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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
851 UNITEDHEALTH GROUP INC 38 3 0.00%
852 SILVER STD RES INC 300 3 0.00%
853 TOTAL SYS SVCS INC 90 3 0.00%
854 NATCORE TECHNOLOGY INC 3,000 3 0.00%
855 SOCIEDAD QUIMICA Y MINERA DE 79 3 0.00%
856 NEVSUN RES LTD 1,000 3 0.00%
857 New Residential Investment Cor 500 3 0.00%
858 SUNPOWER CORP 100 3 0.00%
859 DECKERS OUTDOOR CORP 20 2 0.00%
860 SIMON PPTY GROUP INC NEW 15 2 0.00%
861 CASH AMER INTL 50 2 0.00%
862 STONERIDGE INC COM 200 2 0.00%
863 BREITBURN ENERGY PARTNERS LP COM 115 2 0.00%
864 Teekay Offshore Partners LP 68 2 0.00%
865 STAPLES INC 164 2 0.00%
866 COMMUNITY HEALTH SYS INC NEW 40 2 0.00%
867 HSBC HLDGS PLC 42 2 0.00%
868 AEGON N V 221 2 0.00%
869 HUGOTON RTY TR TEX 200 2 0.00%
870 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 347 2 0.00%
871 ISABELLA BK CORP COM 100 2 0.00%
872 Star Bulk Carriers Corp. 116 2 0.00%
873 COMPANIA DE MINAS BUENAVENTU 140 2 0.00%
874 MOTORS LIQUIDATION CO. TRUST 79 2 0.00%
875 SUMITOMO MITSUI FINL GROUP I 205 2 0.00%
876 CALL (BAC) BANK OF AMERICA JAN 28 2 0.00% Call
877 CLIFFS NAT RES INC 120 2 0.00%
878 STATOIL ASA 80 2 0.00%
879 SPECTRUM PHARMACEUTICALS INC COM 200 2 0.00%
880 Panasonic Elec Indl Ltd Spon ADR 150 2 0.00%
881 REGENCY ENERGY PARTNERS 70 2 0.00%
882 TYCO INTL LTD. 41 2 0.00%
883 Warren Resources Inc 409 2 0.00%
884 REVOLUTION LIGHTING TECHNOLO COM 500 2 0.00%
885 DISCOVER FINL SVCS 30 2 0.00%
886 SHIP FINANCE INTERNATIONAL L 120 2 0.00%
887 LEVEL 3 COMM 51 2 0.00%
888 SWEDISH EXPT CR CORP 208 2 0.00%
889 DOMINION DIAMOND CORP 150 2 0.00%
890 CALL (OSTK) OVERSTOCK COM INC 5 2 0.00% Call
891 TELUS CORP 40 2 0.00%
892 AKZO NOBEL NV-ADR 75 2 0.00%
893 GOLDMAN SACHS GROUP INC 14 2 0.00%
894 PANERA BREAD CO 10 2 0.00%
895 AUTODESK INC 50 2 0.00%
896 PDL BIOPHARMA INC 200 2 0.00%
897 NUVEEN FLTNG RTE INCM OPP FD 169 2 0.00%
898 FIRST MAJESTIC SILVER CORP 110 1 0.00%
899 CITIGROUP INC REDEMPTION $25/SH 2/15/18 30 1 0.00%
900 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
Page 18 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
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