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Institutional Investment Manager
Carnick & Kubik, LLC
Carnick & Kubik, LLC (CIK: 0001555900) incorporated in Colorado, located at 675 Southpointe Court, Suite 102, Colorado Springs, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 408 holdings with a total value of $142,869,768.
#
Name
Shares
Value ($)
%
Options
Notes
51 SOLARCITY CORP 90 3,844 0.00%
52 GENERAL MTRS CO 131 3,937 0.00%
53 VANGUARD WORLD FDS 50 3,941 0.00%
54 MYLAN INC 100 4,026 0.00%
55 CONTAINER STORE GROUP INC 300 4,224 0.00%
56 EATON VANCE TX MNG BY WRT OP 300 4,260 0.00%
57 SEADRILL LIMITED 750 4,425 0.00%
58 CITIGROUPINC 90 4,465 0.00%
59 TIME WARNER INC 66 4,538 0.00%
60 SELECT SECTOR SPDR TR 114 4,551 0.00%
61 FREEPORT-MCMORAN INC 488 4,729 0.00%
62 COCA COLA ENTERPRISES INC NE COM 100 4,835 0.00%
63 STAPLES INC 450 5,279 0.00%
64 UNITED DEV FDG IV COM 301 5,293 0.00%
65 EXCHANGE TRADED CONCEPTS TR 300 5,337 0.00%
66 ISHARES GOLD TRUST 500 5,390 0.00%
67 ARK ETF TR INNOVATION ETF 300 5,637 0.00%
68 PLAINS ALL AMERN PIPELINE L 186 5,651 0.00%
69 ROYCE MICRO CAP TR INC 745 5,766 0.00%
70 FORD MTR CO DEL 425 5,767 0.00%
71 3-D SYS CORP DEL 500 5,775 0.00%
72 SEABRIDGE GOLD INC 1,000 5,800 0.00%
73 SILVER WHEATON CORP 500 6,005 0.00%
74 LMP REAL ESTATE INCOME FD INC COM 500 6,140 0.00%
75 Vaneck Vectors Gold 450 6,183 0.00%
76 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 500 6,355 0.00%
77 BLACKROCK DEBT STRAT FD INC COM 1,948 6,506 0.00%
78 Arena Pharmaceuticals, Inc 3,500 6,685 0.00%
79 CERNER CORP 117 7,015 0.00%
80 ENSCO PLC 500 7,040 0.00%
81 SUPERVALU INC 1,000 7,180 0.01%
82 EATON VANCE TAX MANAGED DIVE 700 7,196 0.01%
83 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 500 7,220 0.01%
84 STAG INDL INC 400 7,284 0.01%
85 TORTOISE ENERGY INDEPENDENC 600 7,494 0.01%
86 ISHARES INC 420 7,526 0.01%
87 CANADIAN NAT RES LTD 400 7,780 0.01%
88 SYSCO CORP 200 7,794 0.01%
89 NUVEEN CR STRATEGIES INCOME FD COM SHS 1,000 7,980 0.01%
90 IONIS PHARMACEUTICAL 200 8,084 0.01%
91 COHEN STEERS SELECT PFD 350 8,155 0.01%
92 RETAIL OPPORTUNITY INVTS COR 500 8,270 0.01%
93 ACE LTD 80 8,272 0.01%
94 FIRST INDL RLTY TR INC 400 8,380 0.01%
95 WISDOMTREE ETF AUSTRALIA DIVIDEND FD 200 8,380 0.01%
96 Warren Resources Inc 17,500 8,565 0.01%
97 ISHARES TR 80 8,722 0.01%
98 NETFLIX INC 90 9,293 0.01%
99 ISHARES TR 88 9,643 0.01%
100 PROSHARES TR 400 9,808 0.01%
Page 2 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-15-006027, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.