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FIRST TR EXCHAN TRADED FD VI
FIRST TR EXCHAN TRADED FD VI. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 35 Institutional holders with a total value of $134,426,080.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 2,151,218 63,009,000 46.87%
2 MORGAN STANLEY 778,703 22,808,000 16.97%
3 Efficient Market Advisors, LLC 602,054 17,634,000 13.12%
4 UBS AG 310,327 9,089,000 6.76%
5 LPL Financial LLC 112,444 3,292,000 2.45%
6 ROYAL BANK OF CANADA 81,753 2,395,000 1.78%
7 JPMORGAN CHASE & CO 66,848 1,958,000 1.46%
8 Robert W. Baird & Co. Inc 65,859 1,929,000 1.43% SH
9 SNS Financial Group, LLC 60,806 1,781,000 1.32%
10 COMERICA SECURITIES INC 50,529 1,480,000 1.10%
11 BBVA USA Bancshares, Inc. 50,090 1,467,000 1.09%
12 Blue Edge Capital, LLC 43,308 1,268,491 0.94%
13 ENVESTNET ASSET MANAGEMENT INC 41,287 1,209,000 0.90%
14 First Horizon Advisors, Inc. 33,052 967,000 0.72%
15 D.A. DAVIDSON & CO. 23,487 687,000 0.51%
16 STERNE AGEE GROUP, INC. 16,048 476,000 0.35%
17 First Heartland Consultants, Inc. 15,497 453,000 0.34%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,127 414,000 0.31%
19 First Allied Advisory Services, Inc. 13,045 382,000 0.28%
20 HL FINANCIAL SERVICES LLC 11,245 329,000 0.24%
21 Cambridge Investment Research Advisors, Inc. 10,187 298,000 0.22%
22 STIFEL FINANCIAL CORP 9,751 286,000 0.21%
23 Janney Montgomery Scott LLC 9,108 266,773 0.20%
24 BANK OF AMERICA CORP /DE/ 8,939 262,000 0.19%
25 AMERICAN INTERNATIONAL GROUP, INC. 3,920 114,816 0.09%
26 WFG Advisors, LP 2,050 60,000 0.04%
27 Orion Porfolio Solutions, LLC 733 21,000 0.02%
28 Tower Research Capital LLC (TRC) 702 21,000 0.02%
29 NEXT Financial Group, Inc 600 18,000 0.01%
30 MSI Financial Services Inc 365 11,000 0.01%
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 329 10,000 0.01%
32 BARCLAYS PLC 340 10,000 0.01%
33 Regal Investment Advisors LLC 300 9,000 0.01%
34 Ground Swell Capital, LLC 246 7,000 0.01%
35 CITIGROUP INC 150 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.