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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 59 Institutional holders with a total value of $170,747,863.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,006,137 43,152,000 25.27%
2 WELLS FARGO & COMPANY/MN 1,174,737 25,269,000 14.80%
3 UBS AG 1,003,041 21,575,000 12.64%
4 LPL Financial LLC 698,378 14,994,000 8.78%
5 BANK OF AMERICA CORP /DE/ 513,887 11,054,000 6.47%
6 Strategic Capital Alternatives LLC 227,737 4,899,000 2.87%
7 ROYAL BANK OF CANADA 182,610 3,928,000 2.30%
8 RAYMOND JAMES & ASSOCIATES 157,528 3,388,000 1.98%
9 TRUSTMARK BANK TRUST DEPARTMENT 156,451 3,365,000 1.97%
10 STIFEL FINANCIAL CORP 151,875 3,267,000 1.91%
11 Cambridge Investment Research Advisors, Inc. 151,487 3,258,000 1.91%
12 Argentus Capital Management, LLC 109,357 2,352,000 1.38%
13 SII INVESTMENTS INC/WI 107,530 2,316,000 1.36%
14 SNS Financial Group, LLC 94,844 2,040,000 1.19%
15 Janney Montgomery Scott LLC 87,221 1,876,128 1.10%
16 AMERICAN INTERNATIONAL GROUP, INC. 83,757 1,801,615 1.06%
17 Private Harbour Investment Management & Counsel, LLC 76,625 1,648,000 0.97%
18 HL FINANCIAL SERVICES LLC 71,302 1,534,000 0.90%
19 AMERIPRISE FINANCIAL INC 67,203 1,446,000 0.85%
20 First Allied Advisory Services, Inc. 58,192 1,253,000 0.73%
21 JANE STREET GROUP, LLC 58,096 1,250,000 0.73%
22 VSR Financial Services, Inc. 57,302 1,233,000 0.72%
23 IFC Holdings Incorporated/FL 54,867 1,177,000 0.69%
24 Commonwealth Equity Services, Inc 51,592 1,110,000 0.65%
25 INVESTMENT CENTERS OF AMERICA INC 50,238 1,082,000 0.63%
26 Virtu KCG Holdings LLC 32,665 702,000 0.41%
27 USCA RIA LLC 31,355 674,000 0.39%
28 NEXT Financial Group, Inc 30,181 649,000 0.38%
29 NEW ENGLAND SECURITIES CORP /MA/ 28,389 611,000 0.36%
30 M&T BANK CORP 26,708 574,000 0.34%
31 JPMORGAN CHASE & CO 25,447 548,000 0.32%
32 COLONY GROUP LLC 25,225 543,000 0.32%
33 Atria Investments, Inc 24,420 525,000 0.31%
34 First Heartland Consultants, Inc. 23,050 496,000 0.29%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,617 400,000 0.23%
36 Robert W. Baird & Co. Inc 18,350 395,000 0.23% SH
37 PRIVATE TRUST CO NA 16,940 364,000 0.21%
38 OPPENHEIMER & CO INC 16,215 349,000 0.20%
39 Private Advisor Group, LLC 14,394 310,000 0.18%
40 Investors Capital Advisory Services 14,399 309,000 0.18%
41 Rehmann Capital Advisory Group 14,268 307,000 0.18%
42 NATIONAL PLANNING CORP 14,207 306,000 0.18%
43 KMS FINANCIAL SERVICES, INC 14,096 303,000 0.18%
44 Placemark Investments, Inc. 13,575 292,000 0.17%
45 CREDIT SUISSE AG/ 12,674 273,000 0.16%
46 VICUS CAPITAL 10,796 232,000 0.14%
47 BENJAMIN F. EDWARDS & COMPANY, INC. 10,726 231,000 0.14%
48 Winslow, Evans & Crocker, Inc. 9,350 201,120 0.12%
49 DEUTSCHE BANK AG\ 9,230 198,000 0.12%
50 B. Riley Wealth Management, Inc. 9,130 196,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.