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 50 3,000 0.01%
34 Brookstone Capital Management 19 1,000 0.00%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.