| 1 |
Bulldog Investors, LLP |
1,927,142 |
23,665,000 |
43.68% |
|
|
| 2 |
MARINER INVESTMENT GROUP LLC |
401,255 |
4,927,000 |
9.09% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
337,321 |
4,142,000 |
7.64% |
|
|
| 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
283,877 |
3,489,000 |
6.44% |
|
|
| 5 |
ICON ADVISERS INC/CO |
244,748 |
3,006,000 |
5.55% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
169,593 |
2,082,000 |
3.84% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
132,096 |
1,622,000 |
2.99% |
|
|
| 8 |
Advisors Asset Management, Inc. |
131,600 |
1,616,000 |
2.98% |
|
|
| 9 |
CORNERSTONE ADVISORS INC |
121,833 |
1,496,000 |
2.76% |
|
|
| 10 |
MORGAN STANLEY |
117,712 |
1,445,000 |
2.67% |
|
|
| 11 |
Yakira Capital Management, Inc. |
94,430 |
1,160,000 |
2.14% |
|
SH |
| 12 |
DOLIVER ADVISORS, LP |
71,849 |
882,000 |
1.63% |
|
|
| 13 |
UBS Group AG |
52,994 |
651,000 |
1.20% |
|
|
| 14 |
Cetera Advisor Networks LLC |
51,591 |
633,000 |
1.17% |
|
|
| 15 |
PNC FINANCIAL SERVICES GROUP, INC. |
50,000 |
614,000 |
1.13% |
|
|
| 16 |
CMT TRADING LLC |
27,472 |
337,000 |
0.62% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
25,746 |
316,000 |
0.58% |
|
|
| 18 |
LPL Financial LLC |
24,067 |
305,000 |
0.56% |
|
|
| 19 |
RAYMOND JAMES & ASSOCIATES |
23,798 |
292,000 |
0.54% |
|
|
| 20 |
Raymond James Financial Services Advisors, Inc. |
21,885 |
269,000 |
0.50% |
|
|
| 21 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
21,360 |
262,000 |
0.48% |
|
|
| 22 |
AMERIPRISE FINANCIAL INC |
16,477 |
202,000 |
0.37% |
|
|
| 23 |
ROYAL BANK OF CANADA |
14,140 |
174,000 |
0.32% |
|
|
| 24 |
WEDBUSH SECURITIES INC |
12,820 |
157,000 |
0.29% |
|
|
| 25 |
King Wealth Management Group |
11,487 |
141,000 |
0.26% |
|
|
| 26 |
WOLVERINE ASSET MANAGEMENT LLC |
8,220 |
100,000 |
0.18% |
|
|
| 27 |
Blume Capital Management, Inc. |
4,714 |
58,000 |
0.11% |
|
|
| 28 |
MSI Financial Services Inc |
3,750 |
46,000 |
0.08% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,000 |
37,000 |
0.07% |
|
|
| 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,400 |
29,000 |
0.05% |
|
|
| 31 |
Pinnacle Summer Investments, Inc. |
814 |
10,000 |
0.02% |
|
|
| 32 |
CLOUGH CAPITAL PARTNERS L P |
700 |
9,000 |
0.02% |
|
|
| 33 |
Carnick & Kubik, LLC |
500 |
6,140 |
0.01% |
|
|
| 34 |
CITIGROUP INC |
100 |
1,000 |
0.00% |
|
|
| 35 |
Tower Research Capital LLC (TRC) |
10 |
0 |
0.00% |
|
|
