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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
601 JA SOLAR HOLDINGS CO LTD 40 0 0.00%
602 JAZZ PHARMACEUTICALS PLC 100 14 0.01%
603 JDS UNIPHASE CORP COM PAR 0.001 256 4 0.00%
604 JOHN BEAN TECHNOLOGIES CORP 172 5 0.00%
605 JOHNSON & JOHNSON 17,432 1,712 0.72%
606 JOHNSON CTLS INTL PLC 1,137 54 0.02%
607 JPMORGAN CHASE & CO 42,489 1,977 0.83%
608 JPMORGAN CHASE & CO 1,660 101 0.04%
609 KANSAS CITY SOUTHERN 70 7 0.00%
610 KBR INC 479 13 0.01%
611 KBS REAL ESTATE INVT TR INC 42,733 190 0.08%
612 KELLOGG CO 120 8 0.00%
613 KENNAMETAL INC 20 1 0.00%
614 KIMBERLY CLARK CORP 8,744 964 0.40%
615 KINDER MORGAN INC DEL 3,400 110 0.05%
616 KODIAK OIL & GAS CORP 25 0 0.00%
617 KONINKLIJKE AHOLD N 137 3 0.00%
618 KONINKLIJKE AHOLD NV-SP ADR 126 0 0.00%
619 KRAFT HEINZ CO COM 57 3 0.00%
620 KRISPY KREME DOUGHNT 25 0 0.00%
621 Kinder Morgan Inc. 7,536 557 0.23%
622 L BRANDS INC 200 11 0.00%
623 LA Z BOY INC COM 16,090 436 0.18%
624 LAS VEGAS SANDS CORP 500 40 0.02%
625 LAWSON PRODS INC COM 85 1 0.00%
626 LAZARD LTD 820 39 0.02%
627 LEAR CORP 24,070 2,015 0.85%
628 LEGGETT &PLATT INC 4,500 147 0.06%
629 LEVEL 3 COMMUNICATIONS INC 51 2 0.00%
630 LIBERTY ALL STAR EQUITY FUND SH BEN INT 5,032 30 0.01%
631 LIFEPOINT HEALTH INC 100 5 0.00%
632 LILLY ELI & CO 293 17 0.01%
633 LIME ENERGY CO COM 357 1 0.00%
634 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
635 LOCKHEED MARTIN CORP 201 33 0.01%
636 LOGITECH INTL S A 100 1 0.00%
637 LOWES COS INC 681 33 0.01%
638 LUBY'S INC 130 1 0.00%
639 LULULEMON ATHLETICA INC 490 0 0.00%
640 LUMEN TECHNOLOGIES INC 336 11 0.00%
641 LYONDELLBASELL INDUSTRIES N 458 41 0.02%
642 M & T BK CORP 330 40 0.02%
643 MACATAWA BK CORP 200 1 0.00%
644 MACQUARIE FIRST TR GLOBAL 1,000 17 0.01%
645 MACQUARIE INFRASTRUCTURE COR 266 15 0.01%
646 MAGELLAN MIDSTREAM PRTNRS LP 1,560 109 0.05%
647 MAIN STREET CAPITAL CORP 12,199 401 0.17%
648 MALLINCKRODT PUB LTD CO 5 0 0.00%
649 MANULIFE FINL CORP 494 10 0.00%
650 MARATHON OIL CORP 202 7 0.00%
Page 13 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES TR 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC DEL 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FGHT LINES INC 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
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