| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 1,397,649 | 17,052,000 | 20.49% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 973,773 | 11,878,000 | 14.28% | ||
| 3 | MORGAN STANLEY | 631,408 | 7,703,000 | 9.26% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 513,937 | 6,270,000 | 7.54% | ||
| 5 | Windsor Capital Management, LLC | 362,232 | 4,419,000 | 5.31% | ||
| 6 | Advisors Asset Management, Inc. | 281,557 | 3,435,000 | 4.13% | ||
| 7 | LPL Financial LLC | 279,980 | 3,416,000 | 4.11% | ||
| 8 | Trust Asset Management LLC | 238,379 | 2,908,000 | 3.50% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 232,415 | 2,835,000 | 3.41% | ||
| 10 | Horizon Kinetics LLC | 158,339 | 1,932,000 | 2.32% | ||
| 11 | CORNERSTONE ADVISORS INC | 126,957 | 1,549,000 | 1.86% | ||
| 12 | Absolute Return Capital, LLC | 114,410 | 1,396,000 | 1.68% | ||
| 13 | ROYAL BANK OF CANADA | 110,374 | 1,347,000 | 1.62% | ||
| 14 | ProVise Management Group, LLC | 93,943 | 1,146,000 | 1.38% | ||
| 15 | Cetera Advisors LLC | 80,165 | 974,000 | 1.17% | ||
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 72,788 | 888,000 | 1.07% | ||
| 17 | Gradient Investments LLC | 70,647 | 862,000 | 1.04% | ||
| 18 | COHEN & STEERS, INC. | 68,959 | 841,000 | 1.01% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 68,118 | 831,000 | 1.00% | ||
| 20 | UBS AG | 64,498 | 787,000 | 0.95% | ||
| 21 | ROBINSON CAPITAL MANAGEMENT, LLC | 59,479 | 726,000 | 0.87% | ||
| 22 | WELLS FARGO & COMPANY/MN | 54,569 | 666,000 | 0.80% | ||
| 23 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 50,454 | 616,000 | 0.74% | ||
| 24 | AMERIPRISE FINANCIAL INC | 47,880 | 584,000 | 0.70% | ||
| 25 | INVESTMENT CENTERS OF AMERICA INC | 44,852 | 549,000 | 0.66% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 44,631 | 545,000 | 0.66% | ||
| 27 | TIEMANN INVESTMENT ADVISORS, LLC | 43,201 | 527,000 | 0.63% | ||
| 28 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 42,100 | 514,000 | 0.62% | ||
| 29 | FRANKLIN RESOURCES INC | 40,000 | 488,000 | 0.59% | ||
| 30 | ZAZOVE ASSOCIATES LLC | 34,542 | 421,000 | 0.51% | ||
| 31 | CTC Alternative Strategies, Ltd. | 34,080 | 415,776 | 0.50% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 33,795 | 412,000 | 0.50% | ||
| 33 | OPPENHEIMER & CO INC | 32,171 | 392,000 | 0.47% | ||
| 34 | WEDBUSH SECURITIES INC | 27,480 | 335,000 | 0.40% | ||
| 35 | GOLDMAN SACHS GROUP INC | 27,362 | 334,000 | 0.40% | ||
| 36 | SELZ CAPITAL LLC | 25,000 | 305,000 | 0.37% | ||
| 37 | Commonwealth Equity Services, Inc | 24,253 | 296,000 | 0.36% | ||
| 38 | JPMORGAN CHASE & CO | 24,000 | 293,000 | 0.35% | ||
| 39 | NEW ENGLAND SECURITIES CORP /MA/ | 23,423 | 286,000 | 0.34% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 21,610 | 264,000 | 0.32% | ||
| 41 | BNP PARIBAS FINANCIAL MARKETS | 18,700 | 228,888 | 0.28% | ||
| 42 | NATIONAL PLANNING CORP | 17,483 | 212,000 | 0.25% | ||
| 43 | Bank of New York Mellon Corp | 14,372 | 176,000 | 0.21% | ||
| 44 | VICUS CAPITAL | 12,255 | 150,000 | 0.18% | ||
| 45 | Annex Advisory Services, LLC | 12,192 | 149,000 | 0.18% | ||
| 46 | SHEETS SMITH WEALTH MANAGEMENT | 11,400 | 139,000 | 0.17% | ||
| 47 | BARCLAYS PLC | 9,700 | 116,000 | 0.14% | ||
| 48 | SeaBridge Investment Advisors LLC | 8,910 | 109,000 | 0.13% | ||
| 49 | D.A. DAVIDSON & CO. | 8,500 | 103,000 | 0.12% | ||
| 50 | BANK OF MONTREAL /CAN/ | 7,500 | 92,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
