| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 862,246 | 43,698,000 | 40.85% | ||
| 2 | Cambridge Investment Research Advisors, Inc. | 350,325 | 17,757,000 | 16.60% | ||
| 3 | UBS AG | 149,631 | 7,584,000 | 7.09% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 141,404 | 7,166,000 | 6.70% | ||
| 5 | Janney Montgomery Scott LLC | 136,480 | 6,916,806 | 6.47% | ||
| 6 | ROYAL BANK OF CANADA | 70,713 | 3,584,000 | 3.35% | ||
| 7 | LPL Financial LLC | 59,695 | 3,020,000 | 2.82% | ||
| 8 | THRIVENT FINANCIAL FOR LUTHERANS | 57,811 | 2,953,000 | 2.76% | ||
| 9 | SNS Financial Group, LLC | 37,825 | 1,917,000 | 1.79% | ||
| 10 | JANE STREET GROUP, LLC | 27,400 | 1,389,000 | 1.30% | ||
| 11 | IFC Holdings Incorporated/FL | 25,216 | 1,279,000 | 1.20% | ||
| 12 | Bluefin Trading, LLC | 24,265 | 1,228,000 | 1.15% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 22,286 | 1,129,455 | 1.06% | ||
| 14 | SII INVESTMENTS INC/WI | 20,918 | 1,059,000 | 0.99% | ||
| 15 | INVESTMENT CENTERS OF AMERICA INC | 18,347 | 929,000 | 0.87% | ||
| 16 | Composition Wealth, LLC | 15,500 | 786,000 | 0.73% | ||
| 17 | SUNTRUST BANKS INC | 10,596 | 537,000 | 0.50% | ||
| 18 | STIFEL FINANCIAL CORP | 10,470 | 531,000 | 0.50% | ||
| 19 | GOLDMAN SACHS GROUP INC | 8,520 | 432,000 | 0.40% | ||
| 20 | VSR Financial Services, Inc. | 8,325 | 422,000 | 0.39% | ||
| 21 | PRIVATE TRUST CO NA | 8,000 | 405,000 | 0.38% | ||
| 22 | Legacy Private Trust Co. | 7,670 | 389,000 | 0.36% | ||
| 23 | FIRST TRUST ADVISORS LP | 7,400 | 375,000 | 0.35% | ||
| 24 | Atria Investments, Inc | 5,906 | 299,000 | 0.28% | ||
| 25 | WELLS FARGO & COMPANY/MN | 5,305 | 269,000 | 0.25% | ||
| 26 | BENJAMIN F. EDWARDS & COMPANY, INC. | 5,173 | 262,000 | 0.24% | ||
| 27 | BANK OF MONTREAL /CAN/ | 3,727 | 189,000 | 0.18% | ||
| 28 | MSI Financial Services Inc | 3,275 | 166,000 | 0.16% | ||
| 29 | DEUTSCHE BANK AG\ | 1,749 | 88,000 | 0.08% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,460 | 74,000 | 0.07% | ||
| 31 | Regal Investment Advisors LLC | 1,376 | 70,000 | 0.07% | ||
| 32 | NEXT Financial Group, Inc | 734 | 37,000 | 0.03% | ||
| 33 | Tower Research Capital LLC (TRC) | 240 | 12,000 | 0.01% | ||
| 34 | WFG Advisors, LP | 155 | 8,000 | 0.01% | ||
| 35 | Ground Swell Capital, LLC | 73 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
