| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,082,213 | 32,576,000 | 9.72% | ||
| 2 | Karpus Management, Inc. | 2,907,801 | 23,204,000 | 6.92% | ||
| 3 | Invesco Ltd. | 2,755,962 | 21,993,000 | 6.56% | ||
| 4 | MORGAN STANLEY | 2,223,985 | 17,747,000 | 5.29% | ||
| 5 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,102,768 | 16,780,000 | 5.01% | ||
| 6 | PRIVATE MANAGEMENT GROUP INC | 2,101,418 | 16,769,000 | 5.00% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 1,710,276 | 13,648,000 | 4.07% | ||
| 8 | JPMORGAN CHASE & CO | 1,682,900 | 13,430,000 | 4.01% | ||
| 9 | NEWGATE CAPITAL MANAGEMENT LLC | 1,640,022 | 13,006,000 | 3.88% | ||
| 10 | 1832 Asset Management L.P. | 1,564,300 | 12,530,000 | 3.74% | ||
| 11 | COHEN & STEERS, INC. | 1,494,812 | 11,929,000 | 3.56% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 1,481,763 | 11,826,000 | 3.53% | ||
| 13 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,232,326 | 9,834,000 | 2.93% | ||
| 14 | CITIGROUP INC | 1,191,273 | 9,506,000 | 2.84% | ||
| 15 | WELLS FARGO & COMPANY/MN | 1,123,808 | 8,968,000 | 2.68% | ||
| 16 | UBS Group AG | 1,047,687 | 8,361,000 | 2.49% | ||
| 17 | Tortoise Investment Management, LLC | 999,624 | 7,977,000 | 2.38% | ||
| 18 | Advisors Asset Management, Inc. | 966,430 | 7,712,000 | 2.30% | ||
| 19 | EATON VANCE MANAGEMENT | 952,498 | 7,601,000 | 2.27% | ||
| 20 | ROYAL BANK OF CANADA | 693,617 | 5,536,000 | 1.65% | ||
| 21 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 663,578 | 5,295,000 | 1.58% | ||
| 22 | ENVESTNET ASSET MANAGEMENT INC | 634,720 | 5,065,000 | 1.51% | ||
| 23 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 502,864 | 4,015,000 | 1.20% | ||
| 24 | AQR ARBITRAGE LLC | 480,099 | 3,831,000 | 1.14% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 367,524 | 2,933,000 | 0.87% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 347,427 | 2,772,000 | 0.83% | ||
| 27 | JANUS HENDERSON GROUP PLC | 331,200 | 2,643,000 | 0.79% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 306,367 | 2,445,000 | 0.73% | ||
| 29 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 298,206 | 2,380,000 | 0.71% | ||
| 30 | Yorktown Management & Research Co Inc | 274,000 | 2,187,000 | 0.65% | ||
| 31 | BlueSpruce Investments, LP | 261,997 | 2,091,000 | 0.62% | ||
| 32 | ZAZOVE ASSOCIATES LLC | 248,024 | 1,979,000 | 0.59% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 247,945 | 1,978,000 | 0.59% | ||
| 34 | STIFEL FINANCIAL CORP | 213,130 | 1,701,000 | 0.51% | ||
| 35 | CORNERSTONE ADVISORS INC | 201,766 | 1,610,000 | 0.48% | ||
| 36 | DUBUQUE BANK & TRUST CO | 198,852 | 1,587,000 | 0.47% | ||
| 37 | FIRST TRUST ADVISORS LP | 192,712 | 1,538,000 | 0.46% | ||
| 38 | LPL Financial LLC | 191,153 | 1,502,000 | 0.45% | ||
| 39 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 168,853 | 1,348,000 | 0.40% | ||
| 40 | Raymond James Financial Services Advisors, Inc. | 163,240 | 1,303,000 | 0.39% | ||
| 41 | CREDIT SUISSE AG/ | 161,880 | 1,292,000 | 0.39% | ||
| 42 | DRW Securities, LLC | 112,400 | 897,000 | 0.27% | ||
| 43 | RELATIVE VALUE PARTNERS GROUP, LLC | 107,095 | 855,000 | 0.26% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 96,876 | 773,000 | 0.23% | ||
| 45 | AMERIPRISE FINANCIAL INC | 89,417 | 714,000 | 0.21% | ||
| 46 | Mariner, LLC | 85,643 | 684,000 | 0.20% | ||
| 47 | SHEPHERD KAPLAN KROCHUK, LLC | 79,700 | 636,000 | 0.19% | ||
| 48 | Sunbelt Securities, Inc. | 79,478 | 634,120 | 0.19% | ||
| 49 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 59,800 | 477,000 | 0.14% | ||
| 50 | DOLIVER ADVISORS, LP | 58,723 | 469,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
