Dark
Light
System
Institutional Investment Manager
SNS Financial Group, LLC
SNS Financial Group, LLC (CIK: 0001557485) incorporated in Minnesota, located at 43 Main Street Se, Minneapolis, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001062993-14-006515) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 NATIONAL AUTOMATION SERVICES COM 1,000,000 25 0.01%
2 SEQUENOM INC 537,618 1,597 0.52%
3 ISHARES TR 247,993 15,901 5.20%
4 ISHARES TR 202,577 8,419 2.75%
5 ISHARES TR 186,486 20,392 6.67%
6 SPDR S&P 500 ETF TR 173,408 34,165 11.18%
7 SPDR S&P 500 ETF Call Opt 09/17 260.0 161,700 33,957 11.11% Call
8 POWERSHARES QQQ TRUST 134,400 13,642 4.46% Call
9 GENERAL ELECTRIC CO 124,380 3,187 1.04%
10 UNITED STATES OIL FUND LP 123,036 4,234 1.39%
11 POWERSHARES QQQ TRUST 121,600 12,768 4.18% Call
12 CISCO SYS INC 118,573 2,984 0.98%
13 POWERSHARES QQQ TRUST 114,400 11,783 3.86% Call
14 FIRST TR EXCHANGE TRADED FD 94,844 2,040 0.67%
15 SPDR DOW JONES INDL AVRG ETF 93,210 15,852 5.19%
16 SPDR S&P 500 ETF Call Opt 09/17 260.0 86,600 17,926 5.86% Call
17 VANECK VECTORS INVT GRADE FLTG RATE ETF 83,386 2,100 0.69%
18 GENERAL MLS INC 81,489 4,111 1.35%
19 SPDR SERIES TRUST 77,296 2,372 0.78%
20 ALTRIA GROUP INC 71,557 3,287 1.08%
21 WASTE MGMT INC DEL 62,721 2,981 0.98%
22 FIRST TR EXCHANGE TRAD FD VI 60,806 1,781 0.58%
23 SELECT SECTOR SPDR TR 58,402 2,330 0.76%
24 BRISTOL MYERS SQUIBB CO 57,339 2,935 0.96%
25 YAHOO INC 56,900 1,878 0.61% Put
26 POWERSHARES QQQ TRUST 56,300 5,180 1.69% Put
27 TD AMERITRADE HLDG CORP 45,975 1,534 0.50%
28 WISDOMTREE TR 45,616 2,135 0.70%
29 JPMORGAN CHASE & CO 42,813 2,273 0.74%
30 iShares Mortgage Real Estate C 38,512 454 0.15%
31 FIRST TR EXCHANGE TRADED FD 38,437 1,877 0.61%
32 FIRST TR EXCHANGE TRADED FD 37,825 1,917 0.63%
33 ISHARES 20 YEAR TREASURY BOND ETF 37,359 4,344 1.42%
34 SELECT SECTOR SPDR TR 36,386 2,325 0.76%
35 APPLE INC 32,420 3,266 1.07%
36 PFIZER INC 31,597 934 0.31%
37 ADVISORSHARES TR 30,822 906 0.30%
38 CLOROX CO DEL 30,383 2,918 0.95%
39 VANGUARD INDEX FDS 29,516 2,121 0.69%
40 MCDONALDS CORP 29,456 2,793 0.91%
41 AT&T INC 27,577 972 0.32%
42 INTEL CORP 26,550 924 0.30%
43 ISHARES TR 22,143 1,871 0.61%
44 VERIZON COMMUNICATIONS INC 20,562 1,028 0.34%
45 SSGA ACTIVE ETF TR 19,612 964 0.32%
46 LEVEL 3 COMM 18,893 864 0.28%
47 ISHARES TR 18,558 2,025 0.66%
48 VANGUARD TAX-MANAGED FDS 18,215 724 0.24%
49 ISHARES TR 15,831 2,389 0.78%
50 ISHARES TR 14,153 1,717 0.56%
Page 1 of 3