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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
201 ISHARES TR 3,431 175 0.07%
202 3-D SYS CORP DEL 2,960 175 0.07%
203 RETAIL PPTYS AMER INC CL A 12,870 174 0.07%
204 INTERNATIONAL BUSINESS MACHS 900 173 0.07%
205 FIRST TR EXCHANGE TRADED FD 5,360 172 0.07%
206 VANGUARD WORLD FD 1,322 170 0.07%
207 VANGUARD INDEX FDS 1,817 170 0.07%
208 VANGUARD INTL EQUITY INDEX F 4,173 169 0.07%
209 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 4,246 168 0.07%
210 ISHARES TR 2,355 167 0.07%
211 VANGUARD INDEX FDS 1,331 165 0.07%
212 SPDR SERIES TRUST 2,765 164 0.07%
213 ISHARES 5,230 164 0.07%
214 ISHARES TR 1,522 163 0.07%
215 ISHARES INC 4,700 161 0.07%
216 HSBC USA INC SERIES H 6.50% PF 6,350 160 0.07%
217 ISHARES TR 1,046 160 0.07%
218 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 5,440 160 0.07%
219 VODAFONE GROUP PLC NEW 4,330 159 0.07%
220 ISHARES TR 1,407 157 0.07%
221 OMNICOM GROUP INC 2,134 155 0.07%
222 CNL Lifestyle Properties Inc 22,591 155 0.07%
223 VANGUARD SPECIALIZED FUNDS 2,066 155 0.07%
224 UNDER ARMOUR INC 1,338 153 0.06%
225 EXPRESS SCRIPTS HLDG CO 2,015 151 0.06%
226 BP PLC SPONS 3,065 147 0.06%
227 LEGGETT &PLATT INC 4,500 147 0.06%
228 BLDRS INDEX FDS TR 3,958 144 0.06%
229 ECOLAB INC 1,334 144 0.06%
230 MERCK & CO INC 2,516 143 0.06%
231 VANGUARD WHITEHALL FDS 2,195 139 0.06%
232 ISHARES INC 2,824 139 0.06%
233 BUCKEYE PARTNERS L P 1,835 138 0.06%
234 ONEOK PARTNERS LP 2,572 138 0.06%
235 NEWMONT CORP 5,811 136 0.06%
236 EXELON CORP 4,040 136 0.06%
237 DU PONT E I DE NEMOURS & CO 2,014 135 0.06%
238 ENERGY TRANSFER PRTNRS L P 2,508 135 0.06%
239 SPDR DOW JONES INDL AVRG ETF 818 134 0.06%
240 WISDOMTREE TR 2,433 133 0.06%
241 RPM INTL INC 3,145 132 0.06%
242 ISHARES TR 1,176 132 0.06%
243 EATON CORP PLC 1,761 132 0.06%
244 Medtronic Inc 2,017 124 0.05%
245 AXA SA SPONS ADR ISIN#US0545361075 4,764 124 0.05%
246 HOME DEPOT INC 1,555 123 0.05%
247 DISNEY WALT CO 1,537 123 0.05%
248 PIMCO ETF TR 1,181 120 0.05%
249 VANGUARD INDEX FDS 1,390 120 0.05%
250 POWERSHARES ETF TRUST 1,408 119 0.05%
Page 5 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
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