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Institutional Investment Manager
Shamrock Asset Management LLC
Shamrock Asset Management LLC (CIK: 0001555909) incorporated in Texas, located at 14643 Dallas Parkway, Suite 570, Dallas, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 298 holdings with a total value of $322,352,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 0 0 0.00%
2 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 1 0 0.00%
3 SPDR DOW JONES REIT ETF 0 0 0.00%
4 Alcatel Lucent Adr 3 0 0.00%
5 PUT (PGH) PENGROWTH ENERGY JAN 17 15 $6 (100 SHS) 13 0 0.00% Put
6 VANGUARD INDEX FDS 0 0 0.00%
7 MALLINCKRODT PUB LTD CO 1 0 0.00%
8 CALAMOS CONV OPPORTUNITIES & 0 0 0.00%
9 SELECT SECTOR SPDR TR 0 0 0.00%
10 YOU ON DEMAND HLDGS INC 1 0 0.00%
11 Pentair plc 3 0 0.00%
12 VANGUARD WORLD FDS 0 0 0.00%
13 Adt Corp 7 0 0.00%
14 WHIRLPOOL CORP 0 0 0.00%
15 WESTPORT FUEL SYSTEMS INC 9 0 0.00%
16 ZWEIG TOTAL RETURN FD INC 3 0 0.00%
17 SPDR INDEX SHS FDS 0 0 0.00%
18 VANGUARD INDEX FDS 0 0 0.00%
19 COVIDIEN PLC 15 1,000 0.00%
20 TE CONNECTIVITY LTD 15 1,000 0.00%
21 TYCO INTL LTD. 15 1,000 0.00%
22 CATALYST PHARMACEUTICALS INC 200 1,000 0.00%
23 NOW INC 25 1,000 0.00%
24 EATON CORP PLC 15 1,000 0.00%
25 ALLEGION PUB LTD CO 16 1,000 0.00%
26 CUMMINS INC 8 1,000 0.00%
27 FRONTIER COMMUNICATIONS CORP 187 1,000 0.00%
28 BAIDU INC 3 1,000 0.00%
29 GERON CORP 250 1,000 0.00%
30 TARGACEPT INC 400 2,000 0.00%
31 MICROSOFT CORP 39 2,000 0.00%
32 DREAMWORKS ANIMATION SKG INC 100 2,000 0.00%
33 INTERPUBLIC GROUP COS INC 87 2,000 0.00%
34 FIRST TR EXCHANGE TRADED FD 62 2,000 0.00%
35 VANGUARD WHITEHALL FDS 24 2,000 0.00%
36 SAN JUAN BASIN RTY TR 167 3,000 0.00%
37 CAPSTEAD MTG CORP COM NO PAR 250 3,000 0.00%
38 ISHARES TR 3YRTB ETF 31 3,000 0.00%
39 AMERICAN ELEC PWR INC 62 3,000 0.00%
40 INGERSOLL-RAND PLC 50 3,000 0.00%
41 VANGUARD WORLD FD 38 4,000 0.00%
42 ATLAS AIR WORLDWIDE HLDGS IN 100 4,000 0.00%
43 ISHARES TR 34 4,000 0.00%
44 WEIBO CORP 250 5,000 0.00%
45 CHINA MOBILE LIMITED 100 5,000 0.00%
46 LUMEN TECHNOLOGIES INC 153 6,000 0.00%
47 BABCOCK & WILCOX COMPANY 200 6,000 0.00%
48 BRISTOL MYERS SQUIBB CO 133 6,000 0.00%
49 ISHARES MSCI ACWI EX US IDX FD 150 7,000 0.00%
50 OWENS-ILLINOIS, INC. 200 7,000 0.00%
Page 1 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-14-004510, filed 2014.08.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.