| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,816,152 |
40,524,000 |
24.62% |
|
|
| 2 |
Karpus Management, Inc. |
2,434,137 |
35,027,000 |
21.28% |
|
|
| 3 |
Relative Value Partners, LLC |
2,243,037 |
32,277,000 |
19.61% |
|
|
| 4 |
Ancora Advisors LLC |
717,990 |
10,332,000 |
6.28% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
710,174 |
10,219,000 |
6.21% |
|
|
| 6 |
MORGAN STANLEY |
526,156 |
7,571,000 |
4.60% |
|
|
| 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
357,273 |
5,141,000 |
3.12% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
331,847 |
4,776,000 |
2.90% |
|
|
| 9 |
SG Americas Securities, LLC |
159,885 |
2,301,000 |
1.40% |
|
|
| 10 |
PNC FINANCIAL SERVICES GROUP, INC. |
130,880 |
1,883,000 |
1.14% |
|
|
| 11 |
1607 Capital Partners, LLC |
119,995 |
1,727,000 |
1.05% |
|
|
| 12 |
Thomas J. Herzfeld Advisors, Inc. |
100,203 |
1,442,000 |
0.88% |
|
|
| 13 |
MARINER INVESTMENT GROUP LLC |
94,531 |
1,360,000 |
0.83% |
|
|
| 14 |
REGIONS FINANCIAL CORP |
92,500 |
1,331,000 |
0.81% |
|
|
| 15 |
STIFEL FINANCIAL CORP |
92,399 |
1,330,000 |
0.81% |
|
|
| 16 |
First Allied Advisory Services, Inc. |
91,145 |
1,311,000 |
0.80% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
59,897 |
862,000 |
0.52% |
|
|
| 18 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
50,745 |
730,000 |
0.44% |
|
|
| 19 |
LPL Financial LLC |
45,754 |
658,000 |
0.40% |
|
|
| 20 |
CSS LLC/IL |
45,143 |
650,000 |
0.39% |
|
|
| 21 |
DOLIVER ADVISORS, LP |
41,959 |
604,000 |
0.37% |
|
|
| 22 |
Grantham, Mayo, Van Otterloo & Co. LLC |
35,872 |
516,000 |
0.31% |
|
|
| 23 |
Independence Trust CO |
29,141 |
419,000 |
0.25% |
|
|
| 24 |
GUGGENHEIM CAPITAL LLC |
23,898 |
344,000 |
0.21% |
|
|
| 25 |
NEW ENGLAND SECURITIES CORP /MA/ |
18,471 |
266,000 |
0.16% |
|
|
| 26 |
CADENCE BANK NA |
14,592 |
210,000 |
0.13% |
|
|
| 27 |
UBS AG |
10,381 |
149,000 |
0.09% |
|
|
| 28 |
US BANCORP \DE\ |
7,296 |
105,000 |
0.06% |
|
|
| 29 |
B. Riley Wealth Advisors, Inc. |
6,900 |
99,288 |
0.06% |
|
|
| 30 |
Creative Planning |
6,201 |
89,000 |
0.05% |
|
|
| 31 |
ROYAL BANK OF CANADA |
6,179 |
89,000 |
0.05% |
|
|
| 32 |
WESTPORT RESOURCES MANAGEMENT INC |
5,000 |
72,000 |
0.04% |
|
|
| 33 |
CITIGROUP INC |
3,687 |
53,000 |
0.03% |
|
|
| 34 |
AMERIPRISE FINANCIAL INC |
1,500 |
40,000 |
0.02% |
|
|
| 35 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,421 |
34,838 |
0.02% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,548 |
22,000 |
0.01% |
|
|
| 37 |
OPTIMUM INVESTMENT ADVISORS |
1,000 |
14,000 |
0.01% |
|
|
| 38 |
Plante Moran Financial Advisors, LLC |
895 |
13,000 |
0.01% |
|
|
| 39 |
WASHINGTON TRUST BANK |
553 |
8,000 |
0.00% |
|
|
| 40 |
KANALY TRUST CO |
468 |
7,000 |
0.00% |
|
|
| 41 |
MSI Financial Services Inc |
64 |
1,000 |
0.00% |
|
|
| 42 |
Shamrock Asset Management LLC |
3 |
0 |
0.00% |
|
|
