Dark
Light
System
Security
EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 22 Institutional holders with a total value of $9,838,718.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 120,820 2,150,000 21.85%
2 CITADEL ADVISORS LLC 94,239 1,677,000 17.04%
3 Commonwealth Equity Services, Inc 69,445 1,235,000 12.55%
4 SNS Financial Group, LLC 63,691 1,133,000 11.52%
5 LPL Financial LLC 37,139 672,000 6.83%
6 JANE STREET GROUP, LLC 37,437 666,000 6.77%
7 LVZ, Inc. 35,315 628,000 6.38%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,165 359,000 3.65%
9 ADELL HARRIMAN & CARPENTER INC 15,600 277,524 2.82%
10 GOLDMAN SACHS GROUP INC 13,370 238,000 2.42%
11 ROYAL BANK OF CANADA 12,647 225,000 2.29%
12 CAHILL FINANCIAL ADVISORS INC 11,410 203,000 2.06%
13 VSR Financial Services, Inc. 11,217 200,000 2.03%
14 Carroll Financial Associates, Inc. 3,400 64,000 0.65%
15 WFG Advisors, LP 2,267 40,000 0.41%
16 UBS Group AG 2,210 39,000 0.40%
17 MSI Financial Services Inc 820 15,000 0.15%
18 Carnick & Kubik, LLC 300 5,337 0.05%
19 Simplicity Solutions, LLC 273 4,857 0.05%
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 4,000 0.04%
21 Windsor Capital Management, LLC 200 3,000 0.03%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.