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Institutional Investment Manager
Shamrock Asset Management LLC
Shamrock Asset Management LLC (CIK: 0001555909) incorporated in Texas, located at 14643 Dallas Parkway, Suite 570, Dallas, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 298 holdings with a total value of $322,352,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 BABCOCK & WILCOX COMPANY 200 6,000 0.00%
252 LUMEN TECHNOLOGIES INC 153 6,000 0.00%
253 BRISTOL MYERS SQUIBB CO 133 6,000 0.00%
254 WEIBO CORP 250 5,000 0.00%
255 CHINA MOBILE LIMITED 100 5,000 0.00%
256 ATLAS AIR WORLDWIDE HLDGS INC COM NEW 100 4,000 0.00%
257 ISHARES TR 34 4,000 0.00%
258 VANGUARD WORLD FDS 38 4,000 0.00%
259 CAPSTEAD MTG CORP COM NO PAR 250 3,000 0.00%
260 INGERSOLL-RAND PLC 50 3,000 0.00%
261 AMERICAN ELEC P 62 3,000 0.00%
262 ISHARES TR 31 3,000 0.00%
263 SAN JUAN BASIN RTY TR 167 3,000 0.00%
264 VANGUARD WHITEHALL FDS 24 2,000 0.00%
265 MICROSOFT CORP 39 2,000 0.00%
266 FIRST TR EXCHANGE TRADED FD 62 2,000 0.00%
267 INTERPUBLIC GROUP COS INC 87 2,000 0.00%
268 DREAMWORKS ANIMATION SKG INC 100 2,000 0.00%
269 TARGACEPT INC 400 2,000 0.00%
270 COVIDIEN PLC 15 1,000 0.00%
271 EATON CORP PLC 15 1,000 0.00%
272 NOW INC COM 25 1,000 0.00%
273 CATALYST PHARMACEUTICALS INC 200 1,000 0.00%
274 CUMMINS INC 8 1,000 0.00%
275 GERON CORP 250 1,000 0.00%
276 ALLEGION PUB LTD CO 16 1,000 0.00%
277 BAIDU INC 3 1,000 0.00%
278 TYCO INTL LTD. 15 1,000 0.00%
279 TE CONNECTIVITY LTD 15 1,000 0.00%
280 FRONTIER COMM 187 1,000 0.00%
281 SPDR INDEX SHS FDS 0 0 0.00%
282 SELECT SECTOR SPDR TR 0 0 0.00%
283 SPDR DOW JONES REIT ETF 0 0 0.00%
284 Pentair plc 3 0 0.00%
285 PUT (PGH) PENGROWTH ENERGY JAN 17 15 $6 (100 SHS) 13 0 0.00% Put
286 VANGUARD INDEX FDS 0 0 0.00%
287 WHIRLPOOL 0 0 0.00%
288 ALCATEL SA ADR 3 0 0.00%
289 Adt Corp 7 0 0.00%
290 VANGUARD WORLD FDS 0 0 0.00%
291 WESTPORT FUEL SYSTEMS INC 9 0 0.00%
292 YOU ON DEMAND HLDGS INC 1 0 0.00%
293 Fairpoint Commun Inc Xxx (NV) 1 0 0.00%
294 MALLINCKRODT PUB LTD CO SHS 1 0 0.00%
295 ZWEIG TOTAL RETURN FD INC 3 0 0.00%
296 VANGUARD INDEX FDS 0 0 0.00%
297 ISHARES TR 0 0 0.00%
298 CALAMOS CONV OPPORTUNITIES & 0 0 0.00%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-14-004510, filed 2014.08.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.